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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-24 4:12 PM View:  | Stem, Inc. (STEM) | 13-Mar-24 | Sale | 21,428 | $2.00 | $42,856.00 | (10%) 207.62K to 186.19K | |
| 14-Mar-24 4:12 PM View: | Stem, Inc. (STEM) | 12-Mar-24 | Sale | 20,000 | $2.00 | $40,000.00 | (9%) 227.62K to 207.62K | |
| 12-Mar-24 4:15 PM View: | Stem, Inc. (STEM) | 08-Mar-24 | Sale | 35,880 | $2.19 | $78,577.20 | (14%) 263.5K to 227.62K | |
| 05-Mar-24 4:22 PM View: | Stem, Inc. (STEM) | 04-Mar-24 | Option Sale | 7,153 | $2.48 | $17,739.40 | (3%) 270.66K to 263.5K | |
| 05-Mar-24 4:22 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Grant | 77,308 | -- | -- | 44% 176.6K to 253.91K | |
| 05-Mar-24 4:22 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Option Exercise | 16,747 | -- | -- | 7% 253.91K to 270.66K | |
| 20-Feb-24 4:53 PM View: | Stem, Inc. (STEM) | 16-Feb-24 | Option Sale | 12,117 | $3.17 | $38,410.90 | (6%) 188.72K to 176.6K | |
| 20-Feb-24 4:53 PM View: | Stem, Inc. (STEM) | 15-Feb-24 | Option Exercise | 27,789 | -- | -- | 17% 160.93K to 188.72K | |
| 03-May-23 9:32 AM View: | Stem, Inc. (STEM) | 01-May-23 | Option Sale | 1,260 | $4.12 | $5,191.20 | (< 1%) 162.19K to 160.93K | |
| 03-May-23 9:32 AM View: | Stem, Inc. (STEM) | 28-Apr-23 | Option Exercise | 3,453 | -- | -- | 2% 158.74K to 162.19K | |
| 03-Mar-23 5:15 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Exercise | 16,747 | -- | -- | 11% 148.87K to 165.61K | |
| 03-Mar-23 5:15 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Sale | 6,877 | $8.10 | $55,723.60 | (4%) 165.61K to 158.74K | |
| 16-Nov-22 7:13 PM View: | Stem, Inc. (STEM) | 15-Nov-22 | Market Sale | 12,500 | $14.42 | $180,229.00 | (10%) 119.96K to 107.46K | (8%) |
| 16-Nov-22 7:13 PM View: | Stem, Inc. (STEM) | 14-Nov-22 | Market Sale | 12,500 | $13.46 | $168,250.00 | (9%) 132.46K to 119.96K | (16%) |
| 16-Aug-22 6:44 PM View: | Stem, Inc. (STEM) | 16-Aug-22 | Market Sale | 10,000 | $16.09 | $160,851.00 | (5%) 183.87K to 173.87K | 3% |
| 16-Aug-22 6:44 PM View: | Stem, Inc. (STEM) | 15-Aug-22 | Market Sale | 20,000 | $16.38 | $327,640.00 | (10%) 203.87K to 183.87K | 5% |
| 16-Aug-22 6:44 PM View: | Stem, Inc. (STEM) | 12-Aug-22 | Market Sale | 30,000 | $15.44 | $463,290.00 | (13%) 233.87K to 203.87K | (< 1%) |
| 12-May-22 5:19 PM View: | Stem, Inc. (STEM) | 10-May-22 | Sale | 1,269 | $7.32 | $9,289.08 | (< 1%) 235.13K to 233.87K | |
| 02-May-22 5:21 PM View: | Stem, Inc. (STEM) | 28-Apr-22 | Option Exercise | 3,453 | -- | -- | 1% 231.68K to 235.13K | |
| 11-Apr-22 5:10 PM View: | Stem, Inc. (STEM) | 06-Apr-22 | Option Exercise | 39,226 | $1.67 | $65,507.40 | 20% 192.46K to 231.68K | |
| 17-Nov-21 7:49 PM View: | Stem, Inc. (STEM) | 16-Nov-21 | Market Sale (Planned) | 15,000 | $24.55 | $368,306.00 | (7%) 207.46K to 192.46K | (< 1%) |
| 01-Sep-21 6:16 PM View: | Stem, Inc. (STEM) | 30-Aug-21 | Payment of Exercise | 53,302 | $24.96 | $1,330,420.00 | (20%) 260.76K to 207.46K | |
| 01-Sep-21 6:16 PM View: | Stem, Inc. (STEM) | 30-Aug-21 | Option Exercise | 110,000 | $1.67 | $183,700.00 | 73% 150.76K to 260.76K |