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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Apr-24 9:19 PM View:  | Rivernorth Capital & Income... (RSF) | 26-Apr-24 | Grant | 68,414 | $15.04 | $1,028,950.00 | 41% 168.65K to 237.06K | |
| 22-Mar-24 5:28 PM View: | Rivernorth Capital & Income... (RSF) | 22-Mar-24 | Purchase | 100 | $16.09 | $1,609.50 | < 1% 168.55K to 168.65K | |
| 08-Feb-23 7:37 PM View: | Rivernorth Capital & Income... (RSF) | 03-Feb-23 | Purchase | 42,558 | $15.84 | $674,119.00 | 34% 125.99K to 168.55K | |
| 23-Dec-22 9:26 PM View: | Rivernorth Capital & Income... (RSF) | 22-Dec-22 | Sale | 7,093 | $24.83 | $176,107.00 | (14%) 51.02K to 43.93K | |
| 08-Dec-22 4:51 PM View: | Rivernorth Opportunistic Mu... (RMI) | 07-Dec-22 | Sale | 7,309 | $17.65 | $128,982.00 | (100%) 7.31K to 0 | |
| 06-Dec-22 6:09 PM View: | Rivernorth Opportunistic Mu... (RMI) | 05-Dec-22 | Sale | 5,505 | $17.46 | $96,113.30 | (43%) 12.81K to 7.31K | |
| 05-Dec-22 5:19 PM View: | Rivernorth Opportunistic Mu... (RMI) | 02-Dec-22 | Sale | 5,936 | $17.40 | $103,297.00 | (32%) 18.75K to 12.81K | |
| 02-Dec-22 8:02 PM View: | Rivernorth Opportunistic Mu... (RMI) | 01-Dec-22 | Sale | 4,870 | $17.83 | $86,830.60 | (21%) 23.62K to 18.75K | |
| 01-Dec-22 4:56 PM View: | Rivernorth Opportunistic Mu... (RMI) | 30-Nov-22 | Sale | 3,000 | $17.31 | $51,940.00 | (11%) 26.62K to 23.62K | |
| 06-Dec-22 5:54 PM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-22 | Purchase | 41,899 | -- | -- | 17% 240.12K to 282.02K | |
| 07-Nov-22 4:54 PM View: | Rivernorth Managed Duration... (RMM) | 04-Nov-22 | Sale | 2,000 | $13.91 | $27,820.00 | (29%) 7.0K to 5.0K | |
| 02-Nov-22 8:47 PM View: | Rivernorth Opportunistic Mu... (RMI) | 01-Nov-22 | Sale | 4,000 | $14.70 | $58,812.40 | (13%) 30.62K to 26.62K | |
| 01-Nov-22 6:48 PM View: | Rivernorth Managed Duration... (RMM) | 31-Oct-22 | Sale | 3,000 | $13.62 | $40,862.00 | (30%) 10.0K to 7.0K | |
| 25-Oct-22 5:49 PM View: | Rivernorth Opportunistic Mu... (RMI) | 24-Oct-22 | Sale | 1,000 | $15.08 | $15,080.00 | (8%) 12.87K to 11.87K | |
| 22-Dec-22 3:49 PM View: | Rivernorth Managed Duration... (RMMZ) | 04-Oct-22 | Sale | 1,000 | $15.66 | $15,660.00 | (100%) 1.0K to 0 | |
| 04-Oct-22 4:13 PM View: | Rivernorth Flexible Municip... (RFMZ) | 03-Oct-22 | Purchase | 7,000 | $13.59 | $95,163.00 | 78% 9.0K to 16.0K | |
| 04-Oct-22 6:37 PM View: | Rivernorth Managed Duration... (RMMZ) | 03-Oct-22 | Sale | 7,000 | $15.87 | $111,071.00 | (88%) 8.0K to 1.0K | |
| 03-Oct-22 8:10 PM View: | Rivernorth Flexible Municip... (RFMZ) | 30-Sep-22 | Purchase | 2,000 | $13.26 | $26,520.00 | 29% 7.0K to 9.0K | |
| 03-Oct-22 8:03 PM View: | Rivernorth Managed Duration... (RMMZ) | 30-Sep-22 | Sale | 1,000 | $15.73 | $15,725.00 | (25%) 4.0K to 3.0K | |
| 30-Sep-22 5:27 PM View: | Rivernorth Opportunistic Mu... (RMI) | 28-Sep-22 | Sale | 597 | $15.85 | $9,462.45 | (4%) 13.47K to 12.87K | |
| 30-Sep-22 5:34 PM View: | Rivernorth Flexible Municip... (RFMZ) | 28-Sep-22 | Purchase | 2,000 | $13.57 | $27,150.00 | 40% 5.0K to 7.0K | |
| 30-Sep-22 5:51 PM View: | Rivernorth Managed Duration... (RMMZ) | 28-Sep-22 | Sale | 1,000 | $15.79 | $15,790.00 | (20%) 5.0K to 4.0K | |
| 06-May-22 4:31 PM View: | Rivernorth Flexible Municip... (RFMZ) | 05-May-22 | Purchase | 10,000 | $14.65 | $146,475.00 | 100% 0 to 10.0K | |
| 15-Feb-22 8:17 AM View: | Rivernorth Managed Duration... (RMM) | 11-Feb-22 | Purchase | 5,000 | $18.75 | $93,750.00 | 100% 0 to 5.0K | |
| 17-Feb-22 8:03 PM View: | Rivernorth Managed Duration... (RMMZ) | 11-Feb-22 | Purchase | 5,000 | $18.75 | $93,750.00 | 100% 0 to 5.0K | |
| 08-Oct-21 4:47 PM View: | Rivernorth/doubleline Strat... (OPP) | 05-Oct-21 | Disposition | 15,444 | -- | -- | (100%) 15.44K to 0 | |
| 08-Oct-21 4:47 PM View: | Rivernorth/doubleline Strat... (OPP) | 13-Sep-21 | Grant | 15,444 | -- | -- | 100% 0 to 15.44K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPP) | 20-Oct-20 | Purchase | 3,100 | $14.89 | $46,172.00 | 12% 24.94K to 28.04K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPP) | 10-Oct-20 | Private Purchase | 900 | $14.89 | $13,401.00 | 4% 24.34K to 25.24K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPP) | 10-Oct-20 | Purchase | 3,700 | $14.90 | $55,130.00 | 15% 25.24K to 28.94K | |
| 28-May-20 1:14 PM View: | Rivernorth Flexible Municip... (RFM) | 21-May-20 | Purchase | 1,400 | $18.69 | $26,171.00 | 100% 0 to 1.4K | |
| 31-Mar-20 4:15 PM View: | Rivernorth Capital & Income... (RSF) | 27-Mar-20 | Purchase | 2,068 | $23.09 | $47,743.50 | 32% 6.55K to 8.62K | |
| 16-Mar-20 5:03 PM View: | Rivernorth Opportunities Fu... (RIV) | 12-Mar-20 | Private Purchase | 2,876 | $12.46 | $35,836.20 | 2% 137.69K to 140.57K | |
| 16-Mar-20 5:09 PM View: | Rivernorth Opportunistic Mu... (RMI) | 12-Mar-20 | Market Purchase | 597 | $21.65 | $12,925.00 | 5% 12.87K to 13.47K | (< 1%) |
| 26-Dec-19 1:58 PM View: | Rivernorth/doubleline Strat... (OPP) | 17-Dec-19 | Private Purchase | 6,111 | $16.21 | $99,059.30 | 65% 9.33K to 15.44K | |
| 12-Nov-19 11:40 AM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-19 | Market Purchase | 33,168 | $16.20 | $537,322.00 | 32% 104.53K to 137.69K | 5% |
| 24-Oct-19 7:15 PM View: | Rivernorth Opportunities Fu... (RIV) | 01-Oct-19 | Grant | 96,597 | -- | -- | 100% 0 to 96.6K | |
| 30-Jul-19 2:19 PM View: | Rivernorth Managed Duration... (RMM) | 26-Jul-19 | Purchase | 10,000 | $20.00 | $200,000.00 | 100% 0 to 10.0K | |
| 26-Jul-19 12:56 PM View: | Rivernorth Opportunistic Mu... (RMI) | 23-Jul-19 | Market Sale | 5,880 | $21.65 | $127,302.00 | (31%) 18.75K to 12.87K | < 1% |
| 19-Jun-19 5:13 PM View: | Rivernorth Capital & Income... (RSF) | 17-Jun-19 | Purchase | 1,400 | $19.64 | $27,501.00 | 1% 112.01K to 113.41K | |
| 26-Dec-18 4:12 PM View: | Rivernorth Capital & Income... (RSF) | 21-Dec-18 | Purchase | 700 | $24.56 | $17,190.00 | < 1% 88.25K to 88.95K | |
| 26-Dec-18 4:14 PM View: | Rivernorth Opportunities Fu... (RIV) | 21-Dec-18 | Market Purchase | 2,000 | $14.53 | $29,065.00 | 2% 87.97K to 89.97K | 16% |
| 26-Dec-18 4:15 PM View: | Rivernorth/doubleline Strat... (OPP) | 21-Dec-18 | Market Purchase | 2,000 | $15.20 | $30,405.00 | 27% 7.33K to 9.33K | 9% |
| 21-Dec-18 2:08 PM View: | Rivernorth Capital & Income... (RSF) | 20-Dec-18 | Purchase | 1,000 | $24.67 | $24,665.00 | 1% 87.25K to 88.25K | |
| 21-Dec-18 2:00 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Dec-18 | Grant | 2,000 | $14.84 | $29,685.00 | 2% 85.97K to 87.97K | 14% |
| 21-Dec-18 2:06 PM View: | Rivernorth/doubleline Strat... (OPP) | 20-Dec-18 | Market Purchase | 5,000 | $15.23 | $76,149.80 | 214% 2.33K to 7.33K | 8% |
| 21-Dec-18 2:08 PM View: | Rivernorth Capital & Income... (RSF) | 19-Dec-18 | Purchase | 2,890 | $24.72 | $71,449.20 | 3% 84.36K to 87.25K | |
| 21-Dec-18 2:00 PM View: | Rivernorth Opportunities Fu... (RIV) | 19-Dec-18 | Grant | 5,000 | $15.02 | $75,084.80 | 6% 80.97K to 85.97K | 13% |
| 21-Dec-18 2:06 PM View: | Rivernorth/doubleline Strat... (OPP) | 19-Dec-18 | Market Purchase | 2,333 | $15.56 | $36,292.90 | 100% 0 to 2.33K | 6% |
| 19-Dec-18 11:43 AM View: | Rivernorth Capital & Income... (RSF) | 17-Dec-18 | Purchase | 1,961 | $24.74 | $48,507.40 | 2% 82.4K to 84.36K |