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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 7:25 PM View:  | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 43,634 | -- | -- | (100%) 43.63K to 0 | |
| 04-May-20 1:58 PM View: | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 3,559 | $49.77 | $177,131.00 | (8%) 47.19K to 43.63K | |
| 05-Mar-20 3:58 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Option Exercise | 26,574 | $38.50 | $1,023,210.00 | 61% 43.6K to 70.18K | (4%) |
| 05-Mar-20 3:58 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Private Option Sale | 22,626 | $49.81 | $1,127,000.00 | (32%) 70.18K to 47.55K | |
| 28-Apr-20 10:00 PM View: | Legg Mason Inc. (LM) | 21-Feb-20 | Gift | 360 | -- | -- | (< 1%) 47.55K to 47.19K | |
| 17-May-19 1:39 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Grant | 5,972 | -- | -- | 16% 37.59K to 43.57K | |
| 17-May-19 1:39 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Option Exercise | 2,380 | $33.99 | $80,896.20 | 5% 43.57K to 45.95K | |
| 17-May-19 1:39 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Market Option Sale (Planned) | 2,342 | $34.99 | $81,946.60 | (5%) 45.95K to 43.6K | |
| 02-May-19 3:48 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 3,421 | $33.52 | $114,672.00 | (8%) 41.02K to 37.59K | (< 1%) |
| 02-May-19 10:00 PM View: | Legg Mason Inc. (LM) | 05-Nov-18 | Gift | 505 | -- | -- | (1%) 41.52K to 41.02K | |
| 17-May-18 5:24 PM View: | Legg Mason Inc. (LM) | 16-May-18 | Market Option Sale (Planned) | 898 | $38.95 | $34,977.10 | (2%) 42.42K to 41.52K | 25% |
| 17-May-18 5:24 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 5,809 | -- | -- | 16% 35.64K to 41.45K | |
| 17-May-18 5:24 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Option Exercise | 974 | $33.25 | $32,385.50 | 2% 41.45K to 42.42K | |
| 02-May-18 2:38 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 2,786 | $39.60 | $110,326.00 | (7%) 38.42K to 35.64K | 26% |
| 27-Apr-18 10:00 PM View: | Legg Mason Inc. (LM) | 15-Nov-17 | Gift | 238 | -- | -- | (< 1%) 38.66K to 38.42K |