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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-23 8:39 PM View:  | Great Elm Capital Corp. (GECC) | 12-May-23 | Purchase | 2,000 | $8.01 | $16,020.00 | 17% 11.97K to 13.97K | |
| 16-May-23 8:39 PM View: | Great Elm Capital Corp. (GECC) | 12-May-23 | Purchase | 3,000 | $8.02 | $24,056.70 | 21% 13.97K to 16.97K | |
| 17-Jun-22 4:53 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-22 | Option Exercise | 5,986 | $12.50 | $74,825.00 | 100% 5.99K to 11.97K | |
| 26-Jan-21 4:56 PM View: | Great Elm Capital Corp. (GECC) | 21-Jan-21 | Grant | 603 | -- | -- | 2% 35.31K to 35.92K | |
| 23-Dec-20 6:35 PM View: | Great Elm Capital Corp. (GECC) | 21-Dec-20 | Grant | 633 | -- | -- | 2% 34.68K to 35.31K | |
| 24-Nov-20 6:20 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-20 | Grant | 811 | -- | -- | 2% 33.87K to 34.68K | |
| 23-Oct-20 9:17 PM View: | Great Elm Capital Corp. (GECC) | 21-Oct-20 | Grant | 453 | -- | -- | 1% 33.42K to 33.87K | |
| 01-Oct-20 5:38 PM View: | Great Elm Capital Corp. (GECC) | 28-Sep-20 | Exercise (in-the money or at-the-money) | 12,000 | $2.95 | $35,400.00 | 56% 21.42K to 33.42K | |
| 23-Sep-20 7:41 PM View: | Great Elm Capital Corp. (GECC) | 21-Sep-20 | Grant | 298 | -- | -- | 1% 21.12K to 21.42K | |
| 25-Aug-20 8:15 PM View: | Great Elm Capital Corp. (GECC) | 21-Aug-20 | Grant | 316 | -- | -- | 2% 20.8K to 21.12K | |
| 17-Jul-20 6:27 PM View: | Great Elm Capital Corp. (GECC) | 15-Jul-20 | Grant | 283 | -- | -- | 1% 20.52K to 20.8K | |
| 17-Jun-20 8:16 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-20 | Grant | 270 | -- | -- | 1% 20.25K to 20.52K | |
| 19-May-20 9:04 PM View: | Great Elm Capital Corp. (GECC) | 15-May-20 | Grant | 300 | -- | -- | 2% 19.95K to 20.25K | |
| 04-Dec-18 5:36 PM View: | Great Elm Capital Corp. (GECC) | 04-Dec-18 | Market Purchase | 7,000 | $8.35 | $58,450.00 | 54% 12.95K to 19.95K | (71%) |
| 04-Dec-18 5:36 PM View: | Great Elm Capital Corp. (GECC) | 03-Dec-18 | Market Purchase | 182 | $8.30 | $1,510.60 | 1% 12.77K to 12.95K | (70%) |
| 03-Dec-18 4:21 PM View: | Great Elm Capital Corp. (GECC) | 29-Nov-18 | Market Purchase | 7,364 | $8.30 | $61,121.20 | 84% 8.77K to 16.13K | (70%) |
| 21-Nov-18 4:20 PM View: | Great Elm Capital Corp. (GECC) | 19-Nov-18 | Market Purchase | 1,000 | $8.14 | $8,140.00 | 13% 7.77K to 8.77K | (70%) |
| 19-Nov-18 8:01 PM View: | Great Elm Capital Corp. (GECC) | 16-Nov-18 | Market Purchase | 1,237 | $8.03 | $9,933.11 | 19% 6.53K to 7.77K | (70%) |
| 19-Nov-18 8:01 PM View: | Great Elm Capital Corp. (GECC) | 15-Nov-18 | Market Purchase | 4,531 | $8.06 | $36,519.90 | 227% 2.0K to 6.53K | (70%) |
| 19-Nov-18 8:01 PM View: | Great Elm Capital Corp. (GECC) | 29-May-18 | Market Purchase | 1,000 | $9.36 | $9,360.00 | 100% 1.0K to 2.0K | (75%) |
| 13-Nov-17 4:22 PM View: | Great Elm Capital Corp. (GECC) | 10-Nov-17 | Market Purchase | 1,000 | $9.36 | $9,360.00 | 100% 0 to 1.0K | (76%) |