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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Dec-23 6:30 PM View:  | Bakkt Holdings, Inc. (VIH) | 29-Dec-23 | Sale | 393,125 | $2.56 | $1,005,810.00 | (15%) 2.59M to 2.2M | |
| 28-Dec-23 6:39 PM View: | Bakkt Holdings, Inc. (VIH) | 28-Dec-23 | Sale | 360,544 | $2.31 | $832,748.00 | (12%) 2.95M to 2.59M | |
| 27-Dec-23 5:38 PM View: | Bakkt Holdings, Inc. (VIH) | 27-Dec-23 | Sale | 753,001 | $2.25 | $1,695,830.00 | (20%) 3.7M to 2.95M | |
| 20-Dec-23 6:54 PM View: | Bakkt Holdings, Inc. (VIH) | 20-Dec-23 | Sale | 237,711 | $2.01 | $478,631.00 | (6%) 3.94M to 3.7M | |
| 19-Dec-23 7:18 PM View: | Bakkt Holdings, Inc. (VIH) | 19-Dec-23 | Sale | 144,484 | $2.01 | $290,514.00 | (4%) 4.08M to 3.94M | |
| 06-Dec-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 06-Dec-23 | Sale | 40,283 | $2.05 | $82,757.40 | (< 1%) 4.14M to 4.1M | |
| 07-Dec-23 4:11 PM View: | Bakkt Holdings, Inc. (VIH) | 06-Dec-23 | Sale | 18,763 | $2.05 | $38,494.20 | (< 1%) 4.1M to 4.08M | |
| 05-Dec-23 8:49 PM View: | Bakkt Holdings, Inc. (VIH) | 05-Dec-23 | Sale | 276,898 | $2.05 | $568,804.00 | (6%) 4.42M to 4.14M | |
| 04-Dec-23 7:38 PM View: | Bakkt Holdings, Inc. (VIH) | 04-Dec-23 | Sale | 182,819 | $2.10 | $384,688.00 | (4%) 4.6M to 4.42M | |
| 20-Jul-23 4:00 PM View: | Bakkt Holdings, Inc. (VIH) | 19-Jul-23 | Sale | 600 | $1.85 | $1,110.00 | (< 1%) 4.6M to 4.6M | |
| 17-Jul-23 4:24 PM View: | Bakkt Holdings, Inc. (VIH) | 17-Jul-23 | Sale | 40,585 | $1.87 | $76,019.80 | (< 1%) 4.64M to 4.6M | |
| 14-Jul-23 5:42 PM View: | Bakkt Holdings, Inc. (VIH) | 14-Jul-23 | Sale | 400,000 | $2.07 | $828,000.00 | (8%) 5.04M to 4.64M | |
| 14-Jul-23 4:01 PM View: | Bakkt Holdings, Inc. (VIH) | 13-Jul-23 | Sale | 400,000 | $1.65 | $659,920.00 | (7%) 5.44M to 5.04M | |
| 12-Jul-23 4:32 PM View: | Bakkt Holdings, Inc. (VIH) | 12-Jul-23 | Sale | 400,000 | $1.57 | $629,680.00 | (7%) 5.84M to 5.44M | |
| 11-Jul-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 11-Jul-23 | Sale | 200,000 | $1.58 | $315,460.00 | (3%) 6.04M to 5.84M | |
| 19-May-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 18-May-23 | Sale | 54,914 | $1.41 | $77,571.50 | (< 1%) 6.1M to 6.04M | |
| 01-May-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 01-May-23 | Disposition (other) | 1,357,390 | -- | -- | (18%) 7.46M to 6.1M | |
| 18-Apr-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 14-Apr-23 | Sale | 22,488 | $1.53 | $34,417.90 | (< 1%) 7.48M to 7.46M | |
| 03-Apr-23 6:07 PM View: | Bakkt Holdings, Inc. (VIH) | 03-Apr-23 | Sale | 20,000 | $1.67 | $33,320.00 | (< 1%) 7.5M to 7.48M | |
| 03-Apr-23 4:30 PM View: | Bakkt Holdings, Inc. (VIH) | 31-Mar-23 | Sale | 74,495 | $1.70 | $126,642.00 | (< 1%) 7.57M to 7.5M | |
| 14-Mar-23 5:35 PM View: | Bakkt Holdings, Inc. (VIH) | 14-Mar-23 | Sale | 50,000 | $1.32 | $66,000.00 | (< 1%) 7.62M to 7.57M | |
| 13-Jan-23 4:10 PM View: | Bakkt Holdings, Inc. (VIH) | 13-Jan-23 | Sale | 100,000 | $2.06 | $206,100.00 | (1%) 7.72M to 7.62M | |
| 13-Jan-23 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 06-Jan-23 | Disposition (other) | 349,510 | -- | -- | (4%) 8.07M to 7.72M | |
| 01-Dec-22 4:06 PM View: | Bakkt Holdings, Inc. (VIH) | 01-Dec-22 | Sale | 69,640 | $1.78 | $124,238.00 | (< 1%) 8.14M to 8.07M | |
| 18-Nov-22 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 17-Nov-22 | Sale | 170,000 | $1.94 | $329,970.00 | (2%) 8.31M to 8.14M | |
| 26-Oct-22 4:05 PM View: | Bakkt Holdings, Inc. (VIH) | 26-Oct-22 | Sale | 7,500 | $2.33 | $17,482.50 | (< 1%) 8.32M to 8.31M | |
| 23-May-22 11:41 AM View: | Bakkt Holdings, Inc. (VIH) | 19-May-22 | Sale | 16,000 | $2.73 | $43,680.00 | (< 1%) 8.34M to 8.32M | |
| 17-Feb-22 6:27 PM View: | Bakkt Holdings, Inc. (VIH) | 16-Feb-22 | Disposition (other) | 627,361 | -- | -- | (7%) 8.96M to 8.34M | |
| 23-Dec-21 8:26 PM View: | Bakkt Holdings, Inc. (VIH) | 23-Dec-21 | Market Sale | 14,115 | $10.14 | $143,126.00 | (< 1%) 8.98M to 8.96M | 14% |
| 21-Dec-21 7:57 PM View: | Bakkt Holdings, Inc. (VIH) | 16-Dec-21 | Market Sale | 113,996 | $9.81 | $1,117,970.00 | (1%) 9.09M to 8.98M | 11% |
| 19-Nov-21 12:16 PM View: | Bakkt Holdings, Inc. (VIH) | 17-Nov-21 | Exercise (in-the money or at-the-money) | 3,967,360 | -- | -- | 77% 5.12M to 9.09M | |
| 15-Oct-21 7:16 PM View: | Bakkt Holdings, Inc. (VIH) | 15-Oct-21 | Option Exercise | 5,124,300 | -- | -- | 100% 0 to 5.12M |