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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Feb-17 6:00 PM View:  | Cardica Inc. (DXTR) | 15-Feb-17 | Grant | 20,000 | -- | -- | (100%) (-20.0K) to 0 | |
| 10-Feb-16 10:00 PM View: | Cardica Inc. (DXTR) | 09-Feb-16 | Market Purchase | 75,000 | $0.25 | $18,450.00 | 100% 0 to 75.0K | (97%) |