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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-18 6:04 AM View:  | EntreMed Inc. (CASI) | 13-Nov-18 | Exercise (in-the money or at-the-money) | 1,699,750 | $1.69 | $2,872,580.00 | 20% 8.5M to 10.2M | |
| 29-Jun-16 9:58 PM View: | EntreMed Inc. (CASI) | 24-Jun-16 | Market Purchase | 3,753,860 | $1.19 | $4,467,090.00 | 79% 4.74M to 8.5M | 215% |