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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Mar-24 12:24 PM View:  | Caterpillar Inc. (CAT) | 04-Mar-24 | Grant | 5,168 | -- | -- | 27% 18.94K to 24.11K | |
| 15-Feb-24 6:06 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Grant | 12,039 | -- | -- | 108% 11.15K to 23.19K | |
| 15-Feb-24 6:06 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Payment of Exercise | 4,270 | $313.40 | $1,338,220.00 | (18%) 23.19K to 18.92K | |
| 04-Aug-23 7:31 PM View: | Caterpillar Inc. (CAT) | 03-Aug-23 | Payment of Exercise | 3,449 | $284.78 | $982,206.00 | (32%) 10.73K to 7.29K | |
| 04-Aug-23 7:31 PM View: | Caterpillar Inc. (CAT) | 03-Aug-23 | Option Exercise | 7,698 | $127.60 | $982,265.00 | 253% 3.04K to 10.73K | |
| 04-Aug-23 7:31 PM View: | Caterpillar Inc. (CAT) | 03-Aug-23 | Option Sale | 7,286 | $285.25 | $2,078,360.00 | (100%) 7.29K to 0 | |
| 08-Feb-23 9:07 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Grant | 5,009 | -- | -- | (24%) 20.69K to 15.68K | |
| 08-Feb-23 9:07 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Payment of Exercise | 1,972 | $248.68 | $490,397.00 | (13%) 15.68K to 13.71K | |
| 09-Jan-23 1:37 PM View: | Caterpillar Inc. (CAT) | 06-Jan-23 | Option Exercise | 18,294 | $151.12 | $2,764,590.00 | 173% 10.6K to 28.89K | |
| 09-Jan-23 1:37 PM View: | Caterpillar Inc. (CAT) | 06-Jan-23 | Option Sale | 18,294 | $249.00 | $4,555,210.00 | (63%) 28.89K to 10.6K | |
| 28-Dec-22 1:39 PM View: | Caterpillar Inc. (CAT) | 27-Dec-22 | Option Exercise | 7,698 | $127.60 | $982,265.00 | 73% 10.6K to 18.3K | |
| 28-Dec-22 1:39 PM View: | Caterpillar Inc. (CAT) | 27-Dec-22 | Option Sale | 7,698 | $244.00 | $1,878,310.00 | (42%) 18.3K to 10.6K | |
| 15-Dec-22 4:01 PM View: | Caterpillar Inc. (CAT) | 14-Dec-22 | Option Exercise | 5,003 | $138.35 | $692,165.00 | 47% 10.6K to 15.6K | |
| 15-Dec-22 4:01 PM View: | Caterpillar Inc. (CAT) | 14-Dec-22 | Option Sale | 5,003 | $238.00 | $1,190,710.00 | (32%) 15.6K to 10.6K | |
| 23-May-22 12:11 PM View: | Caterpillar Inc. (CAT) | 18-May-22 | Market Sale | 2,757 | $214.13 | $590,356.00 | (21%) 13.19K to 10.44K | (4%) |
| 22-Apr-22 12:59 PM View: | Caterpillar Inc. (CAT) | 20-Apr-22 | Option Exercise | 5,004 | $138.35 | $692,303.00 | 38% 13.1K to 18.1K | |
| 22-Apr-22 12:59 PM View: | Caterpillar Inc. (CAT) | 20-Apr-22 | Option Sale | 5,004 | $235.00 | $1,175,940.00 | (28%) 18.1K to 13.1K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Grant | 3,879 | -- | -- | 38% 10.21K to 14.09K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Payment of Exercise | 1,122 | $200.77 | $225,264.00 | (8%) 14.09K to 12.97K | |
| 19-Jan-22 3:52 PM View: | Caterpillar Inc. (CAT) | 18-Jan-22 | Grant | 5,004 | $138.35 | $692,303.00 | 49% 10.11K to 15.11K | |
| 19-Jan-22 3:52 PM View: | Caterpillar Inc. (CAT) | 18-Jan-22 | Sale | 5,004 | $230.00 | $1,150,920.00 | (33%) 15.11K to 10.11K | |
| 02-Nov-21 3:29 PM View: | Caterpillar Inc. (CAT) | 01-Nov-21 | Market Sale | 5,038 | $204.09 | $1,028,210.00 | (33%) 15.15K to 10.11K | (< 1%) |
| 15-Jun-21 2:31 PM View: | Caterpillar Inc. (CAT) | 13-Jun-21 | Payment of Exercise | 1,009 | $218.79 | $220,759.00 | (6%) 16.02K to 15.01K | (< 1%) |
| 07-Jun-21 2:30 PM View: | Caterpillar Inc. (CAT) | 04-Jun-21 | Option Exercise | 7,699 | $127.60 | $982,392.00 | 48% 16.02K to 23.72K | |
| 07-Jun-21 2:30 PM View: | Caterpillar Inc. (CAT) | 04-Jun-21 | Market Option Sale | 7,699 | $245.12 | $1,887,180.00 | (32%) 23.72K to 16.02K | |
| 11-Feb-21 3:42 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Grant | 4,633 | -- | -- | 38% 12.32K to 16.96K | |
| 11-Feb-21 3:42 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Payment of Exercise | 1,150 | $196.78 | $226,297.00 | (7%) 16.96K to 15.81K | |
| 14-Jun-18 4:35 PM View: | Caterpillar Inc. (CAT) | 13-Jun-18 | Grant | 7,111 | -- | -- | 85% 8.32K to 15.44K | |
| 15-May-18 1:19 PM View: | Caterpillar Inc. (CAT) | 11-May-18 | Option Exercise | 4,532 | $100.44 | $455,197.00 | 55% 8.31K to 12.84K | |
| 15-May-18 1:19 PM View: | Caterpillar Inc. (CAT) | 11-May-18 | Market Option Sale | 4,532 | $155.67 | $705,496.00 | (35%) 12.84K to 8.31K | (10%) |