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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jan-21 4:58 PM View:  | Great Elm Capital Corp. (GECC) | 21-Jan-21 | Grant | 614 | -- | -- | 2% 35.95K to 36.56K | |
| 23-Dec-20 6:39 PM View: | Great Elm Capital Corp. (GECC) | 21-Dec-20 | Grant | 644 | -- | -- | 2% 35.3K to 35.95K | |
| 24-Nov-20 6:25 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-20 | Grant | 825 | -- | -- | 2% 34.48K to 35.3K | |
| 23-Oct-20 9:20 PM View: | Great Elm Capital Corp. (GECC) | 21-Oct-20 | Grant | 363 | -- | -- | 1% 34.11K to 34.48K | |
| 01-Oct-20 5:40 PM View: | Great Elm Capital Corp. (GECC) | 28-Sep-20 | Exercise (in-the money or at-the-money) | 16,937 | $2.95 | $49,964.20 | 99% 17.18K to 34.11K | |
| 23-Sep-20 7:44 PM View: | Great Elm Capital Corp. (GECC) | 21-Sep-20 | Grant | 239 | -- | -- | 1% 16.94K to 17.18K | |
| 25-Aug-20 8:18 PM View: | Great Elm Capital Corp. (GECC) | 21-Aug-20 | Grant | 254 | -- | -- | 2% 16.68K to 16.94K | |
| 17-Jul-20 6:29 PM View: | Great Elm Capital Corp. (GECC) | 15-Jul-20 | Grant | 227 | -- | -- | 1% 16.46K to 16.68K | |
| 17-Jun-20 8:07 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-20 | Grant | 216 | -- | -- | 1% 16.24K to 16.46K | |
| 19-May-20 9:25 PM View: | Great Elm Capital Corp. (GECC) | 15-May-20 | Grant | 240 | -- | -- | 1% 16.0K to 16.24K | |
| 21-Nov-19 6:45 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-19 | Market Purchase | 5,000 | $7.80 | $39,000.00 | 45% 11.0K to 16.0K | (68%) |
| 21-Nov-18 4:19 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-18 | Market Purchase | 6,000 | $8.12 | $48,720.00 | 120% 5.0K to 11.0K | (70%) |
| 15-Nov-17 4:49 PM View: | Great Elm Capital Corp. (GECC) | 13-Nov-17 | Market Purchase | 5,000 | $9.40 | $47,000.00 | 100% 0 to 5.0K | (77%) |