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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jan-23 9:00 PM View:  | Old Ayala, Inc (ADXS) | 19-Jan-23 | Disposition | 265,345 | -- | -- | (100%) 265.35K to 0 | |
| 16-May-22 4:10 PM View: | Old Ayala, Inc (ADXS) | 16-May-22 | Grant | 120,000 | -- | -- | 83% 145.34K to 265.35K | |
| 24-Feb-21 5:42 PM View: | Old Ayala, Inc (ADXS) | 24-Feb-21 | Market Sale (Planned) | 10,800 | $17.40 | $187,919.00 | (7%) 156.15K to 145.34K | (4%) |
| 24-Feb-21 5:42 PM View: | Old Ayala, Inc (ADXS) | 23-Feb-21 | Market Sale (Planned) | 7,126 | $17.89 | $127,483.00 | (4%) 163.27K to 156.15K | (2%) |
| 24-Feb-21 5:42 PM View: | Old Ayala, Inc (ADXS) | 22-Feb-21 | Market Sale (Planned) | 15,200 | $19.86 | $301,813.00 | (9%) 178.47K to 163.27K | 8% |
| 11-Feb-21 5:39 PM View: | Chiasma, Inc (CHMA) | 09-Feb-21 | Option Exercise | 27,981 | $1.85 | $51,764.90 | 100% 0 to 27.98K | |
| 11-Feb-21 5:39 PM View: | Chiasma, Inc (CHMA) | 09-Feb-21 | Market Option Sale (Planned) | 27,981 | $5.00 | $139,905.00 | (100%) 27.98K to 0 | 20% |
| 22-Jan-21 4:05 PM View: | Old Ayala, Inc (ADXS) | 21-Jan-21 | Market Sale (Planned) | 1,406 | $15.04 | $21,147.10 | (< 1%) 179.88K to 178.47K | 13% |
| 22-Jan-21 4:05 PM View: | Old Ayala, Inc (ADXS) | 20-Jan-21 | Market Sale (Planned) | 19,466 | $15.03 | $292,533.00 | (10%) 199.34K to 179.88K | 13% |
| 06-Jan-21 4:05 PM View: | Old Ayala, Inc (ADXS) | 04-Jan-21 | Grant | 34,080 | -- | -- | 21% 165.26K to 199.34K | |
| 11-May-20 5:21 PM View: | Old Ayala, Inc (ADXS) | 07-May-20 | Grant | 47,299 | -- | -- | 40% 117.96K to 165.26K | |
| 21-Feb-20 4:43 PM View: | Chiasma, Inc (CHMA) | 20-Feb-20 | Option Exercise | 82,186 | $0.09 | $7,396.74 | 100% 0 to 82.19K | |
| 21-Feb-20 4:43 PM View: | Chiasma, Inc (CHMA) | 20-Feb-20 | Market Option Sale (Planned) | 82,186 | $4.54 | $373,124.00 | (100%) 82.19K to 0 | 12% |
| 23-Dec-19 4:10 PM View: | Chiasma, Inc (CHMA) | 20-Dec-19 | Option Exercise | 61,139 | $0.09 | $5,502.51 | 100% 0 to 61.14K | |
| 23-Dec-19 4:10 PM View: | Chiasma, Inc (CHMA) | 20-Dec-19 | Market Option Sale (Planned) | 61,139 | $5.51 | $336,876.00 | (100%) 61.14K to 0 | 27% |
| 17-Oct-19 8:23 PM View: | Chiasma, Inc (CHMA) | 16-Oct-19 | Option Exercise | 10,000 | $0.09 | $900.00 | 100% 0 to 10.0K | |
| 17-Oct-19 8:23 PM View: | Chiasma, Inc (CHMA) | 16-Oct-19 | Market Option Sale (Planned) | 10,000 | $4.94 | $49,400.00 | (100%) 10.0K to 0 | 19% |
| 23-Sep-19 4:08 PM View: | Chiasma, Inc (CHMA) | 20-Sep-19 | Option Exercise | 50,000 | $0.09 | $4,500.00 | 100% 0 to 50.0K | |
| 23-Sep-19 4:08 PM View: | Chiasma, Inc (CHMA) | 20-Sep-19 | Market Option Sale (Planned) | 50,000 | $5.59 | $279,500.00 | (100%) 50.0K to 0 | 28% |
| 17-Jul-19 7:40 PM View: | Chiasma, Inc (CHMA) | 16-Jul-19 | Option Exercise | 10,000 | $0.09 | $900.00 | 100% 0 to 10.0K | |
| 17-Jul-19 7:40 PM View: | Chiasma, Inc (CHMA) | 16-Jul-19 | Market Option Sale (Planned) | 10,000 | $6.35 | $63,500.00 | (100%) 10.0K to 0 | 37% |
| 17-Apr-19 5:19 PM View: | Chiasma, Inc (CHMA) | 16-Apr-19 | Option Exercise | 10,000 | $0.09 | $900.00 | 100% 0 to 10.0K | |
| 17-Apr-19 5:19 PM View: | Chiasma, Inc (CHMA) | 16-Apr-19 | Market Option Sale (Planned) | 10,000 | $5.31 | $53,100.00 | (100%) 10.0K to 0 | 24% |
| 06-Mar-19 4:34 PM View: | Chiasma, Inc (CHMA) | 05-Mar-19 | Option Exercise | 5,000 | $0.09 | $450.00 | 100% 0 to 5.0K | |
| 06-Mar-19 4:34 PM View: | Chiasma, Inc (CHMA) | 05-Mar-19 | Market Option Sale (Planned) | 5,000 | $5.00 | $25,000.00 | (100%) 5.0K to 0 | 20% |
| 23-Jan-19 5:43 PM View: | Chiasma, Inc (CHMA) | 22-Jan-19 | Option Exercise | 5,000 | $0.09 | $450.00 | 100% 0 to 5.0K | |
| 23-Jan-19 5:43 PM View: | Chiasma, Inc (CHMA) | 22-Jan-19 | Market Option Sale (Planned) | 5,000 | $3.67 | $18,370.00 | (100%) 5.0K to 0 | (10%) |
| 20-Jun-18 5:19 PM View: | Chiasma, Inc (CHMA) | 18-Jun-18 | Option Exercise | 2,389 | $0.09 | $215.01 | 100% 0 to 2.39K | |
| 20-Jun-18 5:19 PM View: | Chiasma, Inc (CHMA) | 18-Jun-18 | Market Option Sale (Planned) | 2,389 | $1.46 | $3,484.12 | (100%) 2.39K to 0 | (176%) |
| 20-Mar-18 4:32 PM View: | Chiasma, Inc (CHMA) | 19-Mar-18 | Option Exercise | 2,389 | $0.09 | $215.01 | 100% 0 to 2.39K | |
| 20-Mar-18 4:32 PM View: | Chiasma, Inc (CHMA) | 19-Mar-18 | Market Option Sale (Planned) | 2,389 | $1.53 | $3,655.17 | (100%) 2.39K to 0 | (162%) |
| 19-Dec-17 4:33 PM View: | Chiasma, Inc (CHMA) | 18-Dec-17 | Option Exercise | 2,389 | $0.09 | $215.01 | 100% 0 to 2.39K | |
| 19-Dec-17 4:33 PM View: | Chiasma, Inc (CHMA) | 18-Dec-17 | Market Option Sale (Planned) | 2,389 | $1.75 | $4,180.75 | (100%) 2.39K to 0 | (131%) |
| 26-Oct-17 4:06 PM View: | Chiasma, Inc (CHMA) | 24-Oct-17 | Option Exercise | 2,389 | $0.09 | $215.01 | 100% 0 to 2.39K | |
| 26-Oct-17 4:06 PM View: | Chiasma, Inc (CHMA) | 24-Oct-17 | Market Option Sale (Planned) | 2,389 | $2.27 | $5,430.20 | (100%) 2.39K to 0 | (78%) |