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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Sep-24 5:06 PM View:  | Caterpillar Inc. (CAT) | 30-Aug-24 | Payment of Exercise | 1,815 | $351.43 | $637,845.00 | (5%) 39.9K to 38.08K | |
| 03-Sep-24 5:06 PM View: | Caterpillar Inc. (CAT) | 30-Aug-24 | Option Exercise | 5,000 | $127.60 | $638,000.00 | 14% 34.9K to 39.9K | |
| 03-Sep-24 5:06 PM View: | Caterpillar Inc. (CAT) | 30-Aug-24 | Option Sale | 3,185 | $351.36 | $1,119,080.00 | (8%) 38.08K to 34.9K | |
| 06-Mar-24 12:25 PM View: | Caterpillar Inc. (CAT) | 04-Mar-24 | Grant | 2,731 | -- | -- | 9% 31.82K to 34.55K | |
| 29-Feb-24 2:35 PM View: | Caterpillar Inc. (CAT) | 28-Feb-24 | Payment of Exercise | 3,306 | $329.73 | $1,090,090.00 | (10%) 32.78K to 29.47K | |
| 29-Feb-24 2:35 PM View: | Caterpillar Inc. (CAT) | 28-Feb-24 | Option Exercise | 7,881 | $138.35 | $1,090,340.00 | 32% 24.9K to 32.78K | |
| 29-Feb-24 2:35 PM View: | Caterpillar Inc. (CAT) | 28-Feb-24 | Option Sale | 4,575 | $329.80 | $1,508,840.00 | (16%) 29.47K to 24.9K | |
| 23-Feb-24 3:47 PM View: | Caterpillar Inc. (CAT) | 22-Feb-24 | Payment of Exercise | 3,386 | $321.95 | $1,090,120.00 | (9%) 39.69K to 36.31K | |
| 23-Feb-24 3:47 PM View: | Caterpillar Inc. (CAT) | 22-Feb-24 | Option Exercise | 7,880 | $138.35 | $1,090,200.00 | 25% 31.81K to 39.69K | |
| 23-Feb-24 3:47 PM View: | Caterpillar Inc. (CAT) | 22-Feb-24 | Option Sale | 4,494 | $321.96 | $1,446,890.00 | (12%) 36.31K to 31.81K | |
| 16-Feb-24 3:53 PM View: | Caterpillar Inc. (CAT) | 15-Feb-24 | Payment of Exercise | 6,604 | $322.00 | $2,126,490.00 | (14%) 45.86K to 39.26K | |
| 16-Feb-24 3:53 PM View: | Caterpillar Inc. (CAT) | 15-Feb-24 | Option Exercise | 14,073 | $151.12 | $2,126,710.00 | 44% 31.79K to 45.86K | |
| 16-Feb-24 3:53 PM View: | Caterpillar Inc. (CAT) | 15-Feb-24 | Option Sale | 7,469 | $322.00 | $2,405,020.00 | (19%) 39.26K to 31.79K | |
| 15-Feb-24 6:04 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Grant | 12,039 | -- | -- | 49% 24.58K to 36.62K | |
| 15-Feb-24 6:04 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Payment of Exercise | 4,830 | $313.40 | $1,513,720.00 | (13%) 36.62K to 31.79K | |
| 16-Jan-24 5:25 PM View: | Caterpillar Inc. (CAT) | 12-Jan-24 | Grant | 6,887 | -- | -- | 39% 17.68K to 24.57K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 30-Aug-23 | Payment of Exercise | 1,401 | $282.57 | $395,881.00 | (6%) 24.46K to 23.06K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 30-Aug-23 | Option Exercise | 4,141 | $95.66 | $396,128.00 | (18%) 23.06K to 18.92K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 30-Aug-23 | Option Sale | 1,217 | $282.57 | $343,888.00 | (6%) 18.92K to 17.7K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 30-Aug-23 | Sale | 1,523 | $282.57 | $430,354.00 | (9%) 17.7K to 16.18K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 29-Aug-23 | Payment of Exercise | 1,217 | $279.00 | $339,543.00 | (6%) 20.32K to 19.11K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 29-Aug-23 | Option Exercise | 4,140 | $82.07 | $339,776.00 | 26% 16.18K to 20.32K | |
| 31-Aug-23 12:56 PM View: | Caterpillar Inc. (CAT) | 29-Aug-23 | Option Sale | 2,923 | $279.00 | $815,517.00 | (15%) 19.11K to 16.18K | |
| 08-Feb-23 9:09 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Grant | 4,801 | -- | -- | 37% 13.07K to 17.87K | |
| 08-Feb-23 9:09 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Payment of Exercise | 1,551 | $248.68 | $385,703.00 | (9%) 17.87K to 16.32K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Grant | 4,073 | -- | -- | 40% 10.15K to 14.23K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Payment of Exercise | 1,221 | $200.77 | $245,140.00 | (9%) 14.23K to 13.01K | |
| 11-Feb-21 3:41 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Grant | 3,565 | -- | -- | 47% 7.61K to 11.18K | |
| 11-Feb-21 3:41 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Payment of Exercise | 1,080 | $196.78 | $212,522.00 | (10%) 11.18K to 10.1K |