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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-24 5:21 PM View:  | Stem, Inc. (STEM) | 30-Apr-24 | Option Sale | 24,142 | $1.87 | $45,145.50 | (10%) 237.05K to 212.91K | |
| 30-Apr-24 5:21 PM View: | Stem, Inc. (STEM) | 28-Apr-24 | Option Exercise | 69,254 | -- | -- | 41% 167.8K to 237.05K | |
| 05-Mar-24 4:23 PM View: | Stem, Inc. (STEM) | 04-Mar-24 | Option Sale | 7,153 | $2.48 | $17,739.40 | (4%) 174.95K to 167.8K | |
| 05-Mar-24 4:23 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Option Exercise | 16,747 | -- | -- | 11% 158.2K to 174.95K | |
| 20-Feb-24 4:55 PM View: | Stem, Inc. (STEM) | 16-Feb-24 | Option Sale | 14,390 | $3.17 | $45,616.30 | (8%) 172.59K to 158.2K | |
| 20-Feb-24 4:55 PM View: | Stem, Inc. (STEM) | 15-Feb-24 | Option Exercise | 33,000 | -- | -- | 24% 139.59K to 172.59K | |
| 14-Aug-23 5:06 PM View: | Stem, Inc. (STEM) | 10-Aug-23 | Sale | 13,427 | $6.50 | $87,275.50 | (9%) 153.02K to 139.59K | |
| 03-May-23 9:31 AM View: | Stem, Inc. (STEM) | 01-May-23 | Option Sale | 1,553 | $4.12 | $6,398.36 | (1%) 154.57K to 153.02K | |
| 03-May-23 9:31 AM View: | Stem, Inc. (STEM) | 28-Apr-23 | Option Exercise | 4,255 | -- | -- | 3% 150.32K to 154.57K | |
| 03-Mar-23 5:06 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Exercise | 16,747 | -- | -- | 12% 139.59K to 156.34K | |
| 03-Mar-23 5:06 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Sale | 6,022 | $8.10 | $48,795.70 | (4%) 156.34K to 150.32K | |
| 10-Aug-22 9:52 PM View: | Stem, Inc. (STEM) | 09-Aug-22 | Option Exercise | 113,569 | $3.54 | $402,019.00 | 61% 186.24K to 299.8K | |
| 10-Aug-22 9:52 PM View: | Stem, Inc. (STEM) | 09-Aug-22 | Option Sale | 113,569 | $14.70 | $1,669,460.00 | (38%) 299.8K to 186.24K | |
| 10-Aug-22 9:52 PM View: | Stem, Inc. (STEM) | 09-Aug-22 | Sale | 46,641 | $14.70 | $685,623.00 | (25%) 186.24K to 139.59K | |
| 12-May-22 5:21 PM View: | Stem, Inc. (STEM) | 10-May-22 | Sale | 1,564 | $7.32 | $11,448.50 | (< 1%) 187.8K to 186.24K | |
| 02-May-22 5:19 PM View: | Stem, Inc. (STEM) | 28-Apr-22 | Option Exercise | 4,254 | -- | -- | 2% 183.54K to 187.8K | |
| 10-Mar-22 5:01 PM View: | Stem, Inc. (STEM) | 09-Mar-22 | Option Exercise | 43,951 | $2.27 | $99,768.80 | 31% 139.59K to 183.54K | |
| 04-Nov-21 11:25 AM View: | Stem, Inc. (STEM) | 02-Nov-21 | Market Sale (Planned) | 8,500 | $25.01 | $212,571.00 | (6%) 148.09K to 139.59K | < 1% |