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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-21 5:20 PM View:  | National Holdings Corp. (NHLD) | 25-Feb-21 | Disposition (change in control) | 75,626 | $3.25 | $245,784.00 | (100%) 75.63K to 0 | (< 1%) |
| 07-Jan-21 4:04 PM View: | National Holdings Corp. (NHLD) | 31-Dec-20 | Payment of Exercise | 6,777 | $1.79 | $12,130.80 | (8%) 82.4K to 75.63K | |
| 02-Nov-20 4:02 PM View: | National Holdings Corp. (NHLD) | 01-Nov-20 | Option Exercise | 22,327 | -- | -- | 37% 60.08K to 82.4K | |
| 02-Sep-20 4:06 PM View: | National Holdings Corp. (NHLD) | 31-Aug-20 | Payment of Exercise | 3,185 | $1.97 | $6,274.45 | (5%) 63.26K to 60.08K | |
| 21-Jul-20 4:03 PM View: | National Holdings Corp. (NHLD) | 19-Jul-20 | Option Exercise | 9,375 | -- | -- | 17% 53.89K to 63.26K | |
| 27-May-20 5:01 PM View: | National Holdings Corp. (NHLD) | 22-May-20 | Payment of Exercise | 5,824 | $1.42 | $8,269.50 | (10%) 59.71K to 53.89K | |
| 14-Apr-20 4:04 PM View: | National Holdings Corp. (NHLD) | 10-Apr-20 | Option Exercise | 17,143 | -- | -- | 40% 42.57K to 59.71K | |
| 03-Jan-20 5:58 PM View: | National Holdings Corp. (NHLD) | 23-Dec-19 | Payment of Exercise | 7,585 | $2.66 | $20,176.10 | (15%) 50.15K to 42.57K | (5%) |
| 05-Nov-19 4:55 PM View: | National Holdings Corp. (NHLD) | 01-Nov-19 | Option Exercise | 22,327 | -- | -- | 80% 27.82K to 50.15K | |
| 27-Aug-19 4:48 PM View: | National Holdings Corp. (NHLD) | 23-Aug-19 | Payment of Exercise | 3,185 | $2.79 | $8,886.15 | (10%) 31.01K to 27.82K | (< 1%) |
| 22-Jul-19 4:44 PM View: | National Holdings Corp. (NHLD) | 19-Jul-19 | Option Exercise | 9,375 | -- | -- | 43% 21.64K to 31.01K | |
| 28-Jun-19 5:23 PM View: | National Holdings Corp. (NHLD) | 30-May-19 | Payment of Exercise | 5,824 | $2.91 | $16,947.80 | (21%) 27.46K to 21.64K | |
| 28-Jun-19 5:23 PM View: | National Holdings Corp. (NHLD) | 10-Apr-19 | Option Exercise | 17,143 | -- | -- | 166% 10.32K to 27.46K | |
| 31-Jan-19 6:18 PM View: | National Holdings Corp. (NHLD) | 27-Dec-18 | Payment of Exercise | 2,124 | $3.20 | $6,796.80 | (17%) 12.44K to 10.32K | |
| 31-Jan-19 6:18 PM View: | National Holdings Corp. (NHLD) | 27-Dec-18 | Option Exercise | 6,250 | -- | -- | 101% 6.19K to 12.44K |