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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Aug-19 6:37 PM View:  | Control4 Corp (CTRL) | 01-Aug-19 | Disposition | 12,791 | -- | -- | (92%) 13.83K to 1.04K | |
| 02-Aug-19 6:37 PM View: | Control4 Corp (CTRL) | 01-Aug-19 | Disposition | 1,041 | -- | -- | (100%) 1.04K to 0 | |
| 16-May-19 9:02 PM View: | Control4 Corp (CTRL) | 15-May-19 | Payment of Exercise | 1,641 | $23.76 | $38,990.20 | (25%) 6.63K to 4.99K | |
| 16-May-19 9:02 PM View: | Control4 Corp (CTRL) | 15-May-19 | Option Exercise | 5,588 | -- | -- | 537% 1.04K to 6.63K | |
| 21-Feb-19 4:36 PM View: | Control4 Corp (CTRL) | 20-Feb-19 | Market Sale | 3,342 | $17.83 | $59,587.90 | (26%) 13.02K to 9.67K | (3%) |
| 20-Feb-19 5:36 PM View: | Control4 Corp (CTRL) | 15-Feb-19 | Payment of Exercise | 5,392 | $17.89 | $96,462.90 | (29%) 18.41K to 13.02K | |
| 20-Feb-19 5:36 PM View: | Control4 Corp (CTRL) | 15-Feb-19 | Option Exercise | 17,578 | -- | -- | 2118% 0.83K to 18.41K | |
| 14-Jan-19 4:14 PM View: | Control4 Corp (CTRL) | 11-Jan-19 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 138% 0.75K to 1.79K | |
| 14-Jan-19 4:14 PM View: | Control4 Corp (CTRL) | 11-Jan-19 | Market Option Sale | 1,042 | $20.00 | $20,840.00 | (58%) 1.79K to 0.75K | 10% |
| 04-Dec-18 12:44 PM View: | Control4 Corp (CTRL) | 03-Dec-18 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 140% 0.74K to 1.78K | |
| 04-Dec-18 12:44 PM View: | Control4 Corp (CTRL) | 03-Dec-18 | Market Option Sale | 1,042 | $22.37 | $23,309.50 | (58%) 1.78K to 0.74K | 19% |
| 21-Nov-18 6:26 PM View: | Control4 Corp (CTRL) | 19-Nov-18 | Market Sale | 2,844 | $21.79 | $61,970.80 | (79%) 3.59K to 0.74K | 17% |
| 19-Nov-18 6:18 PM View: | Control4 Corp (CTRL) | 15-Nov-18 | Payment of Exercise | 2,264 | $22.21 | $50,283.40 | (39%) 5.85K to 3.59K | 19% |
| 19-Nov-18 6:18 PM View: | Control4 Corp (CTRL) | 15-Nov-18 | Option Exercise | 5,108 | -- | -- | 687% 0.74K to 5.85K | |
| 06-Nov-18 6:36 PM View: | Control4 Corp (CTRL) | 06-Nov-18 | Option Exercise | 2,083 | $8.16 | $16,997.30 | 280% 0.74K to 2.83K | |
| 06-Nov-18 6:36 PM View: | Control4 Corp (CTRL) | 06-Nov-18 | Market Option Sale | 2,083 | $22.80 | $47,492.40 | (74%) 2.83K to 0.74K | 21% |
| 06-Sep-18 1:01 PM View: | Control4 Corp (CTRL) | 04-Sep-18 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 156% 0.67K to 1.71K | |
| 06-Sep-18 1:01 PM View: | Control4 Corp (CTRL) | 04-Sep-18 | Market Option Sale | 1,042 | $32.56 | $33,927.50 | (61%) 1.71K to 0.67K | 45% |
| 22-Aug-18 5:43 PM View: | Control4 Corp (CTRL) | 20-Aug-18 | Market Sale | 3,208 | $32.20 | $103,298.00 | (83%) 3.88K to 0.67K | 44% |
| 17-Aug-18 5:54 PM View: | Control4 Corp (CTRL) | 15-Aug-18 | Payment of Exercise | 1,904 | $32.44 | $61,765.80 | (33%) 5.78K to 3.88K | 44% |
| 17-Aug-18 5:54 PM View: | Control4 Corp (CTRL) | 15-Aug-18 | Option Exercise | 5,112 | -- | -- | 764% 0.67K to 5.78K | |
| 09-Aug-18 4:06 PM View: | Control4 Corp (CTRL) | 08-Aug-18 | Option Exercise | 1,041 | $8.16 | $8,494.56 | 156% 0.67K to 1.71K | |
| 09-Aug-18 4:06 PM View: | Control4 Corp (CTRL) | 08-Aug-18 | Market Option Sale | 1,041 | $31.42 | $32,708.20 | (61%) 1.71K to 0.67K | 43% |
| 05-Jul-18 11:00 AM View: | Control4 Corp (CTRL) | 02-Jul-18 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 156% 0.67K to 1.71K | |
| 05-Jul-18 11:00 AM View: | Control4 Corp (CTRL) | 02-Jul-18 | Market Option Sale | 1,042 | $24.11 | $25,122.60 | (61%) 1.71K to 0.67K | 25% |
| 04-Jun-18 6:54 PM View: | Control4 Corp (CTRL) | 01-Jun-18 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 185% 0.56K to 1.6K | |
| 04-Jun-18 6:54 PM View: | Control4 Corp (CTRL) | 01-Jun-18 | Market Option Sale | 1,042 | $24.88 | $25,925.00 | (65%) 1.6K to 0.56K | 28% |
| 18-May-18 11:11 AM View: | Control4 Corp (CTRL) | 17-May-18 | Market Sale | 3,608 | $24.08 | $86,880.60 | (87%) 4.17K to 0.56K | 25% |
| 16-May-18 4:40 PM View: | Control4 Corp (CTRL) | 15-May-18 | Payment of Exercise | 1,502 | $24.74 | $37,159.50 | (26%) 5.67K to 4.17K | 27% |
| 16-May-18 4:40 PM View: | Control4 Corp (CTRL) | 15-May-18 | Option Exercise | 5,110 | -- | -- | 909% 0.56K to 5.67K | |
| 09-May-18 3:52 PM View: | Control4 Corp (CTRL) | 08-May-18 | Option Exercise | 1,041 | $8.16 | $8,494.56 | 185% 0.56K to 1.6K | |
| 09-May-18 3:52 PM View: | Control4 Corp (CTRL) | 08-May-18 | Market Option Sale | 1,041 | $22.57 | $23,495.40 | (65%) 1.6K to 0.56K | 20% |
| 04-Apr-18 10:54 AM View: | Control4 Corp (CTRL) | 02-Apr-18 | Option Exercise | 1,042 | $8.16 | $8,502.72 | 226% 0.46K to 1.5K | |
| 04-Apr-18 10:54 AM View: | Control4 Corp (CTRL) | 02-Apr-18 | Market Option Sale | 1,042 | $21.36 | $22,257.10 | (69%) 1.5K to 0.46K | 16% |
| 01-Mar-18 4:54 PM View: | Control4 Corp (CTRL) | 01-Mar-18 | Option Exercise | 20,833 | $8.16 | $169,997.00 | 4509% 0.46K to 21.3K | |
| 01-Mar-18 4:54 PM View: | Control4 Corp (CTRL) | 01-Mar-18 | Market Option Sale | 20,833 | $23.48 | $489,248.00 | (98%) 21.3K to 0.46K | 23% |
| 20-Feb-18 7:32 PM View: | Control4 Corp (CTRL) | 20-Feb-18 | Market Sale | 19,073 | $24.97 | $476,253.00 | (98%) 19.54K to 0.46K | 28% |
| 16-Feb-18 7:35 PM View: | Control4 Corp (CTRL) | 16-Feb-18 | Market Option Sale | 678 | $25.58 | $17,343.20 | (3%) 20.21K to 19.54K | 30% |
| 16-Feb-18 7:35 PM View: | Control4 Corp (CTRL) | 15-Feb-18 | Payment of Exercise | 8,459 | $24.76 | $209,445.00 | (30%) 28.67K to 20.21K | 27% |
| 16-Feb-18 7:35 PM View: | Control4 Corp (CTRL) | 15-Feb-18 | Option Exercise | 28,210 | -- | -- | 6106% 0.46K to 28.67K | |
| 20-Nov-17 11:48 AM View: | Control4 Corp (CTRL) | 17-Nov-17 | Market Sale | 702 | $34.33 | $24,099.70 | (63%) 1.12K to 0.42K | 48% |
| 16-Nov-17 7:36 PM View: | Control4 Corp (CTRL) | 16-Nov-17 | Market Option Sale | 702 | $32.99 | $23,159.00 | (39%) 1.82K to 1.12K | 45% |
| 16-Nov-17 7:36 PM View: | Control4 Corp (CTRL) | 15-Nov-17 | Payment of Exercise | 672 | $33.12 | $22,256.60 | (27%) 2.49K to 1.82K | 46% |
| 16-Nov-17 7:36 PM View: | Control4 Corp (CTRL) | 15-Nov-17 | Option Exercise | 2,076 | -- | -- | 498% 0.42K to 2.49K | |
| 21-Aug-17 3:41 PM View: | Control4 Corp (CTRL) | 17-Aug-17 | Market Sale | 3,470 | $22.73 | $78,873.10 | (91%) 3.8K to 0.33K | 21% |
| 16-Aug-17 6:01 PM View: | Control4 Corp (CTRL) | 15-Aug-17 | Payment of Exercise | 1,661 | $23.68 | $39,332.50 | (30%) 5.46K to 3.8K | 24% |
| 16-Aug-17 6:01 PM View: | Control4 Corp (CTRL) | 15-Aug-17 | Option Exercise | 5,131 | -- | -- | 1564% 0.33K to 5.46K | |
| 22-May-17 6:57 PM View: | Control4 Corp (CTRL) | 19-May-17 | Market Sale | 4,759 | $18.15 | $86,375.90 | (96%) 4.96K to 0.2K | < 1% |
| 17-May-17 7:30 PM View: | Control4 Corp (CTRL) | 15-May-17 | Payment of Exercise | 2,259 | $18.11 | $40,910.50 | (31%) 7.22K to 4.96K | < 1% |
| 17-May-17 7:30 PM View: | Control4 Corp (CTRL) | 15-May-17 | Option Exercise | 7,018 | -- | -- | 3492% 0.2K to 7.22K |