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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-24 6:55 PM View:  | Capital One Financial Corp. (COF) | 11-Mar-24 | Grant | 14,517 | -- | -- | 25% 58.76K to 73.28K | |
| 13-Mar-24 6:55 PM View: | Capital One Financial Corp. (COF) | 11-Mar-24 | Payment of Exercise | 6,548 | $138.46 | $906,636.00 | (9%) 73.28K to 66.73K | |
| 20-Feb-24 4:11 PM View: | Capital One Financial Corp. (COF) | 15-Feb-24 | Payment of Exercise | 3,122 | $136.36 | $425,716.00 | (5%) 61.88K to 58.76K | |
| 05-Feb-24 4:56 PM View: | Capital One Financial Corp. (COF) | 01-Feb-24 | Grant | 11,538 | -- | -- | 23% 50.34K to 61.88K | |
| 03-Mar-23 4:05 PM View: | Capital One Financial Corp. (COF) | 01-Mar-23 | Grant | 15,324 | -- | -- | 37% 41.93K to 57.26K | |
| 03-Mar-23 4:05 PM View: | Capital One Financial Corp. (COF) | 01-Mar-23 | Payment of Exercise | 6,912 | $108.58 | $750,505.00 | (12%) 57.26K to 50.34K | |
| 17-Feb-23 4:08 PM View: | Capital One Financial Corp. (COF) | 15-Feb-23 | Payment of Exercise | 2,726 | $114.63 | $312,481.00 | (6%) 44.66K to 41.93K | |
| 30-Jan-23 4:59 PM View: | Capital One Financial Corp. (COF) | 26-Jan-23 | Grant | 10,770 | -- | -- | 32% 33.89K to 44.66K | |
| 15-Mar-22 4:10 PM View: | Capital One Financial Corp. (COF) | 11-Mar-22 | Grant | 17,498 | -- | -- | 72% 24.28K to 41.78K | |
| 15-Mar-22 4:10 PM View: | Capital One Financial Corp. (COF) | 11-Mar-22 | Payment of Exercise | 7,892 | $130.09 | $1,026,670.00 | (19%) 41.78K to 33.89K | |
| 17-Feb-22 4:12 PM View: | Capital One Financial Corp. (COF) | 15-Feb-22 | Payment of Exercise | 3,391 | $158.89 | $538,796.00 | (12%) 27.67K to 24.28K | 1% |
| 07-Feb-22 4:30 PM View: | Capital One Financial Corp. (COF) | 03-Feb-22 | Grant | 7,277 | -- | -- | 36% 20.4K to 27.67K | |
| 31-Jan-22 4:14 PM View: | Capital One Financial Corp. (COF) | 27-Jan-22 | Market Sale | 6,767 | $146.82 | $993,531.00 | (25%) 27.16K to 20.4K | (7%) |
| 04-May-21 4:15 PM View: | Capital One Financial Corp. (COF) | 30-Apr-21 | Market Sale | 9,003 | $148.55 | $1,337,440.00 | (25%) 36.17K to 27.16K | (< 1%) |
| 15-Mar-21 5:20 PM View: | Capital One Financial Corp. (COF) | 11-Mar-21 | Grant | 3,402 | -- | -- | 10% 34.3K to 37.7K | |
| 15-Mar-21 5:20 PM View: | Capital One Financial Corp. (COF) | 11-Mar-21 | Payment of Exercise | 1,535 | $132.10 | $202,774.00 | (4%) 37.7K to 36.17K | |
| 17-Feb-21 4:39 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Disposition | 1,312 | $109.60 | $143,795.00 | (3%) 38.65K to 37.34K | |
| 17-Feb-21 4:39 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Payment of Exercise | 3,040 | $117.75 | $357,960.00 | (8%) 37.34K to 34.3K | |
| 17-Feb-21 4:39 PM View: | Capital One Financial Corp. (COF) | 15-Feb-21 | Option Exercise | 1,312 | -- | -- | 4% 37.34K to 38.65K | |
| 08-Feb-21 5:07 PM View: | Capital One Financial Corp. (COF) | 04-Feb-21 | Grant | 8,703 | -- | -- | 30% 28.64K to 37.34K | |
| 09-Mar-20 4:12 PM View: | Capital One Financial Corp. (COF) | 05-Mar-20 | Grant | 5,661 | -- | -- | 22% 25.53K to 31.19K | |
| 09-Mar-20 4:12 PM View: | Capital One Financial Corp. (COF) | 05-Mar-20 | Payment of Exercise | 2,554 | $85.08 | $217,294.00 | (8%) 31.19K to 28.64K | (13%) |
| 03-Mar-20 4:14 PM View: | Capital One Financial Corp. (COF) | 28-Feb-20 | Market Sale | 15,231 | $86.06 | $1,310,830.00 | (37%) 40.76K to 25.53K | (11%) |
| 19-Feb-20 7:26 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Disposition | 2,913 | $102.03 | $297,213.00 | (6%) 47.95K to 45.04K | 6% |
| 19-Feb-20 7:26 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Payment of Exercise | 4,279 | $102.64 | $439,197.00 | (10%) 45.04K to 40.76K | 7% |
| 19-Feb-20 7:26 PM View: | Capital One Financial Corp. (COF) | 15-Feb-20 | Option Exercise | 2,913 | -- | -- | 6% 45.04K to 47.95K | |
| 03-Feb-20 4:53 PM View: | Capital One Financial Corp. (COF) | 30-Jan-20 | Grant | 9,762 | -- | -- | 28% 35.28K to 45.04K | |
| 11-Mar-19 4:18 PM View: | Capital One Financial Corp. (COF) | 07-Mar-19 | Grant | 5,842 | -- | -- | 18% 32.07K to 37.91K | |
| 11-Mar-19 4:18 PM View: | Capital One Financial Corp. (COF) | 07-Mar-19 | Payment of Exercise | 2,635 | $81.28 | $214,173.00 | (7%) 37.91K to 35.28K | (17%) |
| 20-Feb-19 4:47 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Disposition | 4,599 | $79.85 | $367,230.00 | (11%) 41.2K to 36.6K | (19%) |
| 20-Feb-19 4:47 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Payment of Exercise | 4,532 | $81.57 | $369,675.00 | (12%) 36.6K to 32.07K | (17%) |
| 20-Feb-19 4:47 PM View: | Capital One Financial Corp. (COF) | 15-Feb-19 | Option Exercise | 4,599 | -- | -- | 13% 36.6K to 41.2K | |
| 04-Feb-19 6:53 PM View: | Capital One Financial Corp. (COF) | 31-Jan-19 | Grant | 9,307 | -- | -- | 34% 27.3K to 36.6K | |
| 12-Mar-18 4:11 PM View: | Capital One Financial Corp. (COF) | 08-Mar-18 | Grant | 3,033 | -- | -- | 12% 25.63K to 28.66K | |
| 12-Mar-18 4:11 PM View: | Capital One Financial Corp. (COF) | 08-Mar-18 | Payment of Exercise | 1,368 | $98.15 | $134,269.00 | (5%) 28.66K to 27.3K | 4% |
| 20-Feb-18 6:30 PM View: | Capital One Financial Corp. (COF) | 15-Feb-18 | Disposition | 7,931 | $99.52 | $789,293.00 | (22%) 36.32K to 28.39K | 5% |
| 20-Feb-18 6:30 PM View: | Capital One Financial Corp. (COF) | 15-Feb-18 | Payment of Exercise | 2,758 | $98.67 | $272,132.00 | (10%) 28.39K to 25.63K | 4% |
| 20-Feb-18 6:30 PM View: | Capital One Financial Corp. (COF) | 15-Feb-18 | Option Exercise | 7,931 | -- | -- | 28% 28.39K to 36.32K | |
| 05-Feb-18 5:36 PM View: | Capital One Financial Corp. (COF) | 01-Feb-18 | Grant | 8,443 | -- | -- | 42% 19.95K to 28.39K |