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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 5:10 PM View:  | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-20 | Grant | 22,935 | $6.00 | $137,610.00 | 24% 97.0K to 119.93K | < 1% |
| 04-Aug-20 5:10 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-20 | Disposition | 119,930 | $6.00 | $719,580.00 | (100%) 119.93K to 0 | (< 1%) |
| 27-May-20 5:04 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 26-May-20 | Disposition | 6,801 | $6.24 | $42,426.00 | (7%) 103.8K to 97.0K | |
| 27-May-20 5:04 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-20 | Grant | 12,000 | -- | -- | 13% 91.8K to 103.8K | |
| 08-May-20 5:10 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 06-May-20 | Market Sale | 3,928 | $6.46 | $25,368.60 | (4%) 95.72K to 91.8K | |
| 20-Mar-20 11:31 AM View: | GAIN Capital Holdings, Inc. (GCAP) | 18-Mar-20 | Market Sale | 5,373 | $4.73 | $25,425.60 | (5%) 101.1K to 95.72K | |
| 18-Mar-20 1:27 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 16-Mar-20 | Market Sale | 4,152 | $5.31 | $22,033.40 | (4%) 105.25K to 101.1K | |
| 31-May-19 5:13 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 29-May-19 | Market Sale | 5,665 | $3.96 | $22,447.00 | (5%) 110.91K to 105.25K | (< 1%) |
| 09-May-19 4:34 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 07-May-19 | Market Sale | 4,009 | $4.95 | $19,832.10 | (3%) 114.92K to 110.91K | 5% |
| 20-Mar-19 6:03 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 18-Mar-19 | Market Sale | 4,256 | $6.57 | $27,961.90 | (4%) 119.18K to 114.92K | 5% |
| 18-Mar-19 5:51 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 14-Mar-19 | Grant | 22,935 | -- | -- | 24% 96.24K to 119.18K | |
| 01-Jun-18 8:38 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 30-May-18 | Market Sale | 2,170 | $8.23 | $17,851.30 | (2%) 98.41K to 96.24K | 26% |
| 29-May-18 5:42 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-18 | Grant | 18,750 | -- | -- | 24% 79.66K to 98.41K | |
| 08-May-18 6:44 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 07-May-18 | Market Sale | 3,843 | $8.23 | $31,627.50 | (5%) 83.51K to 79.66K | 26% |
| 20-Mar-18 5:21 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 16-Mar-18 | Market Sale | 4,239 | $7.19 | $30,489.90 | (5%) 87.75K to 83.51K | 16% |
| 17-Mar-17 4:22 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 15-Mar-17 | Grant | 36,275 | -- | -- | 70% 51.47K to 87.75K | |
| 09-May-16 8:30 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-May-16 | Grant | 32,544 | -- | -- | 172% 18.93K to 51.47K |