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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 219,855 | -- | -- | (100%) 219.85K to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 15,000 | -- | -- | 7% 228.91K to 243.91K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 24,052 | $8.44 | $202,999.00 | (10%) 243.91K to 219.85K | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 5,621 | $8.43 | $47,385.00 | (2%) 234.53K to 228.91K | 2% |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 11,094 | $9.04 | $100,290.00 | (5%) 245.62K to 234.53K | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 90,000 | -- | -- | 58% 155.62K to 245.62K | |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 7,636 | $8.58 | $65,516.90 | (5%) 163.26K to 155.62K | 4% |
| 13-Feb-18 7:35 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 7,968 | $6.41 | $51,074.90 | (5%) 171.23K to 163.26K | (29%) |
| 01-Dec-17 7:05 PM View: | Bookham Inc. (OCLR) | 30-Nov-17 | Market Sale | 39,255 | $7.22 | $283,594.00 | (19%) 210.48K to 171.23K | (14%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 8,299 | $6.22 | $51,619.80 | (4%) 218.78K to 210.48K | (33%) |
| 14-Aug-17 7:24 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 40,000 | -- | -- | 21% 194.13K to 234.13K | |
| 14-Aug-17 7:24 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 15,345 | $8.32 | $127,670.00 | (7%) 234.13K to 218.78K | < 1% |
| 07-Aug-17 8:21 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 50,000 | -- | -- | 35% 144.13K to 194.13K | |
| 18-May-17 7:00 PM View: | Bookham Inc. (OCLR) | 16-May-17 | Market Sale | 32,352 | $9.12 | $295,076.00 | (18%) 176.48K to 144.13K | 9% |
| 12-May-17 7:13 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 5,949 | $8.94 | $53,184.10 | (3%) 182.43K to 176.48K | 8% |
| 21-Mar-17 8:02 PM View: | Bookham Inc. (OCLR) | 17-Mar-17 | Market Sale | 62,563 | $9.24 | $577,807.00 | (26%) 244.99K to 182.43K | 11% |
| 14-Feb-17 7:49 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 8,349 | $9.49 | $79,232.00 | (3%) 253.34K to 244.99K | 13% |
| 15-Dec-16 7:07 PM View: | Bookham Inc. (OCLR) | 13-Dec-16 | Market Sale | 7,566 | $8.35 | $63,158.70 | (3%) 260.9K to 253.34K | 1% |
| 14-Nov-16 7:10 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 8,258 | $8.01 | $66,146.60 | (3%) 269.16K to 260.9K | (3%) |