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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Oct-17 9:15 AM View:  | Northern Power Systems Corp. (NPS) | 23-Oct-17 | Purchase | 1,000 | $0.14 | $144.40 | < 1% 101.53K to 102.53K | |
| 30-May-17 6:20 PM View: | Northern Power Systems Corp. (NPS) | 25-May-17 | Grant | 30,000 | -- | -- | 44% 68.53K to 98.53K | |
| 02-Dec-16 4:12 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-16 | Grant | 23,125 | -- | -- | 51% 45.4K to 68.53K | |
| 28-Nov-16 4:08 PM View: | Northern Power Systems Corp. (NPS) | 28-Nov-16 | Grant | 30,000 | -- | -- | 195% 15.4K to 45.4K | |
| 27-Aug-15 3:32 PM View: | Northern Power Systems Corp. (NPS) | 25-Aug-15 | Grant | 15,000 | -- | -- | 100% 0 to 15.0K |