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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-24 5:22 PM View:  | Stem, Inc. (STEM) | 30-Apr-24 | Option Sale | 23,863 | $1.87 | $44,623.80 | (12%) 205.53K to 181.67K | |
| 30-Apr-24 5:22 PM View: | Stem, Inc. (STEM) | 28-Apr-24 | Option Exercise | 68,453 | -- | -- | 50% 137.08K to 205.53K | |
| 12-Mar-24 4:15 PM View: | Stem, Inc. (STEM) | 08-Mar-24 | Sale | 35,902 | $2.19 | $78,625.40 | (21%) 172.98K to 137.08K | |
| 05-Mar-24 4:23 PM View: | Stem, Inc. (STEM) | 04-Mar-24 | Option Sale | 7,153 | $2.48 | $17,739.40 | (4%) 180.13K to 172.98K | |
| 05-Mar-24 4:23 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Grant | 77,308 | -- | -- | 90% 86.08K to 163.39K | |
| 05-Mar-24 4:23 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Option Exercise | 16,747 | -- | -- | 10% 163.39K to 180.13K | |
| 20-Feb-24 4:51 PM View: | Stem, Inc. (STEM) | 16-Feb-24 | Option Sale | 14,389 | $3.17 | $45,613.10 | (14%) 100.47K to 86.08K | |
| 20-Feb-24 4:51 PM View: | Stem, Inc. (STEM) | 15-Feb-24 | Option Exercise | 33,000 | -- | -- | 49% 67.47K to 100.47K | |
| 03-May-23 9:33 AM View: | Stem, Inc. (STEM) | 01-May-23 | Option Sale | 1,260 | $4.12 | $5,191.20 | (2%) 68.73K to 67.47K | |
| 03-May-23 9:33 AM View: | Stem, Inc. (STEM) | 28-Apr-23 | Option Exercise | 3,453 | -- | -- | 5% 65.27K to 68.73K | |
| 03-Mar-23 5:07 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Exercise | 16,747 | -- | -- | 30% 55.41K to 72.16K | |
| 03-Mar-23 5:07 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Sale | 6,888 | $8.10 | $55,812.80 | (10%) 72.16K to 65.27K | |
| 12-May-22 5:23 PM View: | Stem, Inc. (STEM) | 10-May-22 | Sale | 1,269 | $7.32 | $9,289.08 | (2%) 56.68K to 55.41K | |
| 02-May-22 5:22 PM View: | Stem, Inc. (STEM) | 28-Apr-22 | Option Exercise | 3,453 | -- | -- | 6% 53.23K to 56.68K | |
| 12-Nov-21 12:04 PM View: | Stem, Inc. (STEM) | 11-Nov-21 | Market Sale (Planned) | 30,000 | $25.55 | $766,598.00 | (36%) 83.23K to 53.23K | (2%) |
| 12-Nov-21 12:04 PM View: | Stem, Inc. (STEM) | 10-Nov-21 | Market Sale (Planned) | 90,000 | $25.25 | $2,272,180.00 | (52%) 173.23K to 83.23K | (3%) |
| 29-Oct-21 6:39 PM View: | Stem, Inc. (STEM) | 27-Oct-21 | Grant | 180,000 | -- | -- | 100% 0 to 180.0K | |
| 29-Oct-21 6:39 PM View: | Stem, Inc. (STEM) | 27-Oct-21 | Payment of Exercise | 6,769 | -- | -- | (4%) 180.0K to 173.23K |