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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Sep-24 6:15 PM View:  | Duos Technologies Group, Inc. (DUOT) | 19-Sep-24 | Exercise (in-the money or at-the-money) | 344,644 | $2.61 | $899,521.00 | 27% 1.28M to 1.63M | |
| 13-May-24 9:40 AM View: | Composecure, Inc. (CMPO) | 09-May-24 | Purchase | 800,000 | $6.50 | $5,200,000.00 | 27% 3.0M to 3.8M | |
| 15-Dec-23 4:39 PM View: | Scientific Industries Inc. (SCND) | 13-Dec-23 | Private Purchase | 600,000 | $2.00 | $1,200,000.00 | 99% 603.35K to 1.2M | |
| 04-Dec-23 3:56 PM View: | Composecure, Inc. (CMPO) | 30-Nov-23 | Purchase | 8,100 | $4.88 | $39,487.50 | < 1% 2.99M to 3.0M | |
| 25-Apr-23 4:29 PM View: | SCM Microsystems Inc. (INVE) | 24-Apr-23 | Exercise (in-the money or at-the-money) | 275,000 | $3.50 | $962,500.00 | 11% 2.61M to 2.88M | |
| 27-Mar-23 4:08 PM View: | Intevac Inc. (IVAC) | 23-Mar-23 | Purchase | 37,800 | $6.93 | $262,132.00 | < 1% 5.0M to 5.04M | |
| 15-Mar-23 4:30 PM View: | Intevac Inc. (IVAC) | 13-Mar-23 | Disposition (other) | 19,750 | -- | -- | (< 1%) 5.02M to 5.0M | |
| 15-Mar-23 4:36 PM View: | Durect Corp. (DRRX) | 13-Mar-23 | Disposition (other) | 3,498 | -- | -- | (< 1%) 2.64M to 2.64M | |
| 15-Mar-23 4:23 PM View: | SCM Microsystems Inc. (INVE) | 13-Mar-23 | Disposition (other) | 25,000 | -- | -- | (< 1%) 2.63M to 2.61M | |
| 06-Jan-23 4:50 PM View: | Intevac Inc. (IVAC) | 06-Jan-23 | Purchase | 46,931 | $6.58 | $308,614.00 | < 1% 4.97M to 5.02M | |
| 06-Jan-23 4:50 PM View: | Intevac Inc. (IVAC) | 05-Jan-23 | Purchase | 2,637 | $6.49 | $17,124.40 | < 1% 4.97M to 4.97M | |
| 06-Jan-23 4:50 PM View: | Intevac Inc. (IVAC) | 04-Jan-23 | Purchase | 27,300 | $6.47 | $176,494.00 | < 1% 4.94M to 4.97M | |
| 09-Dec-22 5:57 PM View: | Composecure, Inc. (CMPO) | 09-Dec-22 | Purchase | 13,943 | $4.32 | $60,285.30 | < 1% 2.98M to 2.99M | |
| 09-Dec-22 5:57 PM View: | Composecure, Inc. (CMPO) | 08-Dec-22 | Purchase | 22,400 | $4.37 | $97,872.30 | < 1% 2.95M to 2.98M | |
| 09-Dec-22 5:57 PM View: | Composecure, Inc. (CMPO) | 07-Dec-22 | Purchase | 19,273 | $4.39 | $84,618.10 | < 1% 2.93M to 2.95M | |
| 26-Sep-22 4:51 PM View: | Composecure, Inc. (CMPO) | 26-Sep-22 | Purchase | 4,532 | $4.78 | $21,650.30 | < 1% 2.93M to 2.93M | |
| 26-Sep-22 4:51 PM View: | Composecure, Inc. (CMPO) | 23-Sep-22 | Purchase | 7,350 | $4.78 | $35,096.20 | < 1% 2.92M to 2.93M | |
| 26-Sep-22 4:51 PM View: | Composecure, Inc. (CMPO) | 22-Sep-22 | Purchase | 800 | $4.83 | $3,864.00 | < 1% 2.92M to 2.92M | |
| 20-Sep-22 4:57 PM View: | Composecure, Inc. (CMPO) | 20-Sep-22 | Purchase | 11,722 | $4.99 | $58,478.70 | < 1% 2.91M to 2.92M | |
| 20-Sep-22 4:57 PM View: | Composecure, Inc. (CMPO) | 19-Sep-22 | Purchase | 5,430 | $4.99 | $27,093.50 | < 1% 2.9M to 2.91M | |
| 20-Sep-22 4:57 PM View: | Composecure, Inc. (CMPO) | 16-Sep-22 | Purchase | 32,848 | $4.98 | $163,737.00 | 1% 2.87M to 2.9M | |
| 29-Aug-22 3:56 PM View: | Composecure, Inc. (CMPO) | 25-Aug-22 | Purchase | 500,000 | $5.50 | $2,750,000.00 | 21% 2.37M to 2.87M | |
| 29-Jul-22 4:04 PM View: | Composecure, Inc. (CMPO) | 27-Jul-22 | Purchase | 3,673 | $4.99 | $18,334.90 | < 1% 2.37M to 2.37M | |
| 15-Jun-22 4:47 PM View: | Intevac Inc. (IVAC) | 15-Jun-22 | Sale | 5,050 | $4.86 | $24,519.80 | (< 1%) 4.95M to 4.94M | |
| 15-Jun-22 4:47 PM View: | Intevac Inc. (IVAC) | 14-Jun-22 | Sale | 200 | $4.80 | $961.00 | (< 1%) 4.95M to 4.95M | |
| 14-Jun-22 4:33 PM View: | Composecure, Inc. (CMPO) | 14-Jun-22 | Purchase | 30 | $5.40 | $162.00 | < 1% 2.37M to 2.37M | |
| 14-Jun-22 4:33 PM View: | Composecure, Inc. (CMPO) | 13-Jun-22 | Purchase | 10,000 | $5.87 | $58,676.00 | < 1% 2.36M to 2.37M | |
| 14-Jun-22 4:33 PM View: | Composecure, Inc. (CMPO) | 10-Jun-22 | Purchase | 674 | $6.00 | $4,044.00 | < 1% 2.36M to 2.36M | |
| 26-May-22 5:49 PM View: | SCM Microsystems Inc. (INVE) | 25-May-22 | Purchase | 5,487 | $11.15 | $61,180.00 | < 1% 2.63M to 2.63M | |
| 26-May-22 5:49 PM View: | SCM Microsystems Inc. (INVE) | 24-May-22 | Private Purchase | 10,000 | $11.15 | $111,498.00 | < 1% 2.62M to 2.63M | |
| 16-May-22 10:00 PM View: | Composecure, Inc. (CMPO) | 12-May-22 | Purchase | 3,258 | $6.00 | $19,534.00 | < 1% 2.35M to 2.36M | |
| 11-May-22 5:21 PM View: | Composecure, Inc. (CMPO) | 11-May-22 | Purchase | 50,000 | $6.36 | $318,240.00 | 2% 2.3M to 2.35M | |
| 10-May-22 4:59 PM View: | SCM Microsystems Inc. (INVE) | 10-May-22 | Purchase | 25,000 | $11.74 | $293,555.00 | < 1% 2.59M to 2.62M | |
| 11-May-22 5:21 PM View: | Composecure, Inc. (CMPO) | 10-May-22 | Purchase | 103,027 | $6.95 | $716,439.00 | 5% 2.2M to 2.3M | |
| 10-May-22 4:59 PM View: | SCM Microsystems Inc. (INVE) | 09-May-22 | Purchase | 3,301 | $11.75 | $38,786.80 | < 1% 2.59M to 2.59M | |
| 11-May-22 5:21 PM View: | Composecure, Inc. (CMPO) | 09-May-22 | Purchase | 11,774 | $7.48 | $88,116.60 | < 1% 2.19M to 2.2M | |
| 10-May-22 4:59 PM View: | SCM Microsystems Inc. (INVE) | 06-May-22 | Private Purchase | 100,000 | $12.10 | $1,209,980.00 | 4% 2.49M to 2.59M | |
| 06-May-22 4:53 PM View: | Composecure, Inc. (CMPO) | 06-May-22 | Purchase | 28,043 | $7.44 | $208,744.00 | 1% 2.16M to 2.19M | |
| 06-May-22 4:53 PM View: | Composecure, Inc. (CMPO) | 05-May-22 | Purchase | 17,133 | $7.34 | $125,724.00 | < 1% 2.14M to 2.16M | |
| 06-May-22 4:53 PM View: | Composecure, Inc. (CMPO) | 04-May-22 | Purchase | 47,719 | $7.47 | $356,642.00 | 2% 2.1M to 2.14M | |
| 03-May-22 5:38 PM View: | Composecure, Inc. (CMPO) | 03-May-22 | Purchase | 30,671 | $7.45 | $228,628.00 | 1% 2.06M to 2.1M | |
| 03-May-22 5:38 PM View: | Composecure, Inc. (CMPO) | 02-May-22 | Purchase | 5,736 | $7.48 | $42,911.00 | < 1% 2.06M to 2.06M | |
| 03-May-22 5:38 PM View: | Composecure, Inc. (CMPO) | 29-Apr-22 | Purchase | 63,332 | $7.81 | $494,617.00 | 3% 2.0M to 2.06M | |
| 26-Apr-22 6:28 PM View: | Composecure, Inc. (CMPO) | 26-Apr-22 | Purchase | 63,100 | $7.17 | $452,433.00 | 3% 1.93M to 2.0M | |
| 26-Apr-22 6:28 PM View: | Composecure, Inc. (CMPO) | 25-Apr-22 | Purchase | 45,000 | $7.25 | $326,097.00 | 2% 1.89M to 1.93M | |
| 25-Apr-22 4:28 PM View: | SCM Microsystems Inc. (INVE) | 22-Apr-22 | Purchase | 35,100 | $12.56 | $440,881.00 | 1% 2.46M to 2.49M | |
| 26-Apr-22 6:28 PM View: | Composecure, Inc. (CMPO) | 22-Apr-22 | Purchase | 34,744 | $7.49 | $260,351.00 | 2% 1.85M to 1.89M | |
| 25-Apr-22 4:28 PM View: | SCM Microsystems Inc. (INVE) | 21-Apr-22 | Private Purchase | 67,671 | $12.61 | $853,094.00 | 3% 2.39M to 2.46M | |
| 21-Apr-22 5:44 PM View: | Composecure, Inc. (CMPO) | 21-Apr-22 | Purchase | 54,593 | $7.63 | $416,725.00 | 3% 1.9M to 1.95M | |
| 21-Apr-22 5:44 PM View: | Composecure, Inc. (CMPO) | 20-Apr-22 | Purchase | 26,064 | $7.75 | $201,920.00 | 1% 1.87M to 1.9M |