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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-22 6:31 PM View:  | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 178,598 | $9.60 | $1,714,540.00 | (16%) 1.12M to 940.13K | (3%) |
| 02-Nov-22 6:31 PM View: | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 940,133 | -- | -- | (100%) 940.13K to 0 | |
| 11-Jan-22 5:05 PM View: | Pzena Investment Management... (PZN) | 11-Jan-22 | Market Sale | 328 | $9.75 | $3,198.00 | (< 1%) 178.93K to 178.6K | (< 1%) |
| 11-Jan-22 5:05 PM View: | Pzena Investment Management... (PZN) | 10-Jan-22 | Market Sale | 5,715 | $9.85 | $56,265.30 | (3%) 184.64K to 178.93K | < 1% |
| 06-Jan-22 4:46 PM View: | Pzena Investment Management... (PZN) | 04-Jan-22 | Market Sale | 500 | $9.76 | $4,880.05 | (< 1%) 185.14K to 184.64K | 5% |
| 04-Jan-22 4:45 PM View: | Pzena Investment Management... (PZN) | 01-Jan-22 | Grant | 48,701 | -- | -- | 5% 891.43K to 940.13K | |
| 03-Jan-22 6:01 AM View: | Pzena Investment Management... (PZN) | 30-Dec-21 | Market Sale | 2,900 | $9.79 | $28,383.50 | (2%) 188.04K to 185.14K | 2% |
| 03-Jan-22 6:01 AM View: | Pzena Investment Management... (PZN) | 29-Dec-21 | Market Sale | 1,200 | $9.75 | $11,703.00 | (< 1%) 189.24K to 188.04K | 1% |
| 28-Dec-21 5:07 PM View: | Pzena Investment Management... (PZN) | 28-Dec-21 | Market Sale | 1,555 | $9.78 | $15,202.30 | < 1% 187.69K to 189.24K | (< 1%) |
| 28-Dec-21 5:07 PM View: | Pzena Investment Management... (PZN) | 27-Dec-21 | Market Sale | 2,802 | $9.77 | $27,362.90 | (1%) 193.6K to 190.8K | < 1% |
| 28-Dec-21 5:07 PM View: | Pzena Investment Management... (PZN) | 23-Dec-21 | Market Sale | 6,296 | $9.57 | $60,265.30 | (3%) 199.89K to 193.6K | (2%) |
| 23-Dec-21 4:30 PM View: | Pzena Investment Management... (PZN) | 22-Dec-21 | Market Sale | 2,391 | $9.59 | $22,917.70 | (1%) 202.28K to 199.89K | (< 1%) |
| 23-Dec-21 4:30 PM View: | Pzena Investment Management... (PZN) | 21-Dec-21 | Market Sale | 26,313 | $9.37 | $246,529.00 | (12%) 228.6K to 202.28K | (2%) |
| 21-Dec-21 4:27 PM View: | Pzena Investment Management... (PZN) | 20-Dec-21 | Option Exercise | 51,948 | -- | -- | 6% 839.48K to 891.43K | |
| 21-Dec-21 4:27 PM View: | Pzena Investment Management... (PZN) | 19-Dec-21 | Option Exercise | 5,882 | -- | -- | < 1% 833.6K to 839.48K | |
| 15-Nov-21 5:12 PM View: | Pzena Investment Management... (PZN) | 12-Nov-21 | Payment of Exercise | 3,929 | $11.34 | $44,554.90 | (< 1%) 837.53K to 833.6K | |
| 15-Nov-21 5:12 PM View: | Pzena Investment Management... (PZN) | 12-Nov-21 | Option Exercise | 5,615 | -- | -- | < 1% 831.92K to 837.53K | |
| 04-Jun-21 4:19 PM View: | Pzena Investment Management... (PZN) | 03-Jun-21 | Payment of Exercise | 3,780 | $12.03 | $45,473.40 | (< 1%) 845.7K to 841.92K | |
| 04-Jun-21 4:19 PM View: | Pzena Investment Management... (PZN) | 03-Jun-21 | Gift | 10,000 | -- | -- | (1%) 841.92K to 831.92K | |
| 04-Jun-21 4:19 PM View: | Pzena Investment Management... (PZN) | 03-Jun-21 | Option Exercise | 5,500 | -- | -- | < 1% 840.2K to 845.7K | |
| 05-Jan-21 8:26 PM View: | Pzena Investment Management... (PZN) | 01-Jan-21 | Grant | 21,413 | -- | -- | 3% 818.78K to 840.2K | |
| 22-Dec-20 5:00 PM View: | Pzena Investment Management... (PZN) | 20-Dec-20 | Option Exercise | 51,948 | -- | -- | 7% 766.84K to 818.78K | |
| 22-Dec-20 5:00 PM View: | Pzena Investment Management... (PZN) | 19-Dec-20 | Option Exercise | 5,882 | -- | -- | < 1% 760.95K to 766.84K | |
| 29-Dec-20 4:48 PM View: | Pzena Investment Management... (PZN) | 18-Dec-20 | Market Sale | 401 | $7.90 | $3,168.38 | (< 1%) 229.0K to 228.6K | 7% |
| 18-Dec-20 4:51 PM View: | Pzena Investment Management... (PZN) | 16-Dec-20 | Payment of Exercise | 5,528 | $7.82 | $43,229.00 | (< 1%) 766.48K to 760.95K | 6% |
| 18-Dec-20 4:51 PM View: | Pzena Investment Management... (PZN) | 16-Dec-20 | Option Exercise | 5,617 | -- | -- | < 1% 760.86K to 766.48K | |
| 03-Jan-20 6:14 PM View: | Pzena Investment Management... (PZN) | 01-Jan-20 | Grant | 16,800 | -- | -- | 2% 744.06K to 760.86K | |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 20-Dec-19 | Payment of Exercise | 25,236 | $7.57 | $191,037.00 | (2%) 1.05M to 1.03M | 10% |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 20-Dec-19 | Payment of Exercise | 52,142 | $8.90 | $464,064.00 | (5%) 1.03M to 973.06K | 23% |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 20-Dec-19 | Option Exercise | 51,948 | -- | -- | 6% 943.49K to 995.44K | |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 20-Dec-19 | Option Exercise | 55,000 | -- | -- | 6% 995.44K to 1.05M | |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 19-Dec-19 | Payment of Exercise | 2,857 | $7.06 | $20,170.40 | (< 1%) 946.35K to 943.49K | |
| 23-Dec-19 4:28 PM View: | Pzena Investment Management... (PZN) | 19-Dec-19 | Option Exercise | 5,882 | -- | -- | < 1% 940.47K to 946.35K | |
| 16-Dec-19 4:21 PM View: | Pzena Investment Management... (PZN) | 13-Dec-19 | Payment of Exercise | 47,114 | $8.94 | $421,199.00 | (17%) 273.25K to 226.14K | 23% |
| 16-Dec-19 4:21 PM View: | Pzena Investment Management... (PZN) | 13-Dec-19 | Option Exercise | 50,000 | -- | -- | 22% 223.25K to 273.25K | |
| 16-Dec-19 4:21 PM View: | Pzena Investment Management... (PZN) | 12-Dec-19 | Payment of Exercise | 28,353 | $8.81 | $249,790.00 | (11%) 251.61K to 223.25K | 22% |
| 16-Dec-19 4:21 PM View: | Pzena Investment Management... (PZN) | 12-Dec-19 | Option Exercise | 30,000 | -- | -- | 14% 221.61K to 251.61K | |
| 03-Dec-19 4:49 PM View: | Pzena Investment Management... (PZN) | 29-Nov-19 | Payment of Exercise | 94,700 | $8.89 | $841,883.00 | (30%) 316.31K to 221.61K | 23% |
| 03-Dec-19 4:49 PM View: | Pzena Investment Management... (PZN) | 29-Nov-19 | Option Exercise | 100,000 | -- | -- | 46% 216.31K to 316.31K |