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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jul-24 6:00 PM View:  | AspenBio Pharma Inc. (RIOT) | 01-Jul-24 | Grant | 1,130,650 | -- | -- | 15% 7.33M to 8.46M | |
| 03-Jul-24 6:00 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jul-24 | Payment of Exercise | 32,498 | $9.95 | $323,355.00 | (< 1%) 8.46M to 8.42M | |
| 03-Jun-24 9:00 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-24 | Payment of Exercise | 797,890 | $9.75 | $7,779,430.00 | (10%) 8.12M to 7.33M | |
| 26-Feb-24 7:27 PM View: | AspenBio Pharma Inc. (RIOT) | 22-Feb-24 | Disposition | 298,334 | -- | -- | (4%) 8.44M to 8.14M | |
| 26-Feb-24 7:27 PM View: | AspenBio Pharma Inc. (RIOT) | 22-Feb-24 | Payment of Exercise | 15,754 | $15.73 | $247,810.00 | (< 1%) 8.14M to 8.12M | |
| 05-Jan-24 8:00 PM View: | AspenBio Pharma Inc. (RIOT) | 03-Jan-24 | Grant | 5,000,000 | -- | -- | 211% 2.37M to 7.37M | |
| 05-Jan-24 10:00 PM View: | AspenBio Pharma Inc. (RIOT) | 15-Dec-23 | Gift | 25,000 | -- | -- | (< 1%) 4.49M to 4.46M | |
| 17-Jul-23 7:17 PM View: | AspenBio Pharma Inc. (RIOT) | 13-Jul-23 | Grant | 554,460 | -- | -- | 19% 2.91M to 3.46M | |
| 12-Jul-23 6:35 PM View: | AspenBio Pharma Inc. (RIOT) | 10-Jul-23 | Payment of Exercise | 8,622 | $16.86 | $145,367.00 | (< 1%) 2.92M to 2.91M | |
| 05-Jun-23 9:31 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-23 | Payment of Exercise | 767,478 | $12.41 | $9,524,400.00 | (21%) 3.74M to 2.97M | |
| 05-Jun-23 9:31 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-23 | Gift | 5,000 | -- | -- | (< 1%) 2.97M to 2.97M | |
| 05-Jun-23 9:31 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-23 | Sale | 50,000 | $11.63 | $581,500.00 | (2%) 2.97M to 2.92M | |
| 30-May-23 6:02 PM View: | AspenBio Pharma Inc. (RIOT) | 25-May-23 | Gift | 5,000 | -- | -- | (< 1%) 3.8M to 3.79M | |
| 30-May-23 6:02 PM View: | AspenBio Pharma Inc. (RIOT) | 25-May-23 | Sale | 50,000 | $10.83 | $541,500.00 | (1%) 3.79M to 3.74M | |
| 13-Jan-23 6:41 PM View: | AspenBio Pharma Inc. (RIOT) | 11-Jan-23 | Payment of Exercise | 16,667 | $4.22 | $70,334.70 | (< 1%) 3.81M to 3.8M | |
| 29-Sep-22 9:02 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Grant | 2,971,770 | -- | -- | 330% 900.25K to 3.87M | |
| 29-Sep-22 9:02 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Payment of Exercise | 23,333 | $6.22 | $145,131.00 | (< 1%) 4.3M to 4.27M | |
| 29-Sep-22 9:02 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Option Exercise | 46,666 | -- | -- | 1% 3.87M to 3.92M | |
| 29-Sep-22 9:02 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Option Exercise | 378,334 | -- | -- | 10% 3.92M to 4.3M | |
| 22-Feb-22 10:00 PM View: | AspenBio Pharma Inc. (RIOT) | 17-Feb-22 | Payment of Exercise | 172,433 | $19.73 | $3,402,100.00 | (28%) 610.89K to 438.46K | |
| 22-Feb-22 10:00 PM View: | AspenBio Pharma Inc. (RIOT) | 17-Feb-22 | Option Exercise | 344,867 | -- | -- | 130% 266.03K to 610.89K | |
| 07-Dec-21 9:13 PM View: | AspenBio Pharma Inc. (RIOT) | 07-Dec-21 | Payment of Exercise | 31,250 | $28.64 | $895,000.00 | (5%) 569.55K to 538.3K | |
| 07-Dec-21 9:13 PM View: | AspenBio Pharma Inc. (RIOT) | 07-Dec-21 | Option Exercise | 62,500 | -- | -- | 12% 507.05K to 569.55K | |
| 07-Dec-21 9:13 PM View: | AspenBio Pharma Inc. (RIOT) | 06-Dec-21 | Gift | 3,000 | -- | -- | (< 1%) 497.55K to 494.55K | |
| 14-Jun-21 6:12 PM View: | AspenBio Pharma Inc. (RIOT) | 10-Jun-21 | Market Sale | 50,000 | $31.27 | $1,563,670.00 | (17%) 287.78K to 237.78K | < 1% |
| 27-Apr-21 6:53 PM View: | AspenBio Pharma Inc. (RIOT) | 26-Apr-21 | Payment of Exercise | 1,875 | $38.48 | $72,150.00 | (< 1%) 289.65K to 287.78K | |
| 27-Apr-21 6:53 PM View: | AspenBio Pharma Inc. (RIOT) | 26-Apr-21 | Option Exercise | 6,250 | -- | -- | 2% 283.4K to 289.65K | |
| 25-Nov-20 4:10 PM View: | AspenBio Pharma Inc. (RIOT) | 24-Nov-20 | Gift | 3,000 | -- | -- | (< 1%) 354.9K to 351.9K | |
| 25-Nov-20 4:10 PM View: | AspenBio Pharma Inc. (RIOT) | 24-Nov-20 | Market Sale | 68,500 | $7.38 | $505,530.00 | (19%) 351.9K to 283.4K | (78%) |
| 15-May-20 4:35 PM View: | AspenBio Pharma Inc. (RIOT) | 13-May-20 | Payment of Exercise | 55,218 | $1.59 | $87,796.60 | (13%) 410.12K to 354.9K | (725%) |
| 15-May-20 4:35 PM View: | AspenBio Pharma Inc. (RIOT) | 13-May-20 | Option Exercise | 368,120 | -- | -- | 876% 42.0K to 410.12K | |
| 24-Sep-18 8:46 PM View: | AspenBio Pharma Inc. (RIOT) | 20-Sep-18 | Option Exercise | 12,000 | -- | -- | 40% 30.0K to 42.0K | |
| 23-Mar-18 6:09 PM View: | AspenBio Pharma Inc. (RIOT) | 21-Mar-18 | Grant | 7,500 | -- | -- | 33% 22.5K to 30.0K |