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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-23 4:33 PM View:  | Athenex, Inc. (ATNX) | 05-May-23 | Grant | 3,603 | $1.36 | $4,900.08 | 8% 46.21K to 49.82K | (9%) |
| 24-Apr-23 4:38 PM View: | Athenex, Inc. (ATNX) | 21-Apr-23 | Grant | 3,755 | $1.30 | $4,900.27 | 9% 42.46K to 46.21K | (5%) |
| 11-Apr-23 4:33 PM View: | Athenex, Inc. (ATNX) | 07-Apr-23 | Grant | 4,017 | $1.22 | $4,900.74 | 10% 38.44K to 42.46K | 2% |
| 27-Mar-23 4:30 PM View: | Athenex, Inc. (ATNX) | 24-Mar-23 | Grant | 3,525 | $1.39 | $4,899.75 | 10% 34.92K to 38.44K | |
| 13-Mar-23 4:37 PM View: | Athenex, Inc. (ATNX) | 10-Mar-23 | Grant | 2,526 | $1.94 | $4,900.44 | 8% 32.39K to 34.92K | |
| 27-Feb-23 5:07 PM View: | Athenex, Inc. (ATNX) | 24-Feb-23 | Grant | 1,788 | $2.74 | $4,899.12 | 6% 30.6K to 32.39K | |
| 13-Feb-23 4:50 PM View: | Athenex, Inc. (ATNX) | 10-Feb-23 | Grant | 21,778 | $0.22 | $4,900.05 | 4% 590.25K to 612.02K | |
| 31-Jan-23 8:13 AM View: | Athenex, Inc. (ATNX) | 27-Jan-23 | Grant | 25,323 | $0.19 | $4,900.00 | 4% 564.92K to 590.25K | |
| 17-Jan-23 7:56 AM View: | Athenex, Inc. (ATNX) | 13-Jan-23 | Grant | 26,344 | $0.19 | $4,899.98 | 5% 538.58K to 564.92K | |
| 03-Jan-23 7:51 AM View: | Athenex, Inc. (ATNX) | 30-Dec-22 | Grant | 33,220 | $0.15 | $4,899.95 | 7% 505.36K to 538.58K | |
| 20-Dec-22 8:17 AM View: | Athenex, Inc. (ATNX) | 16-Dec-22 | Grant | 41,386 | $0.12 | $4,900.10 | 9% 463.97K to 505.36K | |
| 06-Dec-22 4:11 PM View: | Athenex, Inc. (ATNX) | 02-Dec-22 | Grant | 24,623 | $0.20 | $4,899.98 | 6% 439.35K to 463.97K | |
| 21-Nov-22 4:19 PM View: | Athenex, Inc. (ATNX) | 18-Nov-22 | Grant | 25,257 | $0.19 | $4,899.86 | 6% 414.09K to 439.35K | |
| 08-Nov-22 7:38 AM View: | Athenex, Inc. (ATNX) | 04-Nov-22 | Grant | 25,103 | $0.20 | $4,900.11 | 6% 388.99K to 414.09K | |
| 24-Oct-22 4:39 PM View: | Athenex, Inc. (ATNX) | 21-Oct-22 | Grant | 26,923 | $0.18 | $4,899.99 | 7% 362.06K to 388.99K | |
| 12-Oct-22 8:11 AM View: | Athenex, Inc. (ATNX) | 07-Oct-22 | Grant | 20,340 | $0.24 | $4,899.91 | 6% 341.72K to 362.06K | |
| 27-Sep-22 4:23 PM View: | Athenex, Inc. (ATNX) | 23-Sep-22 | Grant | 20,333 | $0.24 | $4,900.25 | 6% 321.39K to 341.72K | |
| 12-Sep-22 5:39 PM View: | Athenex, Inc. (ATNX) | 09-Sep-22 | Grant | 10,572 | $0.46 | $4,900.12 | 3% 310.82K to 321.39K | |
| 29-Aug-22 4:25 PM View: | Athenex, Inc. (ATNX) | 26-Aug-22 | Grant | 10,346 | $0.47 | $4,899.87 | 3% 300.47K to 310.82K | |
| 15-Aug-22 6:32 PM View: | Athenex, Inc. (ATNX) | 12-Aug-22 | Grant | 9,423 | $0.52 | $4,899.96 | 3% 291.05K to 300.47K | |
| 15-Aug-22 6:32 PM View: | Athenex, Inc. (ATNX) | 03-Aug-22 | Payment of Exercise | 4,262 | $0.58 | $2,474.52 | (1%) 295.31K to 291.05K | |
| 15-Aug-22 6:32 PM View: | Athenex, Inc. (ATNX) | 03-Aug-22 | Option Exercise | 17,500 | -- | -- | 6% 277.81K to 295.31K | |
| 18-Jul-22 4:16 PM View: | Athenex, Inc. (ATNX) | 15-Jul-22 | Grant | 8,256 | $0.59 | $4,899.94 | 3% 259.89K to 268.15K | |
| 01-Aug-22 4:20 PM View: | Athenex, Inc. (ATNX) | 09-Jul-22 | Grant | 9,665 | $0.51 | $4,900.16 | 4% 268.15K to 277.81K | |
| 05-Jul-22 4:11 PM View: | Athenex, Inc. (ATNX) | 01-Jul-22 | Grant | 11,316 | $0.43 | $4,899.83 | 5% 248.57K to 259.89K | |
| 21-Jun-22 4:18 PM View: | Athenex, Inc. (ATNX) | 17-Jun-22 | Grant | 24,832 | $0.49 | $12,120.50 | 11% 223.74K to 248.57K | |
| 06-Jun-22 4:11 PM View: | Athenex, Inc. (ATNX) | 03-Jun-22 | Grant | 9,927 | $0.49 | $4,899.97 | 5% 213.82K to 223.74K | |
| 23-May-22 4:26 PM View: | Athenex, Inc. (ATNX) | 20-May-22 | Grant | 10,137 | $0.48 | $4,900.23 | 5% 203.68K to 213.82K | |
| 06-May-22 4:59 PM View: | Athenex, Inc. (ATNX) | 06-May-22 | Grant | 10,107 | $0.48 | $4,899.87 | 5% 193.57K to 203.68K | |
| 29-Apr-22 4:24 PM View: | Athenex, Inc. (ATNX) | 22-Apr-22 | Grant | 7,986 | $0.61 | $4,900.21 | 4% 185.59K to 193.57K | |
| 11-Apr-22 6:52 PM View: | Athenex, Inc. (ATNX) | 08-Apr-22 | Grant | 6,516 | $0.75 | $4,900.03 | 4% 179.07K to 185.59K | |
| 29-Mar-22 5:09 PM View: | Athenex, Inc. (ATNX) | 25-Mar-22 | Grant | 5,422 | $0.90 | $4,900.40 | 3% 173.65K to 179.07K | |
| 17-Nov-21 4:20 PM View: | Athenex, Inc. (ATNX) | 16-Nov-21 | Market Purchase | 4,000 | $2.05 | $8,200.00 | 2% 169.65K to 173.65K | (< 1%) |
| 07-May-21 4:58 PM View: | Athenex, Inc. (ATNX) | 07-May-21 | Option Exercise | 24,000 | $4.55 | $109,200.00 | 17% 143.77K to 167.77K | < 1% |
| 23-Jun-20 4:08 PM View: | Athenex, Inc. (ATNX) | 22-Jun-20 | Market Purchase | 1,000 | $12.82 | $12,820.00 | < 1% 142.3K to 143.3K | (8%) |
| 19-Mar-20 4:19 PM View: | Athenex, Inc. (ATNX) | 18-Mar-20 | Market Purchase | 4,000 | $5.90 | $23,584.00 | 3% 137.05K to 141.05K | 101% |
| 13-Mar-20 4:16 PM View: | Athenex, Inc. (ATNX) | 12-Mar-20 | Market Purchase | 2,000 | $8.19 | $16,380.00 | 1% 135.05K to 137.05K | 45% |
| 10-Mar-20 4:30 PM View: | Athenex, Inc. (ATNX) | 09-Mar-20 | Market Purchase | 2,000 | $9.79 | $19,573.20 | 2% 133.05K to 135.05K | 21% |
| 25-Sep-19 4:40 PM View: | Athenex, Inc. (ATNX) | 25-Sep-19 | Option Exercise | 24,000 | $4.55 | $109,200.00 | 22% 108.11K to 132.11K | |
| 16-Aug-19 4:13 PM View: | Athenex, Inc. (ATNX) | 15-Aug-19 | Market Purchase | 1,000 | $14.85 | $14,850.00 | < 1% 107.11K to 108.11K | (20%) |
| 17-Apr-19 4:13 PM View: | Athenex, Inc. (ATNX) | 16-Apr-19 | Grant | 6,652 | -- | -- | 7% 99.34K to 105.99K | |
| 19-Nov-18 4:09 PM View: | Athenex, Inc. (ATNX) | 19-Nov-18 | Market Purchase | 1,000 | $11.70 | $11,697.00 | 1% 97.22K to 98.22K | 1% |
| 14-Nov-18 6:20 PM View: | Athenex, Inc. (ATNX) | 14-Nov-18 | Market Purchase | 10,000 | $10.49 | $104,900.00 | 12% 82.22K to 92.22K | 13% |
| 15-Nov-18 4:07 PM View: | Athenex, Inc. (ATNX) | 14-Nov-18 | Market Purchase | 5,000 | $10.35 | $51,747.50 | 5% 92.22K to 97.22K | 14% |
| 26-Mar-18 4:34 PM View: | Athenex, Inc. (ATNX) | 26-Mar-18 | Market Purchase | 2,000 | $14.65 | $29,300.00 | 2% 80.22K to 82.22K | (19%) |