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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-24 4:15 PM View:  | Pacific Ethanol, Inc. (PEIX) | 13-Nov-24 | Private Purchase | 25,000 | $1.34 | $33,475.00 | 4% 701.77K to 726.77K | |
| 15-Nov-24 4:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 13-Nov-24 | Purchase | 5,000 | $1.33 | $6,625.00 | < 1% 726.77K to 731.77K | |
| 24-Jun-24 4:30 PM View: | Pacific Ethanol, Inc. (PEIX) | 20-Jun-24 | Grant | 36,666 | -- | -- | 6% 665.11K to 701.77K | |
| 18-Jun-24 4:20 PM View: | Magnachip Semiconductor Corp (MX) | 15-Jun-24 | Grant | 39,157 | -- | -- | 20% 198.85K to 238.01K | |
| 29-May-24 5:25 PM View: | ZAIS Financial Corp. (RC) | 24-May-24 | Private Purchase | 10,000 | $8.29 | $82,860.00 | 11% 92.25K to 102.25K | |
| 26-Mar-24 2:26 PM View: | ZAIS Financial Corp. (RC) | 22-Mar-24 | Private Purchase | 2,150 | $9.13 | $19,628.90 | 3% 83.1K to 85.25K | |
| 26-Mar-24 2:26 PM View: | ZAIS Financial Corp. (RC) | 22-Mar-24 | Purchase | 7,000 | $9.12 | $63,832.30 | 8% 85.25K to 92.25K | |
| 18-Mar-24 1:00 PM View: | ZAIS Financial Corp. (RC) | 14-Mar-24 | Private Purchase | 10,000 | $8.65 | $86,475.00 | 14% 73.1K to 83.1K | |
| 26-Feb-24 9:38 PM View: | ZAIS Financial Corp. (RC) | 22-Feb-24 | Grant | 12,693 | -- | -- | 21% 60.41K to 73.1K | |
| 12-Dec-23 4:15 PM View: | Magnachip Semiconductor Corp (MX) | 08-Dec-23 | Private Purchase Duplicate | 10,000 | $6.80 | $68,000.00 | 5% 188.85K to 198.85K | |
| 17-Nov-23 4:15 PM View: | Magnachip Semiconductor Corp (MX) | 15-Nov-23 | Grant | 3,222 | -- | -- | 2% 185.63K to 188.85K | |
| 17-Aug-23 4:16 PM View: | Magnachip Semiconductor Corp (MX) | 15-Aug-23 | Private Purchase | 10,000 | $8.39 | $83,900.00 | 6% 175.63K to 185.63K | |
| 26-Jun-23 4:24 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Jun-23 | Grant | 55,000 | -- | -- | 9% 610.11K to 665.11K | |
| 02-Jun-23 4:10 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Jun-23 | Purchase | 5,000 | $1.97 | $9,850.00 | < 1% 605.11K to 610.11K | |
| 05-Jun-23 4:22 PM View: | Magnachip Semiconductor Corp (MX) | 01-Jun-23 | Grant | 17,479 | -- | -- | 11% 158.15K to 175.63K | |
| 02-Jun-23 4:10 PM View: | Pacific Ethanol, Inc. (PEIX) | 31-May-23 | Private Purchase | 5,000 | $1.99 | $9,949.50 | < 1% 600.11K to 605.11K | |
| 20-Mar-23 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-Mar-23 | Private Purchase | 10,000 | $1.71 | $17,100.00 | 2% 590.11K to 600.11K | |
| 17-Mar-23 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 16-Mar-23 | Purchase | 10,000 | $1.81 | $18,100.00 | 2% 580.11K to 590.11K | |
| 17-Mar-23 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 15-Mar-23 | Private Purchase | 15,000 | $1.86 | $27,900.00 | 3% 565.11K to 580.11K | |
| 09-Mar-23 4:05 PM View: | ZAIS Financial Corp. (RC) | 08-Mar-23 | Purchase | 3,841 | $11.05 | $42,443.10 | 7% 56.56K to 60.41K | |
| 09-Mar-23 4:05 PM View: | ZAIS Financial Corp. (RC) | 07-Mar-23 | Private Purchase | 5,000 | $10.95 | $54,773.00 | 10% 51.56K to 56.56K | |
| 14-Feb-23 8:18 PM View: | ZAIS Financial Corp. (RC) | 12-Feb-23 | Grant | 8,860 | -- | -- | 21% 42.7K to 51.56K | |
| 19-Dec-22 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 16-Dec-22 | Private Purchase | 35,000 | $2.71 | $94,850.00 | 7% 530.11K to 565.11K | |
| 27-Jun-22 4:06 PM View: | Pacific Ethanol, Inc. (PEIX) | 23-Jun-22 | Grant | 20,109 | -- | -- | 4% 510.0K to 530.11K | |
| 23-May-22 8:32 AM View: | Pacific Ethanol, Inc. (PEIX) | 20-May-22 | Private Purchase | 20,000 | $4.04 | $80,800.00 | 4% 490.0K to 510.0K | |
| 15-Feb-22 5:30 PM View: | ZAIS Financial Corp. (RC) | 12-Feb-22 | Grant | 7,752 | -- | -- | 22% 34.95K to 42.7K | |
| 09-Dec-21 7:48 PM View: | Pacific Ethanol, Inc. (PEIX) | 08-Dec-21 | Private Purchase | 10,000 | $4.96 | $49,600.00 | 2% 480.0K to 490.0K | |
| 01-Dec-21 4:32 PM View: | ZAIS Financial Corp. (RC) | 30-Nov-21 | Market Purchase | 2,000 | $15.29 | $30,578.80 | 6% 32.95K to 34.95K | < 1% |
| 01-Dec-21 4:32 PM View: | ZAIS Financial Corp. (RC) | 29-Nov-21 | Market Purchase | 1,000 | $15.51 | $15,509.90 | 3% 31.95K to 32.95K | (< 1%) |
| 23-Nov-21 4:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Nov-21 | Private Purchase | 5,000 | $5.16 | $25,800.00 | 1% 475.0K to 480.0K | |
| 23-Nov-21 4:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 19-Nov-21 | Private Purchase | 5,000 | $5.13 | $25,650.00 | 1% 470.0K to 475.0K | |
| 16-Nov-21 4:16 PM View: | Pacific Ethanol, Inc. (PEIX) | 15-Nov-21 | Private Purchase | 15,000 | $5.47 | $82,050.00 | 3% 455.0K to 470.0K | |
| 17-Nov-21 4:30 PM View: | ZAIS Financial Corp. (RC) | 15-Nov-21 | Market Purchase | 2,000 | $15.84 | $31,680.00 | 7% 29.95K to 31.95K | (< 1%) |
| 16-Nov-21 4:16 PM View: | Pacific Ethanol, Inc. (PEIX) | 12-Nov-21 | Private Purchase | 10,000 | $5.73 | $57,300.00 | 2% 445.0K to 455.0K | |
| 01-Sep-21 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 30-Aug-21 | Private Purchase | 8,504 | $4.85 | $41,244.40 | 2% 436.5K to 445.0K | |
| 23-Aug-21 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 20-Aug-21 | Private Purchase | 6,000 | $4.45 | $26,700.00 | 1% 430.5K to 436.5K | |
| 21-Jun-21 5:14 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-Jun-21 | Grant | 32,736 | -- | -- | 9% 372.76K to 405.5K | |
| 14-Jun-21 7:30 AM View: | Pacific Ethanol, Inc. (PEIX) | 11-Jun-21 | Private Purchase | 25,000 | $6.08 | $151,998.00 | 7% 347.76K to 372.76K | |
| 14-Jun-21 7:30 AM View: | Pacific Ethanol, Inc. (PEIX) | 10-Jun-21 | Private Purchase | 15,000 | $6.15 | $92,248.50 | 5% 332.76K to 347.76K | |
| 25-May-21 4:15 PM View: | ZAIS Financial Corp. (RC) | 24-May-21 | Market Purchase | 3,000 | $14.66 | $43,989.60 | 11% 26.95K to 29.95K | 3% |
| 20-May-21 4:05 PM View: | Pacific Ethanol, Inc. (PEIX) | 19-May-21 | Private Purchase | 5,000 | $5.38 | $26,899.50 | 2% 327.76K to 332.76K | |
| 19-May-21 4:08 PM View: | Pacific Ethanol, Inc. (PEIX) | 18-May-21 | Private Purchase | 66,134 | $5.65 | $373,657.00 | 25% 261.63K to 327.76K | |
| 19-May-21 4:08 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-May-21 | Private Purchase | 7,325 | $5.11 | $37,430.80 | 3% 248.1K to 255.43K | |
| 19-May-21 4:08 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-May-21 | Private Purchase | 6,200 | $5.09 | $31,558.00 | 2% 255.43K to 261.63K | |
| 13-May-21 5:34 PM View: | ZAIS Financial Corp. (RC) | 11-May-21 | Market Purchase | 4,000 | $13.66 | $54,635.60 | 17% 22.95K to 26.95K | 10% |
| 01-Mar-21 9:03 PM View: | ZAIS Financial Corp. (RC) | 12-Feb-21 | Grant | 7,800 | -- | -- | 51% 15.15K to 22.95K | |
| 14-Dec-20 4:35 PM View: | Pacific Ethanol, Inc. (PEIX) | 10-Dec-20 | Grant | 28,710 | -- | -- | 13% 219.39K to 248.1K | |
| 27-Aug-20 5:13 PM View: | Pacific Ethanol, Inc. (PEIX) | 26-Aug-20 | Market Purchase | 32,800 | $3.35 | $109,795.00 | 20% 166.59K to 199.39K | 105% |
| 27-Aug-20 5:13 PM View: | Pacific Ethanol, Inc. (PEIX) | 26-Aug-20 | Market Purchase | 20,000 | $3.53 | $70,599.10 | 10% 199.39K to 219.39K | 94% |
| 27-Aug-20 5:13 PM View: | Pacific Ethanol, Inc. (PEIX) | 25-Aug-20 | Market Purchase | 10,000 | $4.00 | $40,020.00 | 6% 156.59K to 166.59K | 71% |