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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Feb-24 4:26 PM View:  | Carrier Global Corp (CARR) | 08-Feb-24 | Payment of Exercise | 176,730 | $54.06 | $9,554,020.00 | (14%) 1.23M to 1.06M | |
| 09-Feb-24 4:26 PM View: | Carrier Global Corp (CARR) | 08-Feb-24 | Option Exercise | 473,269 | $20.19 | $9,554,110.00 | 62% 759.58K to 1.23M | |
| 09-Feb-24 4:26 PM View: | Carrier Global Corp (CARR) | 08-Feb-24 | Option Sale | 354,539 | $54.16 | $19,203,100.00 | (34%) 1.06M to 701.58K | |
| 06-Feb-24 4:35 PM View: | Carrier Global Corp (CARR) | 04-Feb-24 | Grant | 210,857 | -- | -- | 33% 631.73K to 842.58K | |
| 06-Feb-24 4:35 PM View: | Carrier Global Corp (CARR) | 04-Feb-24 | Payment of Exercise | 83,004 | $56.78 | $4,712,970.00 | (10%) 842.58K to 759.58K | |
| 25-May-23 5:20 PM View: | Carrier Global Corp (CARR) | 24-May-23 | Payment of Exercise | 153 | $41.30 | $6,318.90 | (< 1%) 631.88K to 631.73K | |
| 25-May-23 5:20 PM View: | Carrier Global Corp (CARR) | 24-May-23 | Option Exercise | 412 | -- | -- | < 1% 631.47K to 631.88K | |
| 17-May-23 4:16 PM View: | Carrier Global Corp (CARR) | 16-May-23 | Grant | 184,960 | -- | -- | 36% 519.29K to 704.25K | |
| 17-May-23 4:16 PM View: | Carrier Global Corp (CARR) | 16-May-23 | Payment of Exercise | 72,782 | $42.15 | $3,067,760.00 | (10%) 704.25K to 631.47K | |
| 16-May-23 4:12 PM View: | Carrier Global Corp (CARR) | 14-May-23 | Payment of Exercise | 34,069 | $42.40 | $1,444,530.00 | (6%) 553.36K to 519.29K | |
| 16-May-23 4:12 PM View: | Carrier Global Corp (CARR) | 14-May-23 | Option Exercise | 92,078 | -- | -- | 20% 461.28K to 553.36K | |
| 14-Feb-23 4:09 PM View: | Carrier Global Corp (CARR) | 10-Feb-23 | Payment of Exercise | 150 | $44.83 | $6,724.50 | (< 1%) 461.43K to 461.28K | |
| 14-Feb-23 4:09 PM View: | Carrier Global Corp (CARR) | 10-Feb-23 | Option Exercise | 404 | -- | -- | < 1% 461.03K to 461.43K | |
| 07-Feb-23 4:11 PM View: | Carrier Global Corp (CARR) | 04-Feb-23 | Payment of Exercise | 33,378 | $46.89 | $1,565,090.00 | (7%) 494.4K to 461.03K | |
| 07-Feb-23 4:11 PM View: | Carrier Global Corp (CARR) | 04-Feb-23 | Option Exercise | 97,849 | -- | -- | 25% 396.56K to 494.4K | |
| 08-Feb-22 6:32 PM View: | Carrier Global Corp (CARR) | 05-Feb-22 | Payment of Exercise | 46,687 | $45.84 | $2,140,130.00 | (11%) 443.24K to 396.56K | |
| 08-Feb-22 6:32 PM View: | Carrier Global Corp (CARR) | 05-Feb-22 | Option Exercise | 133,556 | -- | -- | 43% 309.69K to 443.24K | |
| 03-Dec-21 4:18 PM View: | Carrier Global Corp (CARR) | 01-Dec-21 | Payment of Exercise | 7,243 | $53.60 | $388,225.00 | (2%) 316.93K to 309.69K | |
| 03-Dec-21 4:18 PM View: | Carrier Global Corp (CARR) | 01-Dec-21 | Option Exercise | 7,243 | -- | -- | 2% 309.69K to 316.93K | |
| 11-Feb-21 9:06 PM View: | Carrier Global Corp (CARR) | 10-Feb-21 | Payment of Exercise | 49 | $37.19 | $1,822.31 | (< 1%) 309.73K to 309.68K | |
| 11-Feb-21 9:06 PM View: | Carrier Global Corp (CARR) | 10-Feb-21 | Option Exercise | 132 | -- | -- | < 1% 309.6K to 309.73K | |
| 05-Jan-21 6:44 PM View: | Carrier Global Corp (CARR) | 02-Jan-21 | Payment of Exercise | 56,224 | $37.03 | $2,081,970.00 | (15%) 365.82K to 309.6K | |
| 05-Jan-21 6:44 PM View: | Carrier Global Corp (CARR) | 02-Jan-21 | Option Exercise | 155,706 | -- | -- | 74% 210.12K to 365.82K | |
| 14-Oct-20 4:18 PM View: | Carrier Global Corp (CARR) | 12-Oct-20 | Payment of Exercise | 84,898 | $33.00 | $2,801,630.00 | (40%) 210.13K to 125.23K | |
| 14-Oct-20 4:18 PM View: | Carrier Global Corp (CARR) | 12-Oct-20 | Option Exercise | 130,851 | -- | -- | 165% 79.28K to 210.13K | |
| 18-May-20 5:09 PM View: | Carrier Global Corp (CARR) | 18-May-20 | Grant | 57,580 | $17.45 | $1,004,770.00 | 265% 21.7K to 79.28K | |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Disposition | 49,597 | $155.48 | $7,711,340.00 | (40%) 122.76K to 73.16K | 44% |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Option Exercise | 88,436 | $87.20 | $7,711,850.00 | 258% 34.32K to 122.76K | |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Market Option Sale | 51,491 | $154.12 | $7,935,950.00 | (70%) 73.16K to 21.67K | 43% |
| 12-Feb-20 4:29 PM View: | United Technologies Corp. (RTX) | 10-Feb-20 | Grant | 20,862 | $156.55 | $3,265,950.00 | 96% 21.67K to 42.53K | (44%) |
| 12-Feb-20 4:29 PM View: | United Technologies Corp. (RTX) | 10-Feb-20 | Payment of Exercise | 8,210 | $156.55 | $1,285,280.00 | (19%) 42.53K to 34.32K | 44% |
| 07-Jan-20 4:30 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Payment of Exercise | 1,952 | $153.35 | $299,339.00 | (8%) 23.62K to 21.67K | 43% |
| 07-Jan-20 4:30 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Option Exercise | 7,917 | -- | -- | 50% 15.71K to 23.62K | |
| 22-Feb-19 4:33 PM View: | United Technologies Corp. (RTX) | 20-Feb-19 | Market Sale | 7,200 | $128.26 | $923,489.00 | (31%) 22.86K to 15.66K | 32% |
| 13-Feb-19 10:00 PM View: | United Technologies Corp. (RTX) | 11-Feb-19 | Grant | 18,328 | $122.72 | $2,249,210.00 | 159% 11.5K to 29.83K | (30%) |
| 13-Feb-19 10:00 PM View: | United Technologies Corp. (RTX) | 11-Feb-19 | Payment of Exercise | 6,977 | $122.72 | $856,217.00 | (23%) 29.83K to 22.85K | 30% |
| 14-Feb-18 10:00 PM View: | United Technologies Corp. (RTX) | 12-Feb-18 | Grant | 3,080 | $127.38 | $392,330.00 | 33% 9.28K to 12.36K | (34%) |
| 14-Feb-18 10:00 PM View: | United Technologies Corp. (RTX) | 12-Feb-18 | Payment of Exercise | 924 | $127.38 | $117,699.00 | (7%) 12.36K to 11.44K | 34% |
| 15-Feb-17 4:34 PM View: | United Technologies Corp. (RTX) | 13-Feb-17 | Disposition | 19,332 | $111.64 | $2,158,220.00 | (52%) 37.53K to 18.19K | 25% |
| 15-Feb-17 4:34 PM View: | United Technologies Corp. (RTX) | 13-Feb-17 | Option Exercise | 28,300 | $76.27 | $2,158,340.00 | 307% 9.23K to 37.53K | |
| 15-Feb-17 4:34 PM View: | United Technologies Corp. (RTX) | 13-Feb-17 | Market Option Sale | 8,968 | $111.67 | $1,001,410.00 | (49%) 18.19K to 9.23K | 25% |
| 29-Apr-16 5:03 PM View: | United Technologies Corp. (RTX) | 28-Apr-16 | Disposition | 12,059 | $104.55 | $1,260,770.00 | (43%) 28.33K to 16.27K | 18% |
| 29-Apr-16 5:03 PM View: | United Technologies Corp. (RTX) | 28-Apr-16 | Option Exercise | 19,150 | $65.84 | $1,260,930.00 | 209% 9.18K to 28.33K | |
| 29-Apr-16 5:03 PM View: | United Technologies Corp. (RTX) | 28-Apr-16 | Market Option Sale | 7,091 | $104.22 | $739,024.00 | (44%) 16.27K to 9.18K | 18% |
| 12-Feb-16 5:06 PM View: | United Technologies Corp. (RTX) | 10-Feb-16 | Grant | 2,033 | $86.96 | $176,790.00 | 26% 7.75K to 9.78K | (< 1%) |
| 12-Feb-16 5:06 PM View: | United Technologies Corp. (RTX) | 10-Feb-16 | Payment of Exercise | 693 | $86.96 | $60,263.30 | (7%) 9.78K to 9.09K | < 1% |
| 19-May-15 5:03 PM View: | United Technologies Corp. (RTX) | 15-May-15 | Disposition | 3,108 | $119.21 | $370,505.00 | (23%) 13.57K to 10.46K | 26% |
| 19-May-15 5:03 PM View: | United Technologies Corp. (RTX) | 15-May-15 | Option Exercise | 5,900 | $62.81 | $370,579.00 | 77% 7.67K to 13.57K | |
| 19-May-15 5:03 PM View: | United Technologies Corp. (RTX) | 15-May-15 | Market Option Sale | 2,792 | $119.24 | $332,910.00 | (27%) 10.46K to 7.67K | 26% |
| 11-Feb-15 5:11 PM View: | United Technologies Corp. (RTX) | 09-Feb-15 | Grant | 4,239 | $119.32 | $505,797.00 | 89% 4.78K to 9.02K | (26%) |