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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Mar-22 7:06 PM View:  | Zogenix, Inc. (ZGNX) | 07-Mar-22 | Disposition (change in control) | 605 | -- | -- | (100%) 0.6K to 0 | |
| 04-Mar-19 9:08 PM View: | Aptevo Therapeutics Inc. (APVO) | 01-Mar-19 | Payment of Exercise | 2,012 | $1.57 | $3,158.84 | (2%) 82.54K to 80.53K | (2147%) |
| 04-Mar-19 9:08 PM View: | Aptevo Therapeutics Inc. (APVO) | 01-Mar-19 | Option Exercise | 6,787 | -- | -- | 9% 75.75K to 82.54K | |
| 13-Aug-18 4:45 PM View: | Aptevo Therapeutics Inc. (APVO) | 09-Aug-18 | Payment of Exercise | 383 | $4.50 | $1,723.50 | (< 1%) 76.14K to 75.75K | (684%) |
| 13-Aug-18 4:45 PM View: | Aptevo Therapeutics Inc. (APVO) | 09-Aug-18 | Option Exercise | 1,630 | -- | -- | 2% 74.5K to 76.14K |