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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:03 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 137,778 | -- | -- | (100%) 137.78K to 0 | |
| 24-Apr-17 4:07 PM View: | NewStar Financial, Inc. (NEWS) | 20-Apr-17 | Payment of Exercise | 29,901 | $10.56 | $315,755.00 | (18%) 167.68K to 137.78K | (13%) |
| 24-Apr-17 4:07 PM View: | NewStar Financial, Inc. (NEWS) | 20-Apr-17 | Option Exercise | 35,000 | $8.28 | $289,800.00 | 26% 132.68K to 167.68K | |
| 22-Feb-17 4:37 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-17 | Grant | 17,802 | -- | -- | 15% 114.88K to 132.68K | |
| 15-Feb-17 4:01 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-17 | Payment of Exercise | 722 | $9.22 | $6,656.84 | (< 1%) 115.6K to 114.88K | (29%) |
| 15-Feb-17 4:01 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-17 | Payment of Exercise | 2,816 | $9.45 | $26,611.20 | (2%) 118.42K to 115.6K | (26%) |
| 15-Feb-17 4:01 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-17 | Payment of Exercise | 3,888 | $9.18 | $35,691.80 | (3%) 122.3K to 118.42K | (30%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 15-Feb-16 | Payment of Exercise | 970 | $6.27 | $6,081.90 | (< 1%) 123.27K to 122.3K | (90%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-16 | Payment of Exercise | 722 | $6.27 | $4,526.94 | (< 1%) 124.0K to 123.27K | (90%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-16 | Payment of Exercise | 2,816 | $6.27 | $17,656.30 | (2%) 126.81K to 124.0K | (90%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-16 | Grant | 35,885 | -- | -- | 39% 90.93K to 126.81K | |
| 29-Jan-16 4:14 PM View: | NewStar Financial, Inc. (NEWS) | 27-Jan-16 | Payment of Exercise | 18,114 | $7.54 | $136,580.00 | (17%) 109.04K to 90.93K | (58%) |
| 29-Jan-16 4:14 PM View: | NewStar Financial, Inc. (NEWS) | 27-Jan-16 | Option Exercise | 30,000 | $2.86 | $85,800.00 | 38% 79.04K to 109.04K | |
| 19-Nov-15 4:19 PM View: | NewStar Financial, Inc. (NEWS) | 17-Nov-15 | Payment of Exercise | 5,338 | $9.25 | $49,376.50 | (6%) 84.38K to 79.04K | (29%) |
| 19-Nov-15 4:19 PM View: | NewStar Financial, Inc. (NEWS) | 17-Nov-15 | Option Exercise | 10,000 | $2.86 | $28,600.00 | 13% 74.38K to 84.38K |