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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-17 6:25 PM View:  | Kubota Pharmaceutical Holdi... (NONE) | 05-Jul-17 | Option Sale | 3,700 | $6.75 | $24,975.00 | (8%) 47.83K to 44.13K | |
| 05-Jul-17 6:25 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jul-17 | Option Exercise | 7,473 | -- | -- | 19% 40.35K to 47.83K | |
| 02-Jun-17 2:19 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-17 | Option Exercise | 7,473 | -- | -- | 21% 36.26K to 43.73K | |
| 02-Jun-17 2:19 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-17 | Option Sale | 3,380 | $7.38 | $24,944.40 | (8%) 43.73K to 40.35K | |
| 02-May-17 1:51 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-17 | Option Exercise | 7,473 | -- | -- | 23% 32.4K to 39.88K | |
| 02-May-17 1:51 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-17 | Option Sale | 3,615 | $6.15 | $22,232.20 | (9%) 39.88K to 36.26K | |
| 04-Apr-17 8:39 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 04-Apr-17 | Option Sale | 3,400 | $6.75 | $22,950.00 | (9%) 35.8K to 32.4K | |
| 04-Apr-17 8:39 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Apr-17 | Option Exercise | 7,472 | -- | -- | 26% 28.33K to 35.8K | |
| 02-Mar-17 4:34 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 02-Mar-17 | Option Sale | 3,550 | $7.70 | $27,335.00 | (11%) 31.88K to 28.33K | |
| 02-Mar-17 4:34 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Mar-17 | Option Exercise | 7,473 | -- | -- | 31% 24.41K to 31.88K | |
| 03-Feb-17 3:47 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 02-Feb-17 | Option Sale | 3,875 | $8.60 | $33,325.00 | (14%) 28.28K to 24.41K | |
| 03-Feb-17 3:47 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Feb-17 | Option Exercise | 7,473 | -- | -- | 36% 20.81K to 28.28K | |
| 06-Jan-17 3:36 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 04-Jan-17 | Option Sale | 3,790 | $8.58 | $32,518.20 | (15%) 24.6K to 20.81K | |
| 06-Jan-17 3:36 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jan-17 | Option Exercise | 7,473 | -- | -- | 44% 17.13K to 24.6K | |
| 27-Dec-16 8:32 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 22-Dec-16 | Option Exercise | 7,472 | -- | -- | 58% 12.87K to 20.34K | |
| 27-Dec-16 8:32 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 22-Dec-16 | Option Sale | 3,210 | $8.18 | $26,257.80 | (16%) 20.34K to 17.13K | |
| 02-Nov-16 4:59 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Nov-16 | Payment of Exercise | 3,135 | $9.54 | $29,907.90 | (20%) 16.0K to 12.87K | |
| 02-Nov-16 4:59 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Nov-16 | Option Exercise | 7,473 | -- | -- | 88% 8.53K to 16.0K | |
| 04-Oct-16 8:30 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Oct-16 | Payment of Exercise | 3,135 | $11.92 | $37,369.20 | (27%) 11.66K to 8.53K | |
| 04-Oct-16 8:30 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Oct-16 | Option Exercise | 7,473 | -- | -- | 178% 4.19K to 11.66K | |
| 30-Sep-16 5:31 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 29-Sep-16 | Sale | 9,000 | $13.09 | $117,830.00 | (68%) 13.19K to 4.19K | |
| 12-Sep-16 7:59 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 12-Sep-16 | Sale | 60,000 | $9.86 | $591,420.00 | (82%) 73.19K to 13.19K | |
| 02-Sep-16 3:35 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Sep-16 | Payment of Exercise | 3,135 | $9.84 | $30,848.40 | (4%) 76.32K to 73.19K | |
| 02-Sep-16 3:35 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Sep-16 | Option Exercise | 7,473 | -- | -- | 11% 68.85K to 76.32K | |
| 02-Aug-16 4:17 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Aug-16 | Payment of Exercise | 3,135 | $12.70 | $39,814.50 | (4%) 71.99K to 68.85K | |
| 02-Aug-16 4:17 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Aug-16 | Option Exercise | 7,472 | -- | -- | 12% 64.51K to 71.99K | |
| 06-Jul-16 5:15 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jul-16 | Payment of Exercise | 3,135 | $22.34 | $70,035.90 | (5%) 67.65K to 64.51K | |
| 06-Jul-16 5:15 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jul-16 | Option Exercise | 7,473 | -- | -- | 12% 60.18K to 67.65K | |
| 03-Jun-16 12:52 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-16 | Payment of Exercise | 3,135 | $10.76 | $33,732.60 | (5%) 63.31K to 60.18K | |
| 03-Jun-16 12:52 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-16 | Option Exercise | 7,473 | -- | -- | 13% 55.84K to 63.31K | |
| 03-May-16 7:12 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-16 | Payment of Exercise | 33,835 | $35.90 | $1,214,680.00 | (38%) 89.67K to 55.84K | |
| 03-May-16 7:12 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-16 | Option Exercise | 89,673 | -- | -- | 100% 0 to 89.67K |