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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jan-20 4:01 PM View:  | EntreMed Inc. (CASI) | 30-Dec-19 | Exercise (in-the money or at-the-money) | 493,827 | $1.69 | $834,568.00 | 6% 8.59M to 9.09M |