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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Nov-16 5:53 PM View:  | Atlantic Alliance Partnersh... (AAPC) | 01-Nov-16 | Acquisition (other) | 276,378 | $10.32 | $2,851,970.00 | 10% 2.7M to 2.98M | 10% |
| 06-May-15 5:03 PM View: | Atlantic Alliance Partnersh... (AAPC) | 04-May-15 | Grant | 778,438 | $10.00 | $7,784,380.00 | 36% 2.16M to 2.93M | |
| 06-May-15 5:03 PM View: | Atlantic Alliance Partnersh... (AAPC) | 04-May-15 | Disposition (other) | 234,375 | -- | -- | (8%) 2.93M to 2.7M |