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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Aug-23 9:49 PM View:  | Serve Robotics Inc. /de/ (SERV) | 31-Jul-23 | Disposition (other) | 125,000 | -- | -- | (50%) 250.0K to 125.0K | |
| 23-Jun-21 9:51 PM View: | Aeluma, Inc. (ALMU) | 22-Jun-21 | Disposition (other) | 50,000 | -- | -- | (20%) 250.0K to 200.0K | |
| 25-Feb-21 9:44 PM View: | Smartkem, Inc. (SMTK) | 23-Feb-21 | Disposition (other) | 50,000 | -- | -- | (20%) 250.0K to 200.0K | |
| 07-Oct-20 5:56 PM View: | Augmedix, Inc. (AUGX) | 05-Oct-20 | Disposition (other) | 90,000 | -- | -- | (36%) 250.0K to 160.0K | |
| 14-Feb-20 7:30 PM View: | Transphorm, Inc. (TGAN) | 12-Feb-20 | Disposition (other) | 25,000 | -- | -- | (17%) 150.0K to 125.0K | |
| 26-Sep-17 6:05 PM View: | Exicure, Inc. (XCUR) | 22-Sep-17 | Grant | 38,160 | -- | -- | 59% 65.0K to 103.16K | |
| 19-Jun-17 7:40 PM View: | Exicure, Inc. (XCUR) | 15-Jun-17 | Sale | 35,000 | $0.03 | $875.00 | (35%) 100.0K to 65.0K |