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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Aug-24 6:50 PM View:  | Hercules Technology Growth ... (HTGC) | 06-Aug-24 | Grant | 1,596 | -- | -- | 8% 20.8K to 22.4K | |
| 08-Aug-24 6:50 PM View: | Hercules Technology Growth ... (HTGC) | 06-Aug-24 | Disposition | 1,596 | -- | -- | (6%) 28.04K to 26.45K | |
| 08-Aug-24 6:50 PM View: | Hercules Technology Growth ... (HTGC) | 06-Aug-24 | Purchase | 5,645 | $18.54 | $104,676.00 | 25% 22.4K to 28.04K | |
| 27-Nov-23 8:05 PM View: | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Grant | 91 | $15.87 | $1,444.17 | < 1% 19.19K to 19.28K | |
| 27-Nov-23 8:05 PM View: | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Grant | 6,243 | $1.24 | $7,764.44 | 32% 19.28K to 25.52K | |
| 27-Nov-23 8:05 PM View: | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Disposition | 5,744 | -- | -- | (23%) 25.52K to 19.78K | |
| 11-Sep-23 5:15 PM View: | Hercules Technology Growth ... (HTGC) | 08-Sep-23 | Grant | 5,656 | $15.90 | $89,930.40 | 183% 3.1K to 8.75K | |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Grant | 88 | $16.41 | $1,444.08 | < 1% 13.15K to 13.24K | 4% |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Grant | 1,963 | $2.48 | $4,869.20 | 15% 13.24K to 15.2K | |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Disposition | 1,667 | -- | -- | (11%) 15.2K to 13.53K | |
| 25-May-23 4:18 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Grant | 162 | $13.09 | $2,120.58 | 1% 12.71K to 12.87K | |
| 25-May-23 4:18 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Grant | 414 | $9.27 | $3,839.16 | 3% 12.87K to 13.29K | |
| 25-May-23 4:18 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Disposition | 138 | -- | -- | (1%) 13.29K to 13.15K | |
| 21-Mar-23 4:57 PM View: | Hercules Technology Growth ... (HTGC) | 17-Mar-23 | Private Purchase | 4,000 | $11.95 | $47,800.00 | 99% 4.06K to 8.06K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Grant | 139 | $15.32 | $2,129.48 | 2% 8.45K to 8.59K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Grant | 285 | $6.50 | $1,852.51 | 3% 8.59K to 8.88K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Disposition | 164 | -- | -- | (2%) 8.88K to 8.71K | |
| 21-Nov-22 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Grant | 164 | $14.06 | $2,305.84 | 2% 8.16K to 8.32K | |
| 21-Nov-22 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Grant | 281 | $6.62 | $1,861.20 | 3% 8.32K to 8.6K | |
| 21-Nov-22 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Disposition | 149 | -- | -- | (2%) 8.6K to 8.45K | |
| 22-Aug-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 19-Aug-22 | Purchase | 24 | $15.63 | $375.12 | < 1% 3.47K to 3.49K | |
| 22-Aug-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 18-Aug-22 | Private Purchase | 57 | $15.63 | $890.91 | 2% 3.41K to 3.47K | |
| 18-Aug-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Grant | 149 | $15.13 | $2,254.37 | 1% 11.28K to 11.43K | |
| 18-Aug-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Grant | 2,197 | $0.19 | $422.01 | 19% 11.43K to 13.63K | |
| 18-Aug-22 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Disposition | 2,170 | -- | -- | (16%) 13.63K to 11.46K | |
| 01-Aug-22 4:43 PM View: | Hercules Technology Growth ... (HTGC) | 01-Aug-22 | Grant | 2,170 | $16.13 | $35,006.00 | 48% 4.51K to 6.68K | |
| 27-Jun-22 8:50 PM View: | Hercules Technology Growth ... (HTGC) | 23-Jun-22 | Grant | 374 | -- | -- | 31% 1.22K to 1.59K | |
| 27-Jun-22 8:50 PM View: | Hercules Technology Growth ... (HTGC) | 23-Jun-22 | Grant | 4,514 | $13.29 | $59,991.10 | 284% 1.59K to 6.1K | |
| 27-Jun-22 8:50 PM View: | Hercules Technology Growth ... (HTGC) | 23-Jun-22 | Disposition | 374 | -- | -- | (6%) 6.1K to 5.73K | |
| 26-May-22 5:26 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Grant | 813 | -- | -- | 69% 1.18K to 1.99K | |
| 26-May-22 5:26 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Grant | 11 | $13.88 | $152.68 | < 1% 1.99K to 2.0K | |
| 26-May-22 5:26 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Grant | 28 | $13.88 | $388.64 | 1% 2.0K to 2.03K | |
| 26-May-22 5:26 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Disposition | 813 | -- | -- | (40%) 2.03K to 1.22K | |
| 24-Mar-22 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 24-Mar-22 | Market Purchase | 75 | $17.89 | $1,341.75 | 7% 1.1K to 1.18K | (5%) |
| 18-Mar-22 4:08 PM View: | Hercules Technology Growth ... (HTGC) | 16-Mar-22 | Grant | 10 | $16.99 | $169.90 | < 1% 1.09K to 1.1K | < 1% |
| 06-Jul-21 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 01-Jul-21 | Grant | 1,091 | $17.17 | $18,732.50 | 100% 0 to 1.09K | < 1% |
| 14-Sep-17 9:11 PM View: | Guidance Software, Inc. (GUID) | 14-Sep-17 | Disposition | 46,532 | $7.10 | $330,377.00 | (100%) 46.53K to 0 | < 1% |
| 09-May-17 8:30 PM View: | Guidance Software, Inc. (GUID) | 03-May-17 | Grant | 18,965 | $5.80 | $109,997.00 | 69% 27.57K to 46.53K | 7% |
| 13-May-16 4:28 PM View: | Guidance Software, Inc. (GUID) | 11-May-16 | Grant | 15,152 | $5.28 | $80,002.60 | 122% 12.41K to 27.57K | 34% |
| 01-Mar-16 4:32 PM View: | Guidance Software, Inc. (GUID) | 25-Feb-16 | Grant | 12,415 | $5.37 | $66,668.50 | 100% 0 to 12.41K | 32% |