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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-24 4:38 PM View:  | Sunpower Corp (SPWR) | 05-Jun-24 | Payment of Exercise | 8,832 | $3.25 | $28,704.00 | (26%) 33.52K to 24.68K | |
| 07-Jun-24 4:38 PM View: | Sunpower Corp (SPWR) | 05-Jun-24 | Option Exercise | 33,516 | -- | -- | 100% 0 to 33.52K | |
| 05-Aug-22 6:40 PM View: | NeoPhotonics Corporation (NPTN) | 03-Aug-22 | Disposition | 394,065 | -- | -- | (100%) 394.06K to 0 | |
| 02-Aug-22 5:54 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jul-22 | Disposition | 4,380 | $16.00 | $70,080.00 | (1%) 398.44K to 394.06K | |
| 02-Aug-22 5:54 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jul-22 | Option Exercise | 12,666 | -- | -- | 3% 385.78K to 398.44K | |
| 22-Jul-22 5:01 PM View: | NeoPhotonics Corporation (NPTN) | 20-Jul-22 | Disposition | 4,660 | $15.71 | $73,208.60 | (1%) 390.44K to 385.78K | |
| 22-Jul-22 5:01 PM View: | NeoPhotonics Corporation (NPTN) | 20-Jul-22 | Option Exercise | 13,475 | -- | -- | 4% 376.96K to 390.44K | |
| 06-Jul-22 4:25 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jul-22 | Disposition | 5,620 | $15.70 | $88,234.00 | (1%) 382.58K to 376.96K | |
| 06-Jul-22 4:25 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jul-22 | Option Exercise | 16,250 | -- | -- | 4% 366.33K to 382.58K | |
| 08-Nov-21 6:20 PM View: | NeoPhotonics Corporation (NPTN) | 04-Nov-21 | Market Sale | 50,000 | $15.04 | $752,000.00 | (12%) 416.33K to 366.33K | |
| 17-Aug-21 9:30 PM View: | NeoPhotonics Corporation (NPTN) | 16-Aug-21 | Option Exercise | 30,750 | -- | -- | 8% 385.58K to 416.33K | |
| 03-Aug-21 6:08 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jul-21 | Disposition | 6,281 | $9.70 | $60,925.70 | (2%) 391.87K to 385.58K | |
| 03-Aug-21 6:08 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jul-21 | Option Exercise | 12,667 | -- | -- | 3% 379.2K to 391.87K | |
| 02-Jul-21 5:11 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jul-21 | Disposition | 8,058 | $10.21 | $82,272.20 | (2%) 387.26K to 379.2K | |
| 02-Jul-21 5:11 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jul-21 | Option Exercise | 16,250 | -- | -- | 4% 371.01K to 387.26K | |
| 08-Jun-21 4:55 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-21 | Disposition | 7,735 | $10.65 | $82,377.80 | (2%) 378.74K to 371.01K | |
| 08-Jun-21 4:55 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-21 | Option Exercise | 15,600 | -- | -- | 4% 363.14K to 378.74K | |
| 10-May-21 6:04 PM View: | NeoPhotonics Corporation (NPTN) | 06-May-21 | Option Exercise | 115,312 | $5.89 | $679,188.00 | 34% 335.17K to 450.48K | |
| 10-May-21 6:04 PM View: | NeoPhotonics Corporation (NPTN) | 06-May-21 | Market Option Sale | 90,558 | $8.99 | $814,144.00 | (20%) 450.48K to 359.92K | |
| 13-Apr-21 5:49 PM View: | NeoPhotonics Corporation (NPTN) | 09-Apr-21 | Disposition | 3,977 | $12.00 | $47,724.00 | (1%) 339.15K to 335.17K | |
| 13-Apr-21 5:49 PM View: | NeoPhotonics Corporation (NPTN) | 09-Apr-21 | Option Exercise | 11,500 | -- | -- | 4% 327.65K to 339.15K | |
| 26-Mar-21 8:57 PM View: | NeoPhotonics Corporation (NPTN) | 25-Mar-21 | Disposition | 3,755 | $11.85 | $44,496.80 | (1%) 331.4K to 327.65K | |
| 26-Mar-21 8:57 PM View: | NeoPhotonics Corporation (NPTN) | 25-Mar-21 | Option Exercise | 10,856 | -- | -- | 3% 320.55K to 331.4K | |
| 10-Feb-21 6:07 PM View: | NeoPhotonics Corporation (NPTN) | 08-Feb-21 | Disposition | 4,496 | $12.53 | $56,334.90 | (1%) 325.04K to 320.55K | |
| 10-Feb-21 6:07 PM View: | NeoPhotonics Corporation (NPTN) | 08-Feb-21 | Option Exercise | 13,000 | -- | -- | 4% 312.04K to 325.04K | |
| 26-Jan-21 6:31 PM View: | NeoPhotonics Corporation (NPTN) | 22-Jan-21 | Disposition | 7,363 | $12.24 | $90,123.10 | (2%) 319.4K to 312.04K | |
| 26-Jan-21 6:31 PM View: | NeoPhotonics Corporation (NPTN) | 22-Jan-21 | Option Exercise | 19,500 | -- | -- | 7% 299.9K to 319.4K | |
| 18-Aug-20 4:55 PM View: | NeoPhotonics Corporation (NPTN) | 14-Aug-20 | Option Exercise | 30,750 | -- | -- | 11% 269.15K to 299.9K | |
| 03-Aug-20 6:19 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jul-20 | Option Exercise | 12,667 | -- | -- | 5% 256.49K to 269.15K | |
| 08-Jun-20 4:52 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-20 | Option Exercise | 11,700 | -- | -- | 5% 244.79K to 256.49K | |
| 14-Apr-20 9:41 PM View: | NeoPhotonics Corporation (NPTN) | 13-Apr-20 | Option Exercise | 8,504 | -- | -- | 4% 233.29K to 241.8K | |
| 31-Jan-20 8:53 PM View: | NeoPhotonics Corporation (NPTN) | 30-Jan-20 | Option Exercise | 3,676 | -- | -- | 2% 229.62K to 233.29K | |
| 15-Aug-19 11:29 AM View: | NeoPhotonics Corporation (NPTN) | 14-Aug-19 | Option Exercise | 30,750 | -- | -- | 15% 198.47K to 229.22K | |
| 05-Jun-19 9:25 PM View: | NeoPhotonics Corporation (NPTN) | 04-Jun-19 | Option Exercise | 11,700 | -- | -- | 6% 186.78K to 198.47K | |
| 30-May-19 6:53 PM View: | NeoPhotonics Corporation (NPTN) | 29-May-19 | Market Purchase | 50,000 | $3.57 | $178,500.00 | 37% 136.78K to 186.78K | < 1% |
| 10-Dec-18 7:13 PM View: | NeoPhotonics Corporation (NPTN) | 06-Dec-18 | Option Exercise | 46,125 | $5.89 | $271,676.00 | 53% 87.35K to 133.47K | 25% |
| 15-Aug-18 6:16 PM View: | NeoPhotonics Corporation (NPTN) | 14-Aug-18 | Option Exercise | 80,750 | -- | -- | 2447% 3.3K to 84.05K |