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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jan-20 4:52 PM View:  | Hookipa Pharma Inc. (HOOK) | 23-Jan-20 | Option Exercise | 11,643 | $0.10 | $1,164.30 | 100% 0 to 11.64K | |
| 27-Jan-20 4:52 PM View: | Hookipa Pharma Inc. (HOOK) | 23-Jan-20 | Market Option Sale | 11,643 | $12.59 | $146,533.00 | (100%) 11.64K to 0 | < 1% |