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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Oct-17 9:03 PM View:  | Fifth Street Asset Manageme... (FSAM) | 16-Oct-17 | Option Exercise | 12,393 | -- | -- | 277% 4.47K to 16.86K | |
| 06-Jan-17 6:34 PM View: | Fifth Street Asset Manageme... (FSAM) | 04-Jan-17 | Conversion | 4,472 | -- | -- | 100% 0 to 4.47K |