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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-19 4:47 PM View:  | Brookfield Oaktree Holdings... (OAK-PA) | 30-Sep-19 | Disposition | 135,700 | -- | -- | (100%) 135.7K to 0 | |
| 29-Mar-19 7:48 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 28-Mar-19 | Grant | 23,705 | -- | -- | 21% 112.0K to 135.7K | |
| 29-Mar-18 4:23 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 28-Mar-18 | Grant | 41,986 | -- | -- | 60% 70.01K to 112.0K | |
| 20-Feb-18 8:32 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 15-Feb-18 | Payment of Exercise | 6,997 | -- | -- | (9%) 77.01K to 70.01K |