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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jun-24 4:05 PM View:  | Transphorm, Inc. (TGAN) | 20-Jun-24 | Disposition | 489,310 | -- | -- | (100%) 489.31K to 0 | |
| 04-Mar-24 4:06 PM View: | Transphorm, Inc. (TGAN) | 29-Feb-24 | Sale | 6,000 | $4.80 | $28,806.00 | (1%) 495.31K to 489.31K | |
| 03-Jan-24 6:19 PM View: | Transphorm, Inc. (TGAN) | 01-Jan-24 | Payment of Exercise | 6,780 | $3.65 | $24,747.00 | (1%) 502.09K to 495.31K | |
| 21-Nov-23 4:32 PM View: | Transphorm, Inc. (TGAN) | 17-Nov-23 | Payment of Exercise | 8,069 | $2.77 | $22,351.10 | (2%) 510.16K to 502.09K | |
| 01-Sep-23 4:04 PM View: | Transphorm, Inc. (TGAN) | 30-Aug-23 | Grant | 288,000 | -- | -- | 130% 222.16K to 510.16K | |
| 25-Jul-23 6:31 PM View: | Transphorm, Inc. (TGAN) | 21-Jul-23 | Option Exercise | 3,100 | $3.30 | $10,230.00 | 1% 219.06K to 222.16K | |
| 05-Jul-23 4:11 PM View: | Transphorm, Inc. (TGAN) | 01-Jul-23 | Payment of Exercise | 14,360 | $3.40 | $48,824.00 | (6%) 233.42K to 219.06K | |
| 04-Jan-23 4:09 PM View: | Transphorm, Inc. (TGAN) | 01-Jan-23 | Grant | 16,544 | -- | -- | 7% 233.06K to 249.6K | |
| 04-Jan-23 4:09 PM View: | Transphorm, Inc. (TGAN) | 01-Jan-23 | Payment of Exercise | 16,183 | $5.44 | $88,035.50 | (6%) 249.6K to 233.42K | |
| 01-Dec-22 6:49 PM View: | Transphorm, Inc. (TGAN) | 30-Nov-22 | Sale | 1,648 | $5.63 | $9,284.83 | (< 1%) 234.71K to 233.06K | |
| 01-Dec-22 6:49 PM View: | Transphorm, Inc. (TGAN) | 29-Nov-22 | Sale | 1,852 | $6.03 | $11,176.80 | (< 1%) 236.56K to 234.71K | |
| 28-Nov-22 4:20 PM View: | Transphorm, Inc. (TGAN) | 23-Nov-22 | Option Exercise | 1,000 | $4.34 | $4,340.00 | < 1% 237.56K to 238.56K | |
| 28-Nov-22 4:20 PM View: | Transphorm, Inc. (TGAN) | 23-Nov-22 | Option Sale | 1,000 | $6.64 | $6,641.00 | (< 1%) 238.56K to 237.56K | |
| 28-Nov-22 4:20 PM View: | Transphorm, Inc. (TGAN) | 23-Nov-22 | Sale | 1,000 | $6.64 | $6,641.00 | (< 1%) 237.56K to 236.56K | |
| 21-Nov-22 4:16 PM View: | Transphorm, Inc. (TGAN) | 17-Nov-22 | Sale | 8,927 | $5.67 | $50,651.80 | (4%) 246.49K to 237.56K | |
| 10-Jun-22 4:42 PM View: | Transphorm, Inc. (TGAN) | 28-Feb-22 | Option Exercise | 1,000 | $4.34 | $4,340.00 | < 1% 245.49K to 246.49K | |
| 02-Mar-22 4:02 PM View: | Transphorm, Inc. (TGAN) | 28-Feb-22 | Sale | 3,000 | $7.38 | $22,131.00 | (1%) 248.49K to 245.49K | |
| 04-Jan-22 9:20 PM View: | Transphorm, Inc. (TGAN) | 01-Jan-22 | Payment of Exercise | 15,471 | $8.00 | $123,768.00 | (6%) 263.96K to 248.49K | |
| 17-Dec-21 4:09 PM View: | Transphorm, Inc. (TGAN) | 15-Dec-21 | Grant | 70,000 | -- | -- | 36% 193.96K to 263.96K | |
| 31-Aug-20 4:30 PM View: | Transphorm, Inc. (TGAN) | 27-Aug-20 | Grant | 124,560 | -- | -- | 179% 69.4K to 193.96K | |
| 12-Mar-20 4:47 PM View: | Transphorm, Inc. (TGAN) | 12-Feb-20 | Grant | 2,500 | $4.00 | $10,000.00 | 4% 66.9K to 69.4K |