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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Mar-22 5:02 PM View:  | Broadcom Inc. (AVGO) | 16-Mar-22 | Market Sale | 13,863 | $585.29 | $8,113,930.00 | (27%) 50.82K to 36.96K | (6%) |
| 17-Mar-22 5:02 PM View: | Broadcom Inc. (AVGO) | 15-Mar-22 | Payment of Exercise | 13,137 | $592.76 | $7,787,090.00 | (21%) 63.96K to 50.82K | (5%) |
| 04-Mar-22 4:57 PM View: | Broadcom Inc. (AVGO) | 02-Mar-22 | Grant | 17,500 | -- | -- | 38% 46.46K to 63.96K | |
| 17-Dec-21 5:15 PM View: | Broadcom Inc. (AVGO) | 16-Dec-21 | Market Sale | 3,645 | $632.84 | $2,306,700.00 | (7%) 50.1K to 46.46K | 2% |
| 17-Dec-21 5:15 PM View: | Broadcom Inc. (AVGO) | 15-Dec-21 | Payment of Exercise | 3,585 | $639.86 | $2,293,900.00 | (7%) 53.69K to 50.1K | 3% |
| 07-Apr-21 5:49 PM View: | Broadcom Inc. (AVGO) | 05-Apr-21 | Grant | 17,940 | -- | -- | 50% 35.75K to 53.69K | |
| 17-Mar-21 5:49 PM View: | Broadcom Inc. (AVGO) | 16-Mar-21 | Market Sale | 16,827 | $478.61 | $8,053,530.00 | (32%) 52.58K to 35.75K | (22%) |
| 17-Mar-21 5:49 PM View: | Broadcom Inc. (AVGO) | 15-Mar-21 | Grant | 15,625 | -- | -- | 30% 52.88K to 68.5K | |
| 17-Mar-21 5:49 PM View: | Broadcom Inc. (AVGO) | 15-Mar-21 | Payment of Exercise | 15,923 | $470.77 | $7,496,070.00 | (23%) 68.5K to 52.58K | (24%) |
| 04-Mar-21 5:13 PM View: | Broadcom Inc. (AVGO) | 02-Mar-21 | Grant | 7,000 | -- | -- | 15% 45.88K to 52.88K | |
| 31-Dec-20 4:40 PM View: | Broadcom Inc. (AVGO) | 29-Dec-20 | Market Sale | 461 | $428.24 | $197,418.00 | (< 1%) 46.34K to 45.88K | (36%) |
| 17-Dec-20 5:13 PM View: | Broadcom Inc. (AVGO) | 16-Dec-20 | Market Sale | 1,260 | $418.23 | $526,964.00 | (3%) 47.6K to 46.34K | (38%) |
| 17-Dec-20 5:13 PM View: | Broadcom Inc. (AVGO) | 15-Dec-20 | Payment of Exercise | 1,240 | $418.06 | $518,394.00 | (2%) 51.39K to 50.15K | (38%) |
| 17-Dec-20 5:13 PM View: | Broadcom Inc. (AVGO) | 15-Dec-20 | Market Sale | 2,550 | $415.46 | $1,059,420.00 | (5%) 50.15K to 47.6K | (39%) |
| 17-Nov-20 6:22 PM View: | Broadcom Inc. (AVGO) | 15-Nov-20 | Payment of Exercise | 2,480 | $373.50 | $926,280.00 | (5%) 53.87K to 51.39K | (54%) |
| 17-Nov-20 6:22 PM View: | Broadcom Inc. (AVGO) | 15-Nov-20 | Option Exercise | 2,500 | -- | -- | 5% 51.37K to 53.87K | |
| 11-Jun-20 5:40 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Market Sale | 40,000 | $316.39 | $12,655,500.00 | (44%) 91.37K to 51.37K | (79%) |
| 18-Mar-20 8:31 PM View: | Broadcom Inc. (AVGO) | 17-Mar-20 | Payment of Exercise | 1,557 | $234.22 | $364,681.00 | (2%) 92.92K to 91.37K | |
| 18-Mar-20 8:31 PM View: | Broadcom Inc. (AVGO) | 16-Mar-20 | Payment of Exercise | 7,813 | $234.22 | $1,829,960.00 | (8%) 100.74K to 92.92K | |
| 17-Mar-20 5:33 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Grant | 3,125 | -- | -- | 3% 95.11K to 98.24K | |
| 17-Mar-20 5:33 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Option Exercise | 2,500 | -- | -- | 3% 98.24K to 100.74K | |
| 12-Mar-20 6:18 PM View: | Broadcom Inc. (AVGO) | 10-Mar-20 | Grant | 4,394 | -- | -- | 5% 90.72K to 95.11K | |
| 18-Dec-19 5:37 PM View: | Broadcom Inc. (AVGO) | 16-Dec-19 | Payment of Exercise | 1,240 | $315.42 | $391,121.00 | (1%) 91.96K to 90.72K | (75%) |
| 19-Nov-19 4:44 PM View: | Broadcom Inc. (AVGO) | 15-Nov-19 | Payment of Exercise | 2,480 | $312.91 | $776,017.00 | (3%) 94.44K to 91.96K | (76%) |
| 19-Nov-19 4:44 PM View: | Broadcom Inc. (AVGO) | 15-Nov-19 | Option Exercise | 2,500 | -- | -- | 3% 91.94K to 94.44K | |
| 22-Mar-19 5:23 PM View: | Broadcom Inc. (AVGO) | 20-Mar-19 | Market Sale | 14,494 | $295.45 | $4,282,310.00 | (14%) 106.43K to 91.94K | (83%) |
| 20-Mar-19 6:08 PM View: | Broadcom Inc. (AVGO) | 18-Mar-19 | Grant | 3,125 | -- | -- | 3% 104.86K to 107.98K | |
| 20-Mar-19 6:08 PM View: | Broadcom Inc. (AVGO) | 18-Mar-19 | Payment of Exercise | 1,550 | $290.29 | $449,950.00 | (1%) 107.98K to 106.43K | (88%) |
| 19-Mar-19 7:03 PM View: | Broadcom Inc. (AVGO) | 15-Mar-19 | Payment of Exercise | 7,986 | $290.29 | $2,318,260.00 | (7%) 112.84K to 104.86K | (88%) |
| 19-Mar-19 7:03 PM View: | Broadcom Inc. (AVGO) | 15-Mar-19 | Option Exercise | 5,000 | -- | -- | 5% 107.84K to 112.84K | |
| 06-Mar-19 8:55 PM View: | Broadcom Inc. (AVGO) | 04-Mar-19 | Grant | 2,000 | -- | -- | 2% 105.84K to 107.84K | |
| 19-Dec-18 5:27 PM View: | Broadcom Inc. (AVGO) | 17-Dec-18 | Payment of Exercise | 1,240 | $254.83 | $315,989.00 | (1%) 107.08K to 105.84K | |
| 17-Dec-18 5:13 PM View: | Broadcom Inc. (AVGO) | 13-Dec-18 | Option Exercise | 22,500 | $62.02 | $1,395,450.00 | 21% 107.08K to 129.58K | |
| 17-Dec-18 5:13 PM View: | Broadcom Inc. (AVGO) | 13-Dec-18 | Option Sale | 22,500 | $257.08 | $5,784,330.00 | (17%) 129.58K to 107.08K | |
| 07-Dec-18 7:28 PM View: | Broadcom Inc. (AVGO) | 04-Dec-18 | Grant | 40,000 | -- | -- | 60% 67.08K to 107.08K | |
| 19-Nov-18 6:16 PM View: | Broadcom Inc. (AVGO) | 15-Nov-18 | Payment of Exercise | 2,480 | $236.34 | $586,123.00 | (4%) 69.56K to 67.08K | |
| 19-Nov-18 6:16 PM View: | Broadcom Inc. (AVGO) | 15-Nov-18 | Option Exercise | 2,500 | -- | -- | 4% 67.06K to 69.56K | |
| 21-Mar-18 8:51 PM View: | Broadcom Ltd (AVGO) | 20-Mar-18 | Market Sale | 4,103 | $243.21 | $997,870.00 | (6%) 71.17K to 67.06K | (68%) |
| 20-Mar-18 7:58 PM View: | Broadcom Ltd (AVGO) | 19-Mar-18 | Market Sale | 2,364 | $245.83 | $581,152.00 | (3%) 73.53K to 71.17K | (67%) |
| 20-Mar-18 7:58 PM View: | Broadcom Ltd (AVGO) | 16-Mar-18 | Market Sale | 2,265 | $256.86 | $581,792.00 | (3%) 75.79K to 73.53K | (59%) |
| 16-Mar-18 5:27 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Grant | 3,125 | -- | -- | 5% 67.67K to 70.79K | |
| 16-Mar-18 5:27 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Option Exercise | 5,000 | -- | -- | 7% 70.79K to 75.79K | |
| 15-Mar-18 7:54 PM View: | Broadcom Ltd (AVGO) | 14-Mar-18 | Market Sale | 3,171 | $259.81 | $823,854.00 | (4%) 70.84K to 67.67K | (58%) |
| 14-Mar-18 6:07 PM View: | Broadcom Ltd (AVGO) | 13-Mar-18 | Grant | 8,000 | -- | -- | 13% 62.84K to 70.84K | |
| 19-Dec-17 8:04 PM View: | Broadcom Ltd (AVGO) | 18-Dec-17 | Market Sale | 656 | $264.38 | $173,431.00 | (1%) 63.5K to 62.84K | (55%) |
| 06-Dec-17 8:15 PM View: | Broadcom Ltd (AVGO) | 04-Dec-17 | Grant | 5,000 | -- | -- | 9% 58.5K to 63.5K | |
| 17-Nov-17 5:59 PM View: | Broadcom Ltd (AVGO) | 16-Nov-17 | Market Option Sale | 2,500 | $267.34 | $668,350.00 | (4%) 61.09K to 58.59K | (52%) |
| 17-Nov-17 5:59 PM View: | Broadcom Ltd (AVGO) | 16-Nov-17 | Market Sale | 95 | $267.34 | $25,397.30 | (< 1%) 58.59K to 58.5K | (52%) |
| 17-Nov-17 5:59 PM View: | Broadcom Ltd (AVGO) | 15-Nov-17 | Option Exercise | 2,500 | -- | -- | 4% 58.59K to 61.09K | |
| 20-Mar-17 8:32 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Option Sale | 2,346 | $222.07 | $520,986.00 | (4%) 61.25K to 58.9K | (82%) |