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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Aug-21 4:19 PM View:  | CM Finance Inc. (ICMB) | 27-Aug-21 | Private Purchase | 399,210 | $6.27 | $2,503,050.00 | 78% 508.78K to 907.99K | |
| 14-May-20 9:12 AM View: | CM Finance Inc. (ICMB) | 13-May-20 | Purchase | 1,261 | -- | -- | < 1% 507.51K to 508.77K | |
| 12-May-20 6:45 PM View: | CM Finance Inc. (ICMB) | 12-May-20 | Purchase | 2,530 | $3.36 | $8,491.19 | < 1% 504.98K to 507.51K | |
| 12-May-20 6:45 PM View: | CM Finance Inc. (ICMB) | 11-May-20 | Purchase | 3,080 | $3.45 | $10,629.10 | < 1% 501.9K to 504.98K | |
| 12-May-20 6:45 PM View: | CM Finance Inc. (ICMB) | 08-May-20 | Private Purchase | 2,770 | $3.38 | $9,366.75 | < 1% 499.13K to 501.9K | |
| 07-May-20 5:14 PM View: | CM Finance Inc. (ICMB) | 07-May-20 | Purchase | 3,080 | $3.43 | $10,550.50 | < 1% 496.05K to 499.13K | |
| 07-May-20 5:14 PM View: | CM Finance Inc. (ICMB) | 06-May-20 | Purchase | 2,900 | $3.83 | $11,113.10 | < 1% 493.15K to 496.05K | |
| 07-May-20 5:14 PM View: | CM Finance Inc. (ICMB) | 05-May-20 | Private Purchase | 2,814 | $4.12 | $11,589.70 | < 1% 490.34K to 493.15K | |
| 04-May-20 6:14 PM View: | CM Finance Inc. (ICMB) | 04-May-20 | Purchase | 3,080 | $4.11 | $12,643.70 | < 1% 487.26K to 490.34K | |
| 04-May-20 6:14 PM View: | CM Finance Inc. (ICMB) | 01-May-20 | Purchase | 3,080 | $4.38 | $13,475.00 | < 1% 484.18K to 487.26K | |
| 04-May-20 6:14 PM View: | CM Finance Inc. (ICMB) | 30-Apr-20 | Private Purchase | 3,080 | $4.53 | $13,966.90 | < 1% 481.1K to 484.18K | |
| 29-Apr-20 6:54 PM View: | CM Finance Inc. (ICMB) | 29-Apr-20 | Purchase | 3,080 | $4.72 | $14,534.50 | < 1% 478.02K to 481.1K | |
| 29-Apr-20 6:54 PM View: | CM Finance Inc. (ICMB) | 28-Apr-20 | Purchase | 3,000 | $4.81 | $14,437.20 | < 1% 475.02K to 478.02K | |
| 29-Apr-20 6:54 PM View: | CM Finance Inc. (ICMB) | 27-Apr-20 | Private Purchase | 2,500 | $4.92 | $12,293.00 | < 1% 472.52K to 475.02K | |
| 24-Apr-20 5:39 PM View: | CM Finance Inc. (ICMB) | 24-Apr-20 | Purchase | 2,600 | $4.84 | $12,571.30 | < 1% 469.92K to 472.52K | |
| 24-Apr-20 5:39 PM View: | CM Finance Inc. (ICMB) | 23-Apr-20 | Purchase | 3,080 | $4.78 | $14,731.90 | < 1% 466.84K to 469.92K | |
| 24-Apr-20 5:39 PM View: | CM Finance Inc. (ICMB) | 22-Apr-20 | Private Purchase | 2,917 | $4.53 | $13,228.60 | < 1% 463.92K to 466.84K | |
| 21-Apr-20 5:47 PM View: | CM Finance Inc. (ICMB) | 21-Apr-20 | Purchase | 1,815 | $4.38 | $7,949.70 | < 1% 462.11K to 463.92K | |
| 21-Apr-20 5:47 PM View: | CM Finance Inc. (ICMB) | 20-Apr-20 | Purchase | 2,700 | $4.73 | $12,759.10 | < 1% 459.41K to 462.11K | |
| 21-Apr-20 5:47 PM View: | CM Finance Inc. (ICMB) | 17-Apr-20 | Private Purchase | 3,080 | $4.73 | $14,554.50 | < 1% 456.33K to 459.41K | |
| 16-Apr-20 6:10 PM View: | CM Finance Inc. (ICMB) | 16-Apr-20 | Purchase | 3,061 | $4.35 | $13,310.50 | < 1% 453.27K to 456.33K | |
| 16-Apr-20 6:10 PM View: | CM Finance Inc. (ICMB) | 15-Apr-20 | Purchase | 3,000 | $3.70 | $11,110.50 | < 1% 450.27K to 453.27K | |
| 16-Apr-20 6:10 PM View: | CM Finance Inc. (ICMB) | 14-Apr-20 | Private Purchase | 1,880 | $3.68 | $6,923.48 | < 1% 448.39K to 450.27K | |
| 13-Apr-20 5:28 PM View: | CM Finance Inc. (ICMB) | 13-Apr-20 | Purchase | 2,070 | $3.38 | $6,987.70 | < 1% 446.32K to 448.39K | |
| 13-Apr-20 5:28 PM View: | CM Finance Inc. (ICMB) | 09-Apr-20 | Purchase | 1,300 | $3.39 | $4,413.50 | < 1% 445.02K to 446.32K | |
| 13-Apr-20 5:28 PM View: | CM Finance Inc. (ICMB) | 08-Apr-20 | Private Purchase | 2,760 | $3.21 | $8,864.57 | < 1% 442.26K to 445.02K | |
| 07-Apr-20 5:44 PM View: | CM Finance Inc. (ICMB) | 07-Apr-20 | Purchase | 3,000 | $3.18 | $9,542.40 | < 1% 439.26K to 442.26K | |
| 07-Apr-20 5:44 PM View: | CM Finance Inc. (ICMB) | 06-Apr-20 | Purchase | 1,168 | $2.99 | $3,491.39 | < 1% 438.09K to 439.26K | |
| 07-Apr-20 5:44 PM View: | CM Finance Inc. (ICMB) | 03-Apr-20 | Private Purchase | 3,000 | $3.09 | $9,272.10 | < 1% 435.09K to 438.09K | |
| 02-Apr-20 7:47 PM View: | CM Finance Inc. (ICMB) | 02-Apr-20 | Purchase | 1,900 | $2.91 | $5,535.08 | < 1% 433.19K to 435.09K | |
| 02-Apr-20 7:47 PM View: | CM Finance Inc. (ICMB) | 01-Apr-20 | Purchase | 2,530 | $2.45 | $6,208.37 | < 1% 430.66K to 433.19K | |
| 02-Apr-20 7:47 PM View: | CM Finance Inc. (ICMB) | 31-Mar-20 | Private Purchase | 1,500 | $2.38 | $3,564.00 | < 1% 429.16K to 430.66K | |
| 30-Mar-20 8:27 PM View: | CM Finance Inc. (ICMB) | 30-Mar-20 | Purchase | 2,900 | $2.39 | $6,926.07 | < 1% 426.26K to 429.16K | |
| 30-Mar-20 8:27 PM View: | CM Finance Inc. (ICMB) | 27-Mar-20 | Purchase | 800 | $2.87 | $2,298.48 | < 1% 425.46K to 426.26K | |
| 30-Mar-20 8:27 PM View: | CM Finance Inc. (ICMB) | 26-Mar-20 | Private Purchase | 2,600 | $2.93 | $7,624.50 | < 1% 422.86K to 425.46K | |
| 25-Mar-20 5:30 PM View: | CM Finance Inc. (ICMB) | 23-Mar-20 | Purchase | 1,800 | $2.72 | $4,899.96 | < 1% 421.06K to 422.86K | |
| 25-Mar-20 5:30 PM View: | CM Finance Inc. (ICMB) | 22-Mar-20 | Purchase | 3,080 | $2.78 | $8,564.25 | < 1% 417.98K to 421.06K | |
| 25-Mar-20 5:30 PM View: | CM Finance Inc. (ICMB) | 21-Mar-20 | Private Purchase | 1,804 | $2.27 | $4,097.43 | < 1% 416.18K to 417.98K | |
| 20-Mar-20 7:56 PM View: | CM Finance Inc. (ICMB) | 20-Mar-20 | Purchase | 2,700 | $2.45 | $6,606.09 | < 1% 413.48K to 416.18K | |
| 20-Mar-20 7:56 PM View: | CM Finance Inc. (ICMB) | 19-Mar-20 | Purchase | 2,801 | $1.96 | $5,484.36 | < 1% 410.67K to 413.48K | |
| 20-Mar-20 7:56 PM View: | CM Finance Inc. (ICMB) | 18-Mar-20 | Private Purchase | 2,759 | $1.98 | $5,461.16 | < 1% 407.92K to 410.67K | |
| 17-Mar-20 8:12 PM View: | CM Finance Inc. (ICMB) | 17-Mar-20 | Purchase | 2,974 | $2.55 | $7,584.00 | < 1% 404.94K to 407.92K | |
| 17-Mar-20 8:12 PM View: | CM Finance Inc. (ICMB) | 16-Mar-20 | Purchase | 2,800 | $2.88 | $8,076.60 | < 1% 402.14K to 404.94K | |
| 17-Mar-20 8:12 PM View: | CM Finance Inc. (ICMB) | 13-Mar-20 | Private Purchase | 2,995 | $3.61 | $10,802.10 | < 1% 399.15K to 402.14K | |
| 12-Mar-20 5:51 PM View: | CM Finance Inc. (ICMB) | 12-Mar-20 | Purchase | 3,080 | $4.02 | $12,384.70 | < 1% 396.07K to 399.15K | |
| 12-Mar-20 5:51 PM View: | CM Finance Inc. (ICMB) | 11-Mar-20 | Purchase | 1,949 | $6.41 | $12,497.60 | < 1% 394.12K to 396.07K | |
| 12-Mar-20 5:51 PM View: | CM Finance Inc. (ICMB) | 10-Mar-20 | Private Purchase | 988 | $6.60 | $6,519.32 | < 1% 393.13K to 394.12K | |
| 09-Mar-20 4:52 PM View: | CM Finance Inc. (ICMB) | 09-Mar-20 | Private Purchase | 1,900 | $6.66 | $12,651.00 | < 1% 391.23K to 393.13K | |
| 09-Mar-20 4:52 PM View: | CM Finance Inc. (ICMB) | 06-Mar-20 | Market Purchase | 2,048 | $6.72 | $13,759.30 | < 1% 389.18K to 391.23K | 10% |
| 09-Mar-20 4:52 PM View: | CM Finance Inc. (ICMB) | 05-Mar-20 | Market Purchase | 2,048 | $7.07 | $14,482.40 | < 1% 387.13K to 389.18K | 5% |