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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-21 5:19 PM View:  | National Holdings Corp. (NHLD) | 25-Feb-21 | Disposition | 127,035 | $3.25 | $412,864.00 | (35%) 363.08K to 236.04K | (< 1%) |
| 25-Feb-21 5:19 PM View: | National Holdings Corp. (NHLD) | 25-Feb-21 | Disposition (change in control) | 236,045 | $3.25 | $767,146.00 | (100%) 236.04K to 0 | (< 1%) |
| 06-Jan-21 4:02 PM View: | National Holdings Corp. (NHLD) | 03-Jan-21 | Option Exercise | 78,125 | -- | -- | 21% 379.34K to 457.47K | |
| 07-Jan-21 4:03 PM View: | National Holdings Corp. (NHLD) | 31-Dec-20 | Payment of Exercise | 16,264 | $1.79 | $29,112.60 | (4%) 379.34K to 363.08K | |
| 02-Nov-20 4:03 PM View: | National Holdings Corp. (NHLD) | 01-Nov-20 | Option Exercise | 53,585 | -- | -- | 16% 325.76K to 379.34K | |
| 27-May-20 5:00 PM View: | National Holdings Corp. (NHLD) | 22-May-20 | Payment of Exercise | 13,977 | $1.42 | $19,845.90 | (4%) 339.74K to 325.76K | |
| 14-Apr-20 4:03 PM View: | National Holdings Corp. (NHLD) | 10-Apr-20 | Option Exercise | 41,143 | -- | -- | 14% 298.59K to 339.74K | |
| 12-Mar-20 4:02 PM View: | National Holdings Corp. (NHLD) | 11-Mar-20 | Market Purchase | 35,000 | $2.14 | $74,854.50 | 13% 263.59K to 298.59K | |
| 24-Feb-20 9:22 PM View: | National Holdings Corp. (NHLD) | 21-Feb-20 | Payment of Exercise | 26,540 | $2.53 | $67,146.20 | (9%) 290.13K to 263.59K | (11%) |
| 03-Jan-20 5:59 PM View: | National Holdings Corp. (NHLD) | 03-Jan-20 | Option Exercise | 78,125 | -- | -- | 37% 212.01K to 290.13K | |
| 03-Jan-20 5:59 PM View: | National Holdings Corp. (NHLD) | 23-Dec-19 | Payment of Exercise | 18,203 | $2.66 | $48,420.00 | (8%) 230.21K to 212.01K | (5%) |
| 05-Nov-19 4:56 PM View: | National Holdings Corp. (NHLD) | 01-Nov-19 | Option Exercise | 53,585 | -- | -- | 30% 176.63K to 230.21K | |
| 28-Jun-19 5:24 PM View: | National Holdings Corp. (NHLD) | 30-May-19 | Payment of Exercise | 13,977 | $2.91 | $40,673.10 | (7%) 190.6K to 176.63K | |
| 28-Jun-19 5:24 PM View: | National Holdings Corp. (NHLD) | 10-Apr-19 | Option Exercise | 41,143 | -- | -- | 28% 149.46K to 190.6K | |
| 06-Mar-19 7:48 PM View: | National Holdings Corp. (NHLD) | 28-Feb-19 | Payment of Exercise | 26,540 | $2.75 | $72,985.00 | (15%) 176.0K to 149.46K | |
| 31-Jan-19 6:14 PM View: | National Holdings Corp. (NHLD) | 03-Jan-19 | Option Exercise | 78,125 | -- | -- | 80% 97.88K to 176.0K | |
| 31-Jan-19 6:14 PM View: | National Holdings Corp. (NHLD) | 26-Dec-18 | Payment of Exercise | 17,693 | $3.20 | $56,617.60 | (15%) 115.57K to 97.88K | |
| 31-Jan-19 6:14 PM View: | National Holdings Corp. (NHLD) | 26-Dec-18 | Option Exercise | 52,083 | -- | -- | 82% 63.48K to 115.57K | |
| 31-Jan-19 6:14 PM View: | National Holdings Corp. (NHLD) | 03-Jan-18 | Payment of Exercise | 26,540 | $3.10 | $82,274.00 | (29%) 90.03K to 63.48K | |
| 31-Jan-19 6:14 PM View: | National Holdings Corp. (NHLD) | 03-Jan-18 | Option Exercise | 78,125 | -- | -- | 657% 11.9K to 90.03K |