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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jun-24 4:30 PM View:  | B. Riley Financial, Inc. (RILY) | 31-May-24 | Payment of Exercise | 5,073 | $24.81 | $125,861.00 | (1%) 359.89K to 354.81K | |
| 19-Mar-24 4:30 PM View: | B. Riley Financial, Inc. (RILY) | 15-Mar-24 | Payment of Exercise | 2,960 | $17.56 | $51,977.60 | (< 1%) 362.56K to 359.61K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 04-Mar-24 | Grant | 44,510 | -- | -- | 14% 318.06K to 362.56K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 29-Dec-23 | Grant | 1 | $17.84 | $17.84 | < 1% 318.05K to 318.06K | |
| 15-Nov-23 7:00 PM View: | B. Riley Financial, Inc. (RILY) | 13-Nov-23 | Sale | 61,609 | $20.35 | $1,253,630.00 | (16%) 379.66K to 318.05K | |
| 26-Jul-23 11:58 AM View: | B. Riley Financial, Inc. (RILY) | 25-Jul-23 | Purchase | 5,000 | $55.00 | $275,000.00 | 1% 374.66K to 379.66K | |
| 26-Jul-23 11:58 AM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-23 | Grant | 543 | $39.08 | $21,222.10 | < 1% 374.12K to 374.66K | |
| 06-Jun-23 4:33 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-23 | Payment of Exercise | 7,297 | $36.43 | $265,830.00 | (2%) 381.42K to 374.12K | |
| 26-May-23 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-23 | Payment of Exercise | 3,657 | $36.83 | $134,687.00 | (< 1%) 385.07K to 381.42K | |
| 14-Mar-23 1:34 PM View: | B. Riley Financial, Inc. (RILY) | 10-Mar-23 | Private Purchase | 5,000 | $33.25 | $166,266.00 | 1% 380.07K to 385.07K | |
| 28-Feb-23 5:35 PM View: | B. Riley Financial, Inc. (RILY) | 24-Feb-23 | Grant | 24,612 | -- | -- | 7% 355.46K to 380.07K | |
| 27-Feb-23 5:31 PM View: | B. Riley Financial, Inc. (RILY) | 24-Feb-23 | Private Purchase | 10,000 | $36.78 | $367,774.00 | 3% 345.46K to 355.46K | |
| 10-Feb-23 4:07 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Payment of Exercise | 20,643 | $39.60 | $817,463.00 | (6%) 366.11K to 345.46K | |
| 10-Feb-23 4:07 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Option Exercise | 85,000 | -- | -- | 30% 281.11K to 366.11K | |
| 08-Feb-23 2:36 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Private Purchase | 20,000 | $38.75 | $774,928.00 | 8% 261.11K to 281.11K | |
| 08-Sep-22 9:28 AM View: | B. Riley Financial, Inc. (RILY) | 07-Sep-22 | Private Purchase | 5,000 | $48.12 | $240,603.00 | 2% 256.11K to 261.11K | |
| 03-Jun-22 4:34 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-22 | Payment of Exercise | 3,652 | $54.07 | $197,464.00 | (1%) 259.76K to 256.11K | |
| 26-May-22 5:03 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 22,048 | -- | -- | 9% 244.76K to 266.81K | |
| 26-May-22 5:03 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Payment of Exercise | 7,049 | $49.56 | $349,348.00 | (3%) 266.81K to 259.76K | |
| 03-May-22 11:55 AM View: | B. Riley Financial, Inc. (RILY) | 02-May-22 | Private Purchase | 10,000 | $45.94 | $459,377.00 | 4% 234.76K to 244.76K | |
| 10-Sep-21 2:26 PM View: | B. Riley Financial, Inc. (RILY) | 10-Sep-21 | Market Purchase | 5,000 | $60.20 | $301,000.00 | 2% 229.76K to 234.76K | 4% |
| 17-Aug-21 3:08 PM View: | B. Riley Financial, Inc. (RILY) | 17-Aug-21 | Market Purchase | 5,000 | $63.70 | $318,500.00 | 2% 224.76K to 229.76K | |
| 17-Aug-21 3:08 PM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-21 | Grant | 331 | $64.18 | $21,241.90 | < 1% 229.1K to 229.43K | |
| 02-Jun-21 4:31 PM View: | B. Riley Financial, Inc. (RILY) | 28-May-21 | Grant | 22,048 | -- | -- | 11% 202.38K to 224.43K | |
| 26-May-21 4:18 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-21 | Payment of Exercise | 10,355 | $73.78 | $763,992.00 | (5%) 212.73K to 202.38K | 3% |
| 06-May-21 2:45 PM View: | B. Riley Financial, Inc. (RILY) | 06-May-21 | Market Purchase | 5,000 | $67.68 | $338,424.00 | 2% 207.73K to 212.73K | 7% |
| 16-Dec-20 8:30 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-20 | Payment of Exercise | 46,188 | $36.78 | $1,698,790.00 | (18%) 253.92K to 207.73K | (17%) |
| 07-Dec-20 9:44 PM View: | B. Riley Financial, Inc. (RILY) | 03-Dec-20 | Option Exercise | 100,000 | -- | -- | 65% 153.92K to 253.92K | |
| 26-May-20 5:27 PM View: | B. Riley Financial, Inc. (RILY) | 22-May-20 | Payment of Exercise | 8,831 | $18.54 | $163,727.00 | (5%) 161.76K to 152.93K | (124%) |
| 26-May-20 5:27 PM View: | B. Riley Financial, Inc. (RILY) | 21-May-20 | Grant | 22,124 | -- | -- | 16% 139.64K to 161.76K | |
| 16-Mar-20 3:44 PM View: | B. Riley Financial, Inc. (RILY) | 16-Mar-20 | Market Purchase | 6,000 | $18.08 | $108,470.00 | 4% 133.64K to 139.64K | 129% |
| 16-Jul-19 6:10 PM View: | B. Riley Financial, Inc. (RILY) | 28-Jun-19 | Grant | 1,198 | $17.73 | $21,241.70 | < 1% 132.44K to 133.64K | |
| 29-May-19 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Grant | 20,523 | -- | -- | 18% 111.92K to 132.44K | |
| 14-Mar-19 8:44 PM View: | B. Riley Financial, Inc. (RILY) | 14-Mar-19 | Market Purchase | 10,000 | $16.97 | $169,747.00 | 10% 101.92K to 111.92K | 130% |
| 14-Mar-19 8:44 PM View: | B. Riley Financial, Inc. (RILY) | 31-Dec-18 | Grant | 1,091 | $12.07 | $13,168.40 | 1% 100.83K to 101.92K |