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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jun-24 4:13 PM View:  | Stem, Inc. (STEM) | 07-Jun-24 | Option Exercise | 23,489 | -- | -- | < 1% 4.32M to 4.34M | |
| 20-Jun-23 4:14 PM View: | Stem, Inc. (STEM) | 15-Jun-23 | Option Exercise | 20,498 | -- | -- | < 1% 4.3M to 4.32M | |
| 09-Sep-22 5:35 PM View: | Stem, Inc. (STEM) | 09-Sep-22 | Market Sale | 100,000 | $16.38 | $1,637,820.00 | (< 1%) 13.28M to 13.18M | 5% |
| 09-Sep-22 5:35 PM View: | Stem, Inc. (STEM) | 08-Sep-22 | Market Sale | 100,000 | $15.84 | $1,583,700.00 | (< 1%) 13.38M to 13.28M | 2% |
| 09-Sep-22 5:35 PM View: | Stem, Inc. (STEM) | 07-Sep-22 | Market Sale | 100,000 | $15.52 | $1,552,010.00 | (< 1%) 13.48M to 13.38M | (< 1%) |
| 22-Aug-22 6:06 PM View: | Stem, Inc. (STEM) | 18-Aug-22 | Market Sale | 50,000 | $16.11 | $805,460.00 | (1%) 4.65M to 4.6M | 3% |
| 16-Aug-22 6:45 PM View: | Stem, Inc. (STEM) | 15-Aug-22 | Market Sale | 50,000 | $16.37 | $818,600.00 | (< 1%) 9.39M to 9.34M | 5% |
| 16-Aug-22 6:45 PM View: | Stem, Inc. (STEM) | 12-Aug-22 | Market Sale | 50,000 | $15.37 | $768,470.00 | (< 1%) 9.44M to 9.39M | (1%) |
| 11-Aug-22 8:50 PM View: | Stem, Inc. (STEM) | 10-Aug-22 | Market Sale | 50,000 | $15.00 | $750,000.00 | (1%) 4.8M to 4.75M | (4%) |
| 29-Apr-22 7:20 AM View: | Stem, Inc. (STEM) | 28-Apr-22 | Option Exercise | 5,524 | -- | -- | < 1% 4.79M to 4.8M | |
| 16-Mar-22 4:35 PM View: | Stem, Inc. (STEM) | 16-Mar-22 | Sale | 150,000 | $8.30 | $1,245,450.00 | (3%) 4.94M to 4.79M | |
| 14-Mar-22 6:55 PM View: | Stem, Inc. (STEM) | 11-Mar-22 | Sale | 100,000 | $8.23 | $822,970.00 | (2%) 5.04M to 4.94M |