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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:40 PM View:  | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 8,210 | -- | -- | (75%) 10.91K to 2.7K | |
| 15-Dec-21 4:40 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Payment of Exercise | 2,700 | $290.71 | $784,917.00 | (100%) 2.7K to 0 | |
| 27-Oct-21 5:00 PM View: | Kansas City Southern (KSU) | 26-Oct-21 | Option Exercise | 3,401 | $118.71 | $403,747.00 | 31% 10.91K to 14.31K | |
| 27-Oct-21 5:00 PM View: | Kansas City Southern (KSU) | 26-Oct-21 | Market Option Sale | 3,401 | $305.30 | $1,038,310.00 | (24%) 14.31K to 10.91K | |
| 01-Mar-21 5:40 PM View: | Kansas City Southern (KSU) | 26-Feb-21 | Payment of Exercise | 580 | $213.51 | $123,836.00 | (5%) 11.49K to 10.91K | < 1% |
| 16-Feb-21 5:16 PM View: | Kansas City Southern (KSU) | 12-Feb-21 | Payment of Exercise | 29 | $209.36 | $6,071.44 | (< 1%) 11.52K to 11.49K | < 1% |
| 05-Feb-21 5:43 PM View: | Kansas City Southern (KSU) | 03-Feb-21 | Grant | 1,886 | -- | -- | 20% 9.63K to 11.52K | |
| 14-Aug-20 5:00 PM View: | Kansas City Southern (KSU) | 13-Aug-20 | Option Exercise | 917 | $99.92 | $91,629.30 | 10% 9.63K to 10.55K | |
| 14-Aug-20 5:00 PM View: | Kansas City Southern (KSU) | 13-Aug-20 | Market Option Sale | 917 | $184.37 | $169,065.00 | (9%) 10.55K to 9.63K | (8%) |
| 26-May-20 6:12 PM View: | Kansas City Southern (KSU) | 22-May-20 | Market Sale | 300 | $147.15 | $44,143.50 | (3%) 9.93K to 9.63K | (35%) |
| 03-Mar-20 5:17 PM View: | Kansas City Southern (KSU) | 28-Feb-20 | Payment of Exercise | 296 | $152.34 | $45,092.60 | (3%) 10.23K to 9.93K | (30%) |
| 18-Feb-20 5:18 PM View: | Kansas City Southern (KSU) | 14-Feb-20 | Payment of Exercise | 23 | $173.46 | $3,989.58 | (< 1%) 10.25K to 10.23K | (14%) |
| 11-Feb-20 5:16 PM View: | Kansas City Southern (KSU) | 07-Feb-20 | Grant | 468 | -- | -- | 5% 9.78K to 10.25K | |
| 03-Feb-20 5:28 PM View: | Kansas City Southern (KSU) | 30-Jan-20 | Grant | 799 | -- | -- | 9% 8.98K to 9.78K | |
| 27-Nov-19 3:47 PM View: | Kansas City Southern (KSU) | 26-Nov-19 | Option Exercise | 573 | $86.89 | $49,788.00 | 6% 9.22K to 9.79K | |
| 27-Nov-19 3:47 PM View: | Kansas City Southern (KSU) | 26-Nov-19 | Market Option Sale | 573 | $155.63 | $89,179.10 | (6%) 9.79K to 9.22K | (27%) |
| 27-Nov-19 3:47 PM View: | Kansas City Southern (KSU) | 26-Nov-19 | Market Sale | 233 | $155.63 | $36,263.10 | (3%) 9.22K to 8.98K | (27%) |
| 03-Sep-19 5:11 PM View: | Kansas City Southern (KSU) | 30-Aug-19 | Option Exercise | 914 | $82.71 | $75,596.90 | 10% 9.22K to 10.13K | |
| 03-Sep-19 5:11 PM View: | Kansas City Southern (KSU) | 30-Aug-19 | Market Option Sale | 914 | $125.20 | $114,433.00 | (9%) 10.13K to 9.22K | (58%) |
| 02-May-19 5:07 PM View: | Kansas City Southern (KSU) | 01-May-19 | Market Sale | 1,000 | $123.07 | $123,068.00 | (10%) 10.22K to 9.22K | (61%) |
| 02-May-19 5:07 PM View: | Kansas City Southern (KSU) | 30-Apr-19 | Payment of Exercise | 995 | $122.74 | $122,126.00 | (9%) 11.21K to 10.22K | (61%) |
| 07-Mar-19 5:13 PM View: | Kansas City Southern (KSU) | 05-Mar-19 | Grant | 490 | -- | -- | 5% 10.72K to 11.21K | |
| 25-Feb-19 5:49 PM View: | Kansas City Southern (KSU) | 22-Feb-19 | Payment of Exercise | 362 | $111.75 | $40,453.50 | (3%) 11.09K to 10.72K | (78%) |
| 11-Feb-19 5:17 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Grant | 78 | -- | -- | < 1% 11.04K to 11.12K | |
| 11-Feb-19 5:17 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Payment of Exercise | 35 | $103.13 | $3,609.55 | (< 1%) 11.12K to 11.09K | (92%) |
| 01-Feb-19 5:42 PM View: | Kansas City Southern (KSU) | 30-Jan-19 | Grant | 1,016 | -- | -- | 10% 10.03K to 11.04K | |
| 29-Aug-18 5:59 PM View: | Kansas City Southern (KSU) | 29-Aug-18 | Market Sale | 554 | $120.00 | $66,480.00 | (5%) 10.58K to 10.03K | (64%) |
| 29-Aug-18 5:59 PM View: | Kansas City Southern (KSU) | 28-Aug-18 | Market Sale | 175 | $119.10 | $20,842.50 | (2%) 10.76K to 10.58K | (66%) |
| 07-May-18 5:56 PM View: | Kansas City Southern (KSU) | 04-May-18 | Market Sale | 300 | $107.97 | $32,391.90 | (3%) 11.05K to 10.76K | (82%) |
| 08-Mar-18 4:55 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Grant | 510 | -- | -- | 5% 10.54K to 11.05K | |
| 26-Feb-18 8:00 PM View: | Kansas City Southern (KSU) | 23-Feb-18 | Payment of Exercise | 47 | $107.17 | $5,036.99 | (< 1%) 10.59K to 10.54K | (83%) |
| 15-Feb-18 5:16 PM View: | Kansas City Southern (KSU) | 14-Feb-18 | Grant | 122 | -- | -- | 1% 10.47K to 10.59K | |
| 12-Feb-18 5:58 PM View: | Kansas City Southern (KSU) | 09-Feb-18 | Payment of Exercise | 20 | $103.53 | $2,070.60 | (< 1%) 10.49K to 10.47K | (89%) |
| 24-Jan-18 6:10 PM View: | Kansas City Southern (KSU) | 23-Jan-18 | Grant | 11 | -- | -- | < 1% 10.48K to 10.49K | |
| 08-Jan-18 5:52 PM View: | Kansas City Southern (KSU) | 05-Jan-18 | Payment of Exercise | 228 | $107.00 | $24,396.00 | (2%) 10.71K to 10.48K | (83%) |
| 29-Aug-17 5:37 PM View: | Kansas City Southern (KSU) | 15-Aug-17 | Grant | 5,000 | -- | -- | 88% 5.71K to 10.71K |