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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-24 6:54 PM View:  | Capital One Financial Corp. (COF) | 11-Mar-24 | Grant | 15,587 | -- | -- | 17% 90.93K to 106.52K | |
| 13-Mar-24 6:54 PM View: | Capital One Financial Corp. (COF) | 11-Mar-24 | Payment of Exercise | 7,810 | $138.46 | $1,081,370.00 | (7%) 106.52K to 98.71K | |
| 20-Feb-24 4:13 PM View: | Capital One Financial Corp. (COF) | 15-Feb-24 | Payment of Exercise | 3,976 | $136.36 | $542,167.00 | (4%) 94.81K to 90.83K | |
| 05-Feb-24 4:53 PM View: | Capital One Financial Corp. (COF) | 01-Feb-24 | Grant | 9,624 | -- | -- | 11% 85.18K to 94.81K | |
| 03-Mar-23 4:07 PM View: | Capital One Financial Corp. (COF) | 01-Mar-23 | Grant | 14,703 | -- | -- | 19% 77.49K to 92.19K | |
| 03-Mar-23 4:07 PM View: | Capital One Financial Corp. (COF) | 01-Mar-23 | Payment of Exercise | 7,364 | $108.58 | $799,583.00 | (8%) 92.19K to 84.83K | |
| 17-Feb-23 4:11 PM View: | Capital One Financial Corp. (COF) | 15-Feb-23 | Payment of Exercise | 3,270 | $114.63 | $374,840.00 | (4%) 80.76K to 77.49K | |
| 30-Jan-23 5:14 PM View: | Capital One Financial Corp. (COF) | 26-Jan-23 | Grant | 12,327 | -- | -- | 18% 68.43K to 80.76K | |
| 31-May-22 4:17 PM View: | Capital One Financial Corp. (COF) | 26-May-22 | Sale | 14,504 | $125.00 | $1,813,000.00 | (17%) 87.03K to 72.53K | |
| 31-May-22 4:17 PM View: | Capital One Financial Corp. (COF) | 26-May-22 | Sale | 4,094 | $125.00 | $511,750.00 | (6%) 72.53K to 68.43K | |
| 15-Mar-22 4:11 PM View: | Capital One Financial Corp. (COF) | 11-Mar-22 | Grant | 16,407 | -- | -- | 21% 78.54K to 94.94K | |
| 15-Mar-22 4:11 PM View: | Capital One Financial Corp. (COF) | 11-Mar-22 | Payment of Exercise | 7,925 | $130.09 | $1,030,960.00 | (8%) 94.94K to 87.02K | |
| 17-Feb-22 4:13 PM View: | Capital One Financial Corp. (COF) | 15-Feb-22 | Payment of Exercise | 3,471 | $158.89 | $551,507.00 | (4%) 81.92K to 78.45K | 1% |
| 07-Feb-22 4:35 PM View: | Capital One Financial Corp. (COF) | 03-Feb-22 | Grant | 8,769 | -- | -- | 12% 73.15K to 81.92K | |
| 15-Mar-21 5:21 PM View: | Capital One Financial Corp. (COF) | 11-Mar-21 | Grant | 2,908 | -- | -- | 4% 72.04K to 74.95K | |
| 15-Mar-21 5:21 PM View: | Capital One Financial Corp. (COF) | 11-Mar-21 | Payment of Exercise | 1,405 | $132.10 | $185,601.00 | (2%) 74.95K to 73.54K | |
| 17-Feb-21 4:53 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Disposition | 1,116 | $109.60 | $122,314.00 | (1%) 75.94K to 74.83K | |
| 17-Feb-21 4:53 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Payment of Exercise | 2,805 | $117.75 | $330,289.00 | (4%) 74.83K to 72.02K | |
| 17-Feb-21 4:53 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Payment of Exercise | 118 | $117.75 | $13,894.50 | (< 1%) 72.02K to 71.9K | |
| 17-Feb-21 4:53 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Option Exercise | 1,116 | -- | -- | 1% 74.83K to 75.94K | |
| 08-Feb-21 5:12 PM View: | Capital One Financial Corp. (COF) | 04-Feb-21 | Grant | 9,345 | -- | -- | 14% 65.15K to 74.5K | |
| 08-Feb-21 5:12 PM View: | Capital One Financial Corp. (COF) | 04-Feb-21 | Grant | 329 | -- | -- | < 1% 74.5K to 74.83K | |
| 09-Mar-20 4:11 PM View: | Capital One Financial Corp. (COF) | 05-Mar-20 | Grant | 4,219 | -- | -- | 7% 62.33K to 66.55K | |
| 09-Mar-20 4:11 PM View: | Capital One Financial Corp. (COF) | 05-Mar-20 | Payment of Exercise | 2,038 | $85.08 | $173,393.00 | (3%) 66.55K to 64.51K | (13%) |
| 19-Feb-20 7:25 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Disposition | 2,340 | $102.03 | $238,750.00 | (3%) 68.43K to 66.09K | 6% |
| 19-Feb-20 7:25 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Payment of Exercise | 3,847 | $102.64 | $394,856.00 | (6%) 66.09K to 62.24K | 7% |
| 19-Feb-20 7:25 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Payment of Exercise | 123 | $102.64 | $12,624.70 | (< 1%) 62.24K to 62.12K | 7% |
| 19-Feb-20 7:25 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Option Exercise | 2,340 | -- | -- | 4% 66.09K to 68.43K | |
| 03-Feb-20 4:54 PM View: | Capital One Financial Corp. (COF) | 30-Jan-20 | Grant | 9,367 | -- | -- | 17% 56.2K to 65.56K | |
| 03-Feb-20 4:54 PM View: | Capital One Financial Corp. (COF) | 30-Jan-20 | Grant | 299 | -- | -- | < 1% 65.56K to 65.86K | |
| 11-Mar-19 4:11 PM View: | Capital One Financial Corp. (COF) | 07-Mar-19 | Grant | 3,719 | -- | -- | 7% 53.72K to 57.44K | |
| 11-Mar-19 4:11 PM View: | Capital One Financial Corp. (COF) | 07-Mar-19 | Payment of Exercise | 1,796 | $81.28 | $145,979.00 | (3%) 57.44K to 55.65K | (17%) |
| 20-Feb-19 4:48 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Disposition | 2,877 | $79.85 | $229,728.00 | (5%) 60.03K to 57.16K | (19%) |
| 20-Feb-19 4:48 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Payment of Exercise | 3,569 | $81.57 | $291,123.00 | (6%) 57.16K to 53.59K | (17%) |
| 20-Feb-19 4:48 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Payment of Exercise | 107 | $81.57 | $8,727.99 | (< 1%) 53.59K to 53.48K | (17%) |
| 20-Feb-19 4:48 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Option Exercise | 2,877 | -- | -- | 5% 57.16K to 60.03K | |
| 04-Feb-19 6:57 PM View: | Capital One Financial Corp. (COF) | 31-Jan-19 | Grant | 8,726 | -- | -- | 18% 47.89K to 56.62K | |
| 04-Feb-19 6:57 PM View: | Capital One Financial Corp. (COF) | 31-Jan-19 | Grant | 379 | -- | -- | < 1% 56.62K to 56.99K |