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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Mar-24 9:42 PM View:  | P10, Inc. (PX) | 09-Mar-24 | Payment of Exercise | 2,299 | $8.09 | $18,598.90 | (3%) 81.67K to 79.37K | |
| 12-Mar-24 9:42 PM View: | P10, Inc. (PX) | 09-Mar-24 | Option Exercise | 9,440 | -- | -- | 13% 72.23K to 81.67K | |
| 28-Aug-20 6:16 PM View: | GlobalScape Inc. (GSB) | 28-Aug-20 | Disposition | 17,329 | -- | -- | (100%) 17.33K to 0 | |
| 06-Feb-20 5:20 PM View: | GlobalScape Inc. (GSB) | 06-Feb-20 | Option Exercise | 31,661 | $3.91 | $123,795.00 | 89% 35.66K to 67.32K | |
| 06-Feb-20 5:20 PM View: | GlobalScape Inc. (GSB) | 05-Feb-20 | Option Exercise | 300 | $3.91 | $1,173.00 | < 1% 35.36K to 35.66K | |
| 06-Feb-20 5:20 PM View: | GlobalScape Inc. (GSB) | 04-Feb-20 | Option Exercise | 18,034 | $3.91 | $70,512.90 | 66% 27.33K to 45.36K | |
| 06-Feb-20 5:20 PM View: | GlobalScape Inc. (GSB) | 04-Feb-20 | Private Option Sale | 10,000 | $10.63 | $106,314.00 | (22%) 45.36K to 35.36K | |
| 17-Dec-19 5:19 PM View: | GlobalScape Inc. (GSB) | 13-Dec-19 | Grant | 17,329 | -- | -- | 173% 10.0K to 27.33K | |
| 12-Sep-19 7:05 PM View: | Aetrium Inc. (ATRM) | 10-Sep-19 | Disposition | 50,000 | -- | -- | (100%) 50.0K to 0 | |
| 12-Sep-19 7:05 PM View: | Aetrium Inc. (ATRM) | 06-Sep-19 | Grant | 20,000 | -- | -- | 67% 30.0K to 50.0K | |
| 14-May-19 7:50 PM View: | Aetrium Inc. (ATRM) | 12-Dec-18 | Grant | 20,000 | -- | -- | 200% 10.0K to 30.0K | |
| 20-Dec-17 5:15 PM View: | Aetrium Inc. (ATRM) | 18-Dec-17 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 31-May-16 7:03 PM View: | Crossroads Systems, Inc. (CRDS) | 26-May-16 | Disposition | 19,775 | -- | -- | (25%) 79.38K to 59.61K | |
| 05-Jan-16 8:00 PM View: | Crossroads Systems, Inc. (CRDS) | 04-Jan-16 | Grant | 19,775 | $1.04 | $20,566.00 | 182% 10.87K to 30.64K | (82%) |
| 30-Jul-15 5:23 PM View: | Crossroads Systems, Inc. (CRDS) | 28-Jul-15 | Option Exercise | 2,000 | $1.25 | $2,500.00 | 3% 57.61K to 59.61K | (85%) |