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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jan-21 4:32 PM View:  | Liquidia Corp (LQDA) | 26-Jan-21 | Market Sale | 1,762,160 | $3.12 | $5,502,530.00 | (39%) 4.54M to 2.78M | 4% |
| 26-Jan-21 5:27 PM View: | Liquidia Corp (LQDA) | 25-Jan-21 | Market Sale | 719,287 | $2.97 | $2,139,020.00 | (14%) 5.26M to 4.54M | < 1% |
| 26-Jan-21 5:27 PM View: | Liquidia Corp (LQDA) | 22-Jan-21 | Market Sale | 500,000 | $2.95 | $1,473,300.00 | (9%) 5.76M to 5.26M | (< 1%) |
| 22-Jan-21 4:20 PM View: | Liquidia Corp (LQDA) | 21-Jan-21 | Market Sale | 328,250 | $2.96 | $972,080.00 | (5%) 6.09M to 5.76M | (< 1%) |
| 21-Jan-21 5:04 PM View: | Liquidia Corp (LQDA) | 20-Jan-21 | Market Sale | 53,405 | $2.95 | $157,769.00 | (< 1%) 6.14M to 6.09M | < 1% |
| 21-Jan-21 5:04 PM View: | Liquidia Corp (LQDA) | 19-Jan-21 | Market Sale | 93,835 | $2.97 | $279,028.00 | (2%) 6.23M to 6.14M | < 1% |
| 19-Jan-21 5:20 PM View: | Liquidia Corp (LQDA) | 15-Jan-21 | Market Sale | 27,000 | $3.01 | $81,251.10 | (< 1%) 6.26M to 6.23M | 2% |
| 15-Jan-21 5:44 PM View: | Liquidia Corp (LQDA) | 14-Jan-21 | Market Sale | 34,466 | $3.02 | $103,918.00 | (< 1%) 6.3M to 6.26M | < 1% |
| 15-Jan-21 5:44 PM View: | Liquidia Corp (LQDA) | 13-Jan-21 | Market Sale | 3,393 | $3.07 | $10,416.20 | (< 1%) 6.3M to 6.3M | 2% |
| 13-Jan-21 6:00 PM View: | Liquidia Corp (LQDA) | 12-Jan-21 | Market Sale | 99,335 | $3.06 | $304,402.00 | (2%) 6.4M to 6.3M | < 1% |
| 13-Jan-21 6:00 PM View: | Liquidia Corp (LQDA) | 11-Jan-21 | Market Sale | 13,524 | $3.05 | $41,249.60 | (< 1%) 6.41M to 6.4M | < 1% |
| 11-Jan-21 5:50 PM View: | Liquidia Corp (LQDA) | 08-Jan-21 | Market Sale | 71,902 | $3.08 | $221,508.00 | (1%) 6.48M to 6.41M | 3% |
| 11-Jan-21 5:50 PM View: | Liquidia Corp (LQDA) | 07-Jan-21 | Market Sale | 142,819 | $3.12 | $445,638.00 | (2%) 6.63M to 6.48M | 4% |
| 28-Dec-20 5:20 PM View: | Liquidia Corp (LQDA) | 22-Dec-20 | Market Sale | 7,949 | $3.14 | $24,959.90 | (< 1%) 6.63M to 6.63M | 10% |
| 22-Dec-20 7:08 PM View: | Liquidia Corp (LQDA) | 21-Dec-20 | Sale | 51,906 | $3.13 | $162,466.00 | (< 1%) 6.69M to 6.63M | |
| 22-Dec-20 7:08 PM View: | Liquidia Corp (LQDA) | 18-Dec-20 | Sale | 53,309 | $3.14 | $167,470.00 | (< 1%) 6.74M to 6.69M | |
| 16-Dec-20 5:11 PM View: | Liquidia Corp (LQDA) | 14-Dec-20 | Sale | 6,417 | $3.13 | $20,085.20 | (< 1%) 6.75M to 6.74M | |
| 01-Dec-20 8:56 PM View: | Liquidia Corp (LQDA) | 30-Nov-20 | Sale | 200 | $3.13 | $626.00 | (< 1%) 6.75M to 6.75M | |
| 01-Dec-20 8:56 PM View: | Liquidia Corp (LQDA) | 27-Nov-20 | Sale | 200 | $3.13 | $626.00 | (< 1%) 6.75M to 6.75M | |
| 27-Nov-20 4:05 PM View: | Liquidia Technologies Inc (LQDA) | 25-Nov-20 | Sale | 17,364 | $3.13 | $54,349.30 | (< 1%) 6.76M to 6.75M | |
| 01-Dec-20 8:34 PM View: | Liquidia Corp (LQDA) | 25-Nov-20 | Sale | 17,364 | $3.13 | $54,349.30 | (< 1%) 6.76M to 6.75M | |
| 25-Nov-20 4:05 PM View: | Liquidia Technologies Inc (LQDA) | 24-Nov-20 | Sale | 283,465 | $3.15 | $894,247.00 | (4%) 7.05M to 6.76M | |
| 01-Dec-20 8:34 PM View: | Liquidia Corp (LQDA) | 24-Nov-20 | Sale | 283,465 | $3.15 | $894,247.00 | (4%) 7.05M to 6.76M | |
| 24-Nov-20 4:05 PM View: | Liquidia Technologies Inc (LQDA) | 23-Nov-20 | Sale | 133,346 | $3.16 | $421,347.00 | (2%) 7.18M to 7.05M | |
| 01-Dec-20 8:34 PM View: | Liquidia Corp (LQDA) | 23-Nov-20 | Sale | 133,346 | $3.16 | $421,347.00 | (2%) 7.18M to 7.05M | |
| 20-Nov-20 5:05 PM View: | Liquidia Technologies Inc (LQDA) | 19-Nov-20 | Disposition | 30,000 | $3.35 | $100,500.00 | (< 1%) 7.21M to 7.18M | |
| 01-Dec-20 8:34 PM View: | Liquidia Corp (LQDA) | 19-Nov-20 | Sale | 30,000 | $3.35 | $100,500.00 | (< 1%) 7.21M to 7.18M | |
| 02-Jul-20 7:31 PM View: | Liquidia Technologies Inc (LQDA) | 02-Jul-20 | Private Purchase | 1,875,000 | $8.00 | $15,000,000.00 | 35% 5.34M to 7.21M | |
| 07-Apr-20 5:18 PM View: | Liquidia Technologies Inc (LQDA) | 06-Apr-20 | Private Purchase | 44,250 | $5.28 | $233,715.00 | < 1% 5.29M to 5.34M | |
| 07-Apr-20 5:18 PM View: | Liquidia Technologies Inc (LQDA) | 03-Apr-20 | Private Purchase | 35,000 | $4.85 | $169,740.00 | < 1% 5.26M to 5.29M | |
| 03-Apr-20 5:40 PM View: | Liquidia Technologies Inc (LQDA) | 02-Apr-20 | Private Purchase | 7,223 | $4.96 | $35,792.10 | < 1% 5.25M to 5.26M | |
| 03-Apr-20 5:40 PM View: | Liquidia Technologies Inc (LQDA) | 01-Apr-20 | Private Purchase | 45,000 | $4.89 | $220,122.00 | < 1% 5.2M to 5.25M | |
| 01-Apr-20 5:35 PM View: | Liquidia Technologies Inc (LQDA) | 31-Mar-20 | Private Purchase | 30,000 | $4.87 | $146,112.00 | < 1% 5.17M to 5.2M | |
| 01-Apr-20 5:35 PM View: | Liquidia Technologies Inc (LQDA) | 30-Mar-20 | Private Purchase | 14,100 | $4.76 | $67,106.10 | < 1% 5.16M to 5.17M | |
| 24-May-17 8:29 PM View: | G1 Therapeutics, Inc. (GTHX) | 22-May-17 | Conversion | 3,139,150 | -- | -- | 100% 0 to 3.14M | |
| 24-May-17 8:29 PM View: | G1 Therapeutics, Inc. (GTHX) | 22-May-17 | Purchase | 300,000 | $15.00 | $4,500,000.00 | 10% 3.14M to 3.44M |