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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Sep-18 4:31 PM View:  | Aquantia Corp (AQ) | 12-Sep-18 | Sale | 10,221 | $12.70 | $129,807.00 | (6%) 173.17K to 162.95K | |
| 22-Aug-18 9:26 PM View: | Aquantia Corp (AQ) | 20-Aug-18 | Sale | 13,103 | $12.20 | $159,828.00 | (4%) 361.18K to 348.08K | |
| 22-Aug-18 9:26 PM View: | Aquantia Corp (AQ) | 17-Aug-18 | Sale | 6,608 | $12.18 | $80,475.50 | (2%) 367.79K to 361.18K | |
| 22-Aug-18 9:22 PM View: | Aquantia Corp (AQ) | 30-Jul-18 | Payment of Exercise | 44,944 | $13.35 | $600,002.00 | (12%) 362.79K to 317.84K | |
| 22-Aug-18 9:22 PM View: | Aquantia Corp (AQ) | 30-Jul-18 | Option Exercise | 64,655 | $9.28 | $599,998.00 | 22% 298.13K to 362.79K | |
| 02-Jul-18 8:13 PM View: | Aquantia Corp (AQ) | 29-Jun-18 | Grant | 5,181 | -- | -- | 2% 289.84K to 295.02K | |
| 30-Mar-18 6:00 PM View: | Aquantia Corp (AQ) | 28-Mar-18 | Conversion | 42,016 | $6.66 | $279,827.00 | 2% 2.61M to 2.65M | |
| 30-Mar-18 6:00 PM View: | Aquantia Corp (AQ) | 28-Mar-18 | Sale | 16,865 | $16.60 | $279,959.00 | (< 1%) 2.65M to 2.64M | |
| 13-Mar-18 9:31 PM View: | Aquantia Corp (AQ) | 09-Mar-18 | Conversion | 40,516 | $6.66 | $269,837.00 | 2% 2.59M to 2.63M | |
| 13-Mar-18 9:31 PM View: | Aquantia Corp (AQ) | 09-Mar-18 | Sale | 17,362 | $15.55 | $269,979.00 | (< 1%) 2.63M to 2.61M | |
| 04-Dec-17 4:58 PM View: | Aquantia Corp (AQ) | 30-Nov-17 | Grant | 3,347 | -- | -- | < 1% 2.58M to 2.59M | |
| 09-Nov-17 5:16 PM View: | Aquantia Corp (AQ) | 07-Nov-17 | Conversion | 2,584,260 | -- | -- | 100% 0 to 2.58M | |
| 09-Nov-17 6:35 PM View: | Aquantia Corp (AQ) | 07-Nov-17 | Conversion Duplicate | 2,584,260 | -- | -- | 100% 0 to 2.58M |