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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jan-24 5:19 PM View:  | AP Pharma Inc. (HRTX) | 13-Jan-24 | Payment of Exercise | 756 | $2.15 | $1,625.40 | (1%) 56.66K to 55.91K | |
| 16-Jan-24 5:19 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-24 | Option Exercise | 1,841 | -- | -- | 3% 54.82K to 56.66K | |
| 17-Oct-23 7:57 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-23 | Payment of Exercise | 860 | $0.72 | $619.20 | (2%) 55.68K to 54.82K | |
| 17-Oct-23 7:57 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-23 | Option Exercise | 2,484 | -- | -- | 5% 53.2K to 55.68K | |
| 17-Oct-23 7:57 PM View: | AP Pharma Inc. (HRTX) | 25-Jul-23 | Payment of Exercise | 14,743 | $1.51 | $22,261.90 | (22%) 67.94K to 53.2K | |
| 17-Oct-23 7:57 PM View: | AP Pharma Inc. (HRTX) | 25-Jul-23 | Option Exercise | 42,631 | -- | -- | 168% 25.31K to 67.94K | |
| 17-Jul-23 5:51 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-23 | Payment of Exercise | 860 | $1.31 | $1,126.60 | (3%) 26.17K to 25.31K | |
| 17-Jul-23 5:51 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-23 | Option Exercise | 2,485 | -- | -- | 10% 23.68K to 26.17K | |
| 17-Apr-23 5:27 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Payment of Exercise | 860 | $2.88 | $2,476.80 | (4%) 24.55K to 23.68K | |
| 17-Apr-23 5:27 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Option Exercise | 2,484 | -- | -- | 11% 22.06K to 24.55K | |
| 17-Jan-23 5:35 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Payment of Exercise | 1,013 | $3.17 | $3,211.21 | (4%) 23.07K to 22.06K | |
| 17-Jan-23 5:35 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Option Exercise | 2,485 | -- | -- | 12% 20.59K to 23.07K | |
| 17-Oct-22 4:36 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Payment of Exercise | 861 | $3.76 | $3,237.36 | (4%) 21.45K to 20.59K | |
| 17-Oct-22 4:36 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Option Exercise | 2,485 | -- | -- | 13% 18.96K to 21.45K | |
| 15-Jul-22 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Payment of Exercise | 860 | $3.01 | $2,588.60 | (4%) 19.82K to 18.96K | |
| 15-Jul-22 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Option Exercise | 2,485 | -- | -- | 14% 17.34K to 19.82K | |
| 15-Apr-22 5:03 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Payment of Exercise | 860 | $6.07 | $5,220.20 | (5%) 18.2K to 17.34K | |
| 15-Apr-22 5:03 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Option Exercise | 2,484 | -- | -- | 16% 15.72K to 18.2K | |
| 14-Jan-22 5:06 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Payment of Exercise | 966 | $8.30 | $8,017.80 | (6%) 16.68K to 15.72K | |
| 14-Jan-22 5:06 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Option Exercise | 2,485 | -- | -- | 18% 14.2K to 16.68K | |
| 15-Oct-21 4:23 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Payment of Exercise | 191 | $10.55 | $2,015.05 | (1%) 14.39K to 14.2K | |
| 15-Oct-21 4:23 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Option Exercise | 552 | -- | -- | 4% 13.84K to 14.39K | |
| 15-Jul-21 4:48 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Payment of Exercise | 191 | $13.48 | $2,574.68 | (1%) 14.03K to 13.84K | |
| 15-Jul-21 4:48 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Option Exercise | 552 | -- | -- | 4% 13.47K to 14.03K | |
| 15-Jul-21 4:48 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-21 | Acquisition (other) | 1,530 | $13.90 | $21,263.20 | 13% 11.95K to 13.47K | |
| 15-Apr-21 4:52 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Payment of Exercise | 191 | $16.66 | $3,182.06 | (2%) 12.14K to 11.95K | |
| 15-Apr-21 4:52 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Option Exercise | 552 | -- | -- | 5% 11.58K to 12.14K | |
| 15-Jan-21 4:26 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Payment of Exercise | 227 | $18.16 | $4,122.32 | (2%) 11.81K to 11.58K | |
| 15-Jan-21 4:26 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Option Exercise | 552 | -- | -- | 5% 11.26K to 11.81K |