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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-23 6:56 PM View:  | Rivernorth Opportunistic Mu... (RMI) | 10-Feb-23 | Sale | 21,479 | $18.42 | $395,562.00 | (100%) 21.48K to 0 | |
| 16-May-22 7:32 PM View: | Rivernorth Managed Duration... (RMMZ) | 11-May-22 | Grant | 5,000 | $15.98 | $79,894.90 | 100% 0 to 5.0K | |
| 04-May-22 6:02 PM View: | Rivernorth Flexible Municip... (RFMZ) | 28-Apr-22 | Grant | 10,000 | $15.13 | $151,299.00 | 100% 0 to 10.0K | |
| 25-Jan-22 8:24 PM View: | Rivernorth Opportunities Fu... (RIV) | 24-Jan-22 | Private Purchase | 5,000 | $14.95 | $74,728.10 | 8% 66.23K to 71.23K | |
| 16-Nov-21 4:51 PM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-21 | Market Purchase | 16,557 | $16.81 | $278,323.00 | 25% 66.23K to 82.78K | < 1% |
| 21-Apr-21 12:00 PM View: | Rivernorth Managed Duration... (RMM) | 19-Apr-21 | Sale | 5,199 | $19.29 | $100,274.00 | (100%) 5.2K to 0 | |
| 14-Apr-21 3:16 PM View: | Rivernorth/doubleline Strat... (OPP) | 12-Apr-21 | Sale | 20,064 | $15.33 | $307,531.00 | (100%) 20.06K to 0 | |
| 13-Oct-20 4:14 PM View: | Rivernorth/doubleline Strat... (OPP) | 07-Oct-20 | Private Purchase | 5,000 | $13.88 | $69,400.00 | 35% 14.14K to 19.14K | |
| 25-Mar-20 12:22 PM View: | Rivernorth Opportunities Fu... (RIV) | 23-Mar-20 | Private Purchase | 2,500 | $9.38 | $23,455.00 | 6% 45.22K to 47.72K | |
| 20-Mar-20 4:30 PM View: | Rivernorth Opportunistic Mu... (RMI) | 17-Mar-20 | Private Purchase | 10,000 | $18.50 | $184,998.00 | 100% 10.0K to 20.0K | |
| 26-Dec-19 1:55 PM View: | Rivernorth/doubleline Strat... (OPP) | 17-Dec-19 | Private Purchase | 5,000 | $16.21 | $81,050.00 | 55% 9.14K to 14.14K | |
| 12-Nov-19 11:36 AM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-19 | Market Purchase | 5,000 | $16.20 | $81,000.00 | 13% 38.79K to 43.79K | 5% |
| 24-Oct-19 7:13 PM View: | Rivernorth Opportunities Fu... (RIV) | 24-Oct-19 | Sale | 23,793 | $0.05 | $1,268.17 | (61%) 38.79K to 15.0K | |
| 24-Oct-19 7:13 PM View: | Rivernorth Opportunities Fu... (RIV) | 01-Oct-19 | Grant | 38,793 | -- | -- | 100% 0 to 38.79K | |
| 30-Jul-19 2:16 PM View: | Rivernorth Managed Duration... (RMM) | 26-Jul-19 | Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 09-Nov-18 1:46 PM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-18 | Grant | 8,000 | $16.93 | $135,440.00 | 29% 27.64K to 35.64K | (3%) |
| 29-Oct-18 5:03 PM View: | Rivernorth Opportunistic Mu... (RMI) | 26-Oct-18 | Purchase | 10,000 | $20.00 | $200,000.00 | 100% 0 to 10.0K | |
| 18-Jan-18 5:06 PM View: | Rivernorth/doubleline Strat... (OPP) | 05-Jan-18 | Market Purchase | 2,500 | $18.40 | $46,004.90 | 43% 5.76K to 8.26K | (19%) |
| 03-Jan-18 3:48 PM View: | Rivernorth/doubleline Strat... (OPP) | 29-Dec-17 | Market Purchase | 2,500 | $18.39 | $45,974.00 | 77% 3.26K to 5.76K | (19%) |
| 28-Nov-17 5:14 PM View: | Rivernorth/doubleline Strat... (OPP) | 22-Nov-17 | Market Purchase | 3,260 | $18.20 | $59,339.60 | 100% 0 to 3.26K | (19%) |
| 21-Nov-17 9:46 AM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-17 | Grant | 2,000 | $19.54 | $39,080.00 | 8% 25.0K to 27.0K | (25%) |
| 30-Dec-15 4:07 PM View: | Rivernorth Opportunities Fu... (RIV) | 29-Dec-15 | Purchase | 25,000 | $20.00 | $500,000.00 | 100% 0 to 25.0K |