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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-19 4:30 PM View:  | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Grant | 145,263 | -- | -- | 94% 154.72K to 299.98K | |
| 05-Mar-19 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Payment of Exercise | 44,471 | $0.95 | $42,247.40 | (15%) 299.98K to 255.51K | |
| 04-Jan-19 5:05 PM View: | Asterias Biotherapeutics, I... (NONE) | 02-Jan-19 | Payment of Exercise | 20,440 | $0.68 | $13,899.20 | (12%) 175.16K to 154.72K | |
| 30-Mar-18 4:54 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-18 | Payment of Exercise | 6,483 | $1.45 | $9,400.35 | (4%) 181.64K to 175.16K | |
| 19-Mar-18 6:52 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Grant | 118,708 | -- | -- | 54% 219.13K to 337.84K | |
| 19-Mar-18 6:52 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Payment of Exercise | 21,633 | $1.95 | $42,184.40 | (6%) 337.84K to 316.2K | |
| 03-Apr-17 5:03 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-17 | Grant | 84,565 | -- | -- | 884% 9.56K to 94.13K |